Address https://gelex.eu/eli/EU/act/oj/L/2014/432@2014-07-11/en

Contents

1. Preamble
2. Sole Article
3. AMENDING BUDGET No 1 FOR THE FINANCIAL YEAR 2014

THE PRESIDENT OF THE EUROPEAN PARLIAMENT,

Having regard to the Treaty on the Functioning of the European Union, and in particular Article 314(4)(a) and (9) thereof,

Having regard to the Treaty establishing the European Atomic Energy Community, and in particular Article 106a thereof,

Having regard to Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002,

Having regard to the Interinstitutional Agreement of 2 December 2013 between the European Parliament, the Council and the Commission on budgetary discipline, on cooperation in budgetary matters and on sound financial management,

Having regard to Council Regulation (EU, Euratom) No 1311/2013 of 2 December 2013 laying down the multiannual financial framework for the years 2014-2020,

Having regard to the general budget of the European Union for the financial year 2014, as definitively adopted on 20 November 2013,

Having regard to Draft amending budget No 1 of the European Union for the financial year 2014, which the Commission drew up on 11 February 2014,

Having regard to the position on Draft amending budget No 1/2014, which the Council adopted on 9 April 2014,

Having regard to Parliament's approval of 16 April 2014 of the Council position,

Having regard to Rule 75b and 75e of Parliament’s Rules of Procedure,

DECLARES:

Sole Article

The procedure under Article 314 of the Treaty on the Functioning of the European Union is complete and Amending budget No 1 of the European Union for the financial year 2014 has been definitively adopted.

Done at Strasbourg, 16 April 2014. The President M. Schulz

AMENDING BUDGET No 1 FOR THE FINANCIAL YEAR 2014

Txt. 1. GENERAL STATEMENT OF REVENUE BY BUDGET HEADING Title Heading Budget 2014 Amending budget No 1/2014 New amount 1 OWN RESOURCES 133960184723 133960184723 3 SURPLUSES, BALANCES AND ADJUSTMENTS p.m. p.m. 4 REVENUE ACCRUING FROM PERSONS WORKING WITH THE INSTITUTIONS AND OTHER UNION BODIES 1274999230 1274999230 5 REVENUE ACCRUING FROM THE ADMINISTRATIVE OPERATION OF THE INSTITUTIONS 53752047 53752047 6 CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH UNION AGREEMENTS AND PROGRAMMES 60000000 60000000 7 INTEREST ON LATE PAYMENTS AND FINES 123000000 123000000 8 BORROWING AND LENDING OPERATIONS 2477000 2477000 9 MISCELLANEOUS REVENUE 30200000 30200000 GRAND TOTAL 135504613000 135504613000 REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR BORROWING AND LENDING OPERATIONS IN THE MEMBER STATES LOANS GRANTED BY THE COMMISSION REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR BORROWING AND LENDING OPERATIONS FOR THIRD COUNTRIES REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR LOANS GRANTED BY FINANCIAL ESTABLISHMENTS IN THIRD COUNTRIES REVENUE FROM CONTRIBUTIONS BY GUARANTEE BODIES Article Item Heading Budget 2014 Amending budget No 1/2014 New amount CHAPTER 8 0 8 0 0 European Union guarantee for Union borrowings for balance of payments support p.m. p.m. 8 0 1 European Union guarantee for Euratom borrowings p.m. p.m. 8 0 2 European Union guarantee for Union borrowings for financial assistance under the European Financial Stabilisation Mechanism p.m. p.m. CHAPTER 8 0 — TOTAL p.m. p.m. CHAPTER 8 1 8 1 0 Capital repayments and interest in respect of special loans and risk capital granted in the framework of financial cooperation with Mediterranean third countries p.m. p.m. 8 1 3 Capital repayments and interest in respect of loans and risk capital granted by the Commission to developing countries in the Mediterranean region and South Africa under the European Union Investment Partners operation p.m. p.m. CHAPTER 8 1 — TOTAL p.m. p.m. CHAPTER 8 2 8 2 7 European Union guarantee for the borrowing programmes contracted by the Union to provide macro-financial assistance to third countries p.m. p.m. 8 2 8 Guarantee for Euratom borrowings to improve the degree of efficiency and safety of nuclear power stations in the countries of central and eastern Europe and the Commonwealth of Independent States p.m. p.m. CHAPTER 8 2 — TOTAL p.m. p.m. CHAPTER 8 3 8 3 5 European Union guarantee for European Investment Bank loans to third countries p.m. p.m. CHAPTER 8 3 — TOTAL p.m. p.m. CHAPTER 8 5 8 5 0 Dividends paid by the European Investment Fund 2477000 2477000 CHAPTER 8 5 — TOTAL 2477000 2477000 Title 8 — Total 2477000 2477000 REVENUE FROM CONTRIBUTIONS BY GUARANTEE BODIES Budget 2014 Amending budget No 1/2014 New amount 2477000 2477000 This article is intended to receive any dividends paid by the European Investment Fund in respect of this contribution. As laid down in Article 2 of the Decision … of the European Parliament and of the Council of … on the participation of the European Union in the capital increase of the European Investment Fund, during 2014 to 2017 the dividends received for the participation of the Union in the Fund shall be considered as external assigned revenue, in accordance with Article 21(4) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union. The assigned revenues cover part of the cost of subscription and are added to the resources of budget Item 01 04 01 01 ‘European Investment Fund – Provision of paid-up shares of subscribed capital. Council Decision 94/375/EC of 6 June 1994 on Community membership of the European Investment Fund (OJ L 173, 7.7.1994, p. 12). Council Decision 2007/247/EC of 19 April 2007 on the Community participation in the capital increase of the European Investment Fund (OJ L 107, 25.4.2007, p. 5). Decision … of the European Parliament and of the Council of … on the participation of the European Union in the capital increase of the European Investment Fund (OJ L …, …, p. …). REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR BORROWING AND LENDING OPERATIONS IN THE MEMBER STATES LOANS GRANTED BY THE COMMISSION REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR BORROWING AND LENDING OPERATIONS FOR THIRD COUNTRIES REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR LOANS GRANTED BY FINANCIAL ESTABLISHMENTS IN THIRD COUNTRIES REVENUE FROM CONTRIBUTIONS BY GUARANTEE BODIES Article Item Heading Budget 2014 Amending budget No 1/2014 New amount CHAPTER 8 0 8 0 0 European Union guarantee for Union borrowings for balance of payments support p.m. p.m. 8 0 1 European Union guarantee for Euratom borrowings p.m. p.m. 8 0 2 European Union guarantee for Union borrowings for financial assistance under the European financial stabilisation mechanism p.m. p.m. CHAPTER 8 0 — TOTAL p.m. p.m. CHAPTER 8 1 8 1 0 Capital repayments and interest in respect of special loans and risk capital granted in the framework of financial cooperation with Mediterranean third countries p.m. p.m. 8 1 3 Capital repayments and interest in respect of loans and risk capital granted by the Commission to developing countries in the Mediterranean region and South Africa under the European Community Investment Partners operation p.m. p.m. CHAPTER 8 1 — TOTAL p.m. p.m. CHAPTER 8 2 8 2 7 European Union guarantee for the borrowing programmes contracted by the Union to provide macro-financial assistance to third countries p.m. p.m. 8 2 8 Guarantee for Euratom borrowings to improve the degree of efficiency and safety of nuclear power stations in the countries of central and eastern Europe and the Commonwealth of Independent States p.m. p.m. CHAPTER 8 2 — TOTAL p.m. p.m. CHAPTER 8 3 8 3 5 European Union guarantee for European Investment Bank loans to third countries p.m. p.m. CHAPTER 8 3 — TOTAL p.m. p.m. CHAPTER 8 5 8 5 0 Dividends paid by the European Investment Fund 2477000 2477000 CHAPTER 8 5 — TOTAL 2477000 2477000 Title 8 — Total 2477000 2477000 REVENUE FROM CONTRIBUTIONS BY GUARANTEE BODIES Budget 2014 Amending budget No 1/2014 New amount 2477000 2477000 This article is intended to record any dividends paid by the European Investment Fund in respect of this contribution. As laid down in Article 2 of the Decision … of the European Parliament and of the Council of … on the participation of the European Union in the capital increase of the European Investment Fund, during 2014 to 2017 the dividends received for the participation of the Union in the Fund shall be considered as external assigned revenue, in accordance with Article 21(4) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union. The assigned revenues cover part of the cost of subscription and are added to the resources of budget Item 01 04 01 01 ‘European Investment Fund – Provision of paid-up shares of subscribed capital. Council Decision 94/375/EC of 6 June 1994 on Community membership of the European Investment Fund (OJ L 173, 7.7.1994, p. 12). Council Decision 2007/247/EC of 19 April 2007 on the Community participation in the capital increase of the European Investment Fund (OJ L 107, 25.4.2007, p. 5). Decision … of the European Parliament and of the Council of … on the participation of the European Union in the capital increase of the European Investment Fund (OJ L …, …, p. …). Title Heading Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 01 ECONOMIC AND FINANCIAL AFFAIRS 210524228 295466113 42500000 42500000 253024228 337966113 Reserves (40 02 41) 2000000 2000000 2000000 2000000 212524228 297466113 42500000 42500000 255024228 339966113 02 ENTERPRISE AND INDUSTRY 2536375797 2105143666 –21250000 –21250000 2515125797 2083893666 03 COMPETITION 94462975 94462975 94462975 94462975 04 EMPLOYMENT, SOCIAL AFFAIRS AND INCLUSION 13839025490 11621742555 13839025490 11621742555 05 AGRICULTURE AND RURAL DEVELOPMENT 58046850675 55635020579 58046850675 55635020579 06 MOBILITY AND TRANSPORT 2867047650 1003284934 144000 144000 2867191650 1003428934 07 ENVIRONMENT 407281956 345558517 407281956 345558517 08 RESEARCH AND INNOVATION 6214844914 4107277022 –16140970 –16140970 6198703944 4091136052 09 COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY 1637399923 961129100 p.m. 1637399923 961129100 10 DIRECT RESEARCH 424855000 420235985 –5253030 –5253030 419601970 414982955 11 MARITIME AFFAIRS AND FISHERIES 950774942 667482286 950774942 667482286 Reserves (40 02 41) 115342000 112342000 115342000 112342000 1066116942 779824286 1066116942 779824286 12 INTERNAL MARKET AND SERVICES 116900978 117126978 116900978 117126978 13 REGIONAL AND URBAN POLICY 33073259166 40223363359 33073259166 40223363359 14 TAXATION AND CUSTOMS UNION 157048298 122369692 157048298 122369692 15 EDUCATION AND CULTURE 2820024822 2241707412 2820024822 2241707412 16 COMMUNICATION 246356400 244896374 246356400 244896374 17 HEALTH AND CONSUMER PROTECTION 618166222 566799722 618166222 566799722 18 HOME AFFAIRS 1201391889 762599931 1201391889 762599931 19 FOREIGN POLICY INSTRUMENTS 732732818 463169988 732732818 463169988 20 TRADE 121107855 115403729 121107855 115403729 21 DEVELOPMENT AND COOPERATION 5083850744 3658319989 p.m. p.m. 5083850744 3658319989 22 ENLARGEMENT 1519908038 903886742 1519908038 903886742 23 HUMANITARIAN AID AND CIVIL PROTECTION 1006464161 850884342 1006464161 850884342 24 FIGHT AGAINST FRAUD 78230900 74910993 78230900 74910993 25 COMMISSION’S POLICY COORDINATION AND LEGAL ADVICE 194113789 194836589 194113789 194836589 26 COMMISSION’S ADMINISTRATION 1001465044 991092001 1001465044 991092001 27 BUDGET 95786613 95786613 95786613 95786613 28 AUDIT 11633979 11633979 11633979 11633979 29 STATISTICS 131894632 152072858 131894632 152072858 30 PENSIONS AND RELATED EXPENDITURE 1449531000 1449531000 1449531000 1449531000 31 LANGUAGE SERVICES 387659143 387659143 387659143 387659143 32 ENERGY 933452862 588030260 933452862 588030260 33 JUSTICE 203414816 193026816 203414816 193026816 34 CLIMATE ACTION 121471119 42711025 121471119 42711025 40 RESERVES 573523000 264342000 573523000 264342000 Total 139108831838 131972965267 p.m. p.m. 139108831838 131972965267 Of which Reserves (40 02 41) 117342000 114342000 117342000 114342000 Title Chapter Heading Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 01 01 ADMINISTRATIVE EXPENDITURE OF THE ECONOMIC AND FINANCIAL AFFAIRS POLICY AREA 83091934 83091934 83091934 83091934 01 02 ECONOMIC AND MONETARY UNION 9000000 9000000 9000000 9000000 Reserves (40 02 41) 2000000 2000000 2000000 2000000 11000000 11000000 11000000 11000000 01 03 INTERNATIONAL ECONOMIC AND FINANCIAL AFFAIRS 118432294 110585305 118432294 110585305 01 04 FINANCIAL OPERATIONS AND INSTRUMENTS p.m. 92788874 42500000 42500000 42500000 135288874 Title 01 — Total 210524228 295466113 42500000 42500000 253024228 337966113 Reserves (40 02 41) 2000000 2000000 2000000 2000000 212524228 297466113 42500000 42500000 255024228 339966113 FINANCIAL OPERATIONS AND INSTRUMENTS Title Chapter Article Item Heading FF Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 01 04FINANCIAL OPERATIONS AND INSTRUMENTS 01 04 01European Investment Fund 01 04 01 01 European Investment Fund — Provision of paid-up shares of subscribed capital 1.1 — — 42500000 42500000 42500000 42500000 01 04 01 02 European Investment Fund — Callable portion of subscribed capital 1.1 p.m. p.m. p.m. p.m. Article 01 04 01 — Subtotal p.m. p.m. 42500000 42500000 42500000 42500000 01 04 02 Nuclear safety — Cooperation with the European Investment Bank 1.1 p.m. p.m. p.m. p.m. 01 04 03 Guarantee for Euratom borrowings 1.1 p.m. p.m. p.m. p.m. 01 04 51 Completion of programmes in the field of small and middle-sized enterprises (SMEs) (prior to 2014) 1.1 p.m. 92788874 p.m. 92788874 Chapter 01 04 — Total p.m. 92788874 42500000 42500000 42500000 135288874 Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments — — 42500000 42500000 42500000 42500000 Former Item 01 04 09 01 This item is intended to cover the financing of the provision of paid-up shares of the capital subscribed by the Union. The European Investment Fund (EIF) was created in 1994. Its founder members were the European Community, represented by the Commission, the European Investment Bank (EIB) and a number of financial institutions. Union membership of the EIF is presently governed by Decision 94/375/EC. In the conclusions of the European Council of 19/20 December 2013, the European Council calls on the Commission and the EIB to further enhance the EIF capacity through an increase in its capital with a view to reaching final agreement by May 2014. Decision … of the European Parliament and of the Council of … on the participation of the European Union in the capital increase of the European Investment Fund (OJ L …, …, p. …). Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments p.m. p.m. p.m. p.m. Former Item 01 04 09 02 This appropriation is intended to cover the financing in the event of a call for the amount of capital subscribed by the Union. In the conclusions of the European Council of 19/20 December 2013, the European Council calls on the Commission and the EIB to further enhance the EIF capacity through an increase in its capital with a view to reaching final agreement by May 2014. Decision … of the European Parliament and of the Council of … on the participation of the European Union in the capital increase of the European Investment Fund (OJ L …, …, p. …). Title Chapter Heading Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 02 01 ADMINISTRATIVE EXPENDITURE OF THE ENTERPRISE AND INDUSTRY POLICY AREA 119530259 119530259 119530259 119530259 02 02 COMPETITIVENESS OF ENTERPRISES AND SMALL AND MEDIUM-SIZED ENTERPRISES (COSME) 268307275 135662459 –21250000 –21250000 247057275 114412459 02 03 INTERNAL MARKET FOR GOODS AND SECTORIAL POLICIES 39170000 32330554 39170000 32330554 02 04 HORIZON 2020 — RESEARCH RELATING TO ENTERPRISES 401518263 486556651 401518263 486556651 02 05 EUROPEAN SATELLITE NAVIGATION PROGRAMMES (EGNOS AND GALILEO) 1347417000 1144387928 1347417000 1144387928 02 06 EUROPEAN EARTH OBSERVATION PROGRAMME 360433000 186675815 360433000 186675815 Title 02 — Total 2536375797 2105143666 –21250000 –21250000 2515125797 2083893666 COMPETITIVENESS OF ENTERPRISES AND SMALL AND MEDIUM-SIZED ENTERPRISES (COSME) Title Chapter Article Item Heading FF Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 02 02COMPETITIVENESS OF ENTERPRISES AND SMALL AND MEDIUM-SIZED ENTERPRISES (COSME) 02 02 01 Promoting entrepreneurship and improving the competitiveness and access to markets of Union enterprises 1.1 102709687 14575804 102709687 14575804 02 02 02 Improving access to finance for small and middle-sized enterprises (SMEs) in the form of equity and debt 1.1 161907588 87914000 –21250000 –21250000 140657588 66664000 02 02 51 Completion of former activities in the competitiveness and entrepreneurship domain 1.1 p.m. 26666655 p.m. 26666655 02 02 77Pilot projects and preparatory actions 02 02 77 01 Preparatory action — Support for small and medium-sized enterprises (SMEs) in the new financial environment 1.1 p.m. p.m. p.m. p.m. 02 02 77 02 Pilot project — Erasmus for Young Entrepreneurs 1.1 p.m. p.m. p.m. p.m. 02 02 77 03 Preparatory action — Erasmus for Young Entrepreneurs 1.1 p.m. 835000 p.m. 835000 02 02 77 04 Pilot project — Actions in connection with the textile and footwear sector 1.1 p.m. p.m. p.m. p.m. 02 02 77 05 Preparatory action — European destinations of excellence 1.1 p.m. p.m. p.m. p.m. 02 02 77 06 Preparatory action — Sustainable tourism 1.1 p.m. p.m. p.m. p.m. 02 02 77 07 Preparatory action — Social tourism in Europe 1.1 p.m. p.m. p.m. p.m. 02 02 77 08 Preparatory action — Promotion of European and transnational tourism products with special emphasis on cultural and industrial products 1.1 2000000 2000000 2000000 2000000 02 02 77 09 Preparatory action — Tourism and accessibility for all 1.1 690000 1035000 690000 1035000 02 02 77 10 Preparatory action — Euromed innovation entrepreneurs for change 1.1 p.m. 1000000 p.m. 1000000 02 02 77 11 Pilot project — Facilitating access to insurance by self-employed builders and small building firms so as to stimulate innovation and the promotion of eco-technologies in the European Union 1.1 p.m. 286000 p.m. 286000 02 02 77 12 Pilot project — European rare earth competency network 1.1 p.m. p.m. p.m. p.m. 02 02 77 13 Pilot project — Development of the European creative districts 3 p.m. 350000 p.m. 350000 02 02 77 14 Pilot project — Rapid and efficient enforcement of outstanding claims by small and medium-sized enterprises (SMEs) operating across borders 3 p.m. 500000 p.m. 500000 02 02 77 15 Preparatory action — Harmonised e-business processes and standards between European small and medium-sized enterprises (SMEs) of interrelated industry sectors 1.1 p.m. p.m. p.m. p.m. 02 02 77 16 Pilot project — on the Future of Manufacturing 1.1 1000000 500000 1000000 500000 Article 02 02 77 — Subtotal 3690000 6506000 3690000 6506000 Chapter 02 02 — Total 268307275 135662459 –21250000 –21250000 247057275 114412459 Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 161907588 87914000 –21250000 –21250000 140657588 66664000 New article This appropriation is to be used to improve access to finance for SMEs in the form of equity and debt in their start-up, growth and transfer phase. A loan guarantee facility (LGF) shall provide counter-guarantees, direct guarantees and other risk sharing arrangements for debt financing which shall reduce the particular difficulties that viable SMEs face in accessing finance either due to their perceived higher risk or their lack of sufficient available collateral and for securitisation of SME debt finance portfolios. An equity facility for growth (EFG) shall allow investments in risk capital funds which invest in SMEs in the expansion and growth stage, and in particular in those operating cross-borders. The possibility shall exist to invest in early stage funds in conjunction with the equity facility for RDI under Horizon 2020. In cases of joint investments in multi-stage funds, investments will be provided on a pro-rata basis from the EFG of Cosme and the equity facility for RDI under Horizon 2020. Support from the EFG shall be (a) either directly by the European Investment Fund (EIF) or other entities entrusted with the implementation on behalf of the Commission or (b) by funds-of-funds or investment vehicles investing across borders. The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the European Economic Area Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget. Any repayment from financial instruments pursuant to Article 140(6) of the Financial Regulation, including capital repayments, guarantees released, and repayment of the principal of loans, paid back to the Commission and entered in Item 6341 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Articles 21(3)(i) of the Financial Regulation. Regulation (EU) No 1287/2013 of the European Parliament and of the Council of 11 December 2013 establishing a Programme for the Competitiveness of Enterprises and small and medium-sized enterprises (COSME) (2014-2020) and repealing Decision No 1639/2006/EC (OJ L 347, 20.12.2013, p. 33), and in particular Article 3(1)(d) thereof. HORIZON 2020 — RESEARCH RELATING TO ENTERPRISES Title Chapter Article Item Heading FF Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 02 04HORIZON 2020 — RESEARCH RELATING TO ENTERPRISES 02 04 02Industrial leadership 02 04 02 01 Leadership in space 1.1 161352331 14704483 161352331 14704483 02 04 02 02 Enhancing access to risk finance for investing in research and innovation 1.1 p.m. p.m. p.m. p.m. 02 04 02 03 Increasing innovation in small and medium-sized enterprises (SMEs) 1.1 32512243 2962930 32512243 2962930 Article 02 04 02 — Subtotal 193864574 17667413 193864574 17667413 02 04 03Societal challenges 02 04 03 01 Achieving a resource-efficient and climate change resilient economy and a sustainable supply of raw materials 1.1 69306327 5986022 69306327 5986022 02 04 03 02 Fostering secure European societies 1.1 138347362 10865760 138347362 10865760 Article 02 04 03 — Subtotal 207653689 16851782 207653689 16851782 02 04 50Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development 02 04 50 01 Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020) 1.1 p.m. p.m. p.m. p.m. 02 04 50 02 Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (prior to 2014) 1.1 p.m. p.m. p.m. p.m. Article 02 04 50 — Subtotal p.m. p.m. p.m. p.m. 02 04 51 Completion of previous research framework programmes — Seventh Framework Programme — EC (2007 to 2013) 1.1 p.m. 410942214 p.m. 410942214 02 04 52 Completion of previous research framework programmes (prior to 2007) 1.1 p.m. p.m. p.m. p.m. 02 04 53 Completion of Competitiveness and Innovation Framework Programme — Innovation part (2007-2013) 1.1 p.m. 41095242 p.m. 41095242 Chapter 02 04 — Total 401518263 486556651 401518263 486556651 These remarks are applicable to all the budget lines in this chapter. This appropriation will be used for the Horizon 2020 — the Framework Programme for Research and Innovation which covers the 2014 to 2020 period. Horizon 2020 shall play a central role in the implementation of the Europe 2020 flagship initiative Innovation Union and other flagship initiatives, notably Resource efficient Europe, An industrial policy for the globalisation era, and A digital agenda for Europe, as well as in the development and functioning of the European Research Area (ERA). Horizon 2020 shall contribute to building an economy based on knowledge and innovation across the whole Union by leveraging sufficient additional research, development and innovation funding. It will be carried out in order to pursue the general objectives set out in Article 179 of the Treaty on the Functioning of the European Union, in order to contribute to the creation of a society of knowledge, based on the European Research Area, i.e. supporting transnational cooperation at all levels throughout the Union, taking the dynamism, creativity and the excellence of European research to the limits of knowledge, strengthening human resources for research and for technology in Europe, quantitatively and qualitatively and research and innovation capacities in the whole of Europe and ensuring optimum use thereof. Also entered against these articles and items are the costs of high-level scientific and technological meetings, conferences, workshops and seminars of European interest organised by the Commission, the funding of high-level scientific and technological analyses and evaluations carried out on behalf of the Union to investigate new areas of research suitable for Union action, inter alia, in the context of the European Research Area, and measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes. This appropriation will be used in accordance with Regulation (EU) No 1290/2013 of the European Parliament and of the Council of 11 December 2013 laying down the rules for participation and dissemination in Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Regulation (EC) No 1906/2006 (OJ L 347, 20.12.2013, p. 81). The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this chapter. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the European Economic Area Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget. The possibility of third countries or institutes from third countries taking part in European cooperation in the field of scientific and technical research is envisaged for some of these projects. Any financial contribution entered in Items 6 0 1 3 and 6 0 1 5 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation. Any revenue from States taking part in the European cooperation in the field of scientific and technical research entered in Item 6 0 1 6 of the of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation. Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidate countries for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation. Any revenue from the contributions by outside bodies to Union activities entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation. Additional appropriations will be provided under Item 02 04 50 01. Administrative appropriations of this chapter will be provided under Chapter 02 01 05. This priority of Horizon 2020 responds directly to the policy priorities and societal challenges identified in the Europe 2020 strategy. Those activities will be implemented using a challenge-based approach which brings together resources and knowledge across different fields, technologies and disciplines. The activities will cover the full cycle from research to market, with a new focus on innovation-related activities such as piloting, demonstration, test-beds, support for public procurement, design, end-user driven innovation, social innovation and market take-up of innovations. The activities will support directly the corresponding sectoral policy competences at Union level. Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 138347362 10865760 138347362 10865760 New item The aim of this appropriation is to: (1) support Union policies for internal and external security, whilst at the same time improving the competitiveness and technology base of the Union’s security industry and to stimulate cooperation between providers and users of security solutions. Activities will target the development of innovative technologies and solutions that address security gaps and lead to the prevention of security threats. The focus of activities shall be to fight crime and terrorism, including critical infrastructure protection; strengthen security through border management; increase Europe’s resilience to crises and disasters whilst protecting personal data and fundamental human rights, (2) support the strengthening of the evidence base and support for the Innovation Union and ERA which are needed to foster the development of innovative societies and policies in Europe through the engagement of citizens, enterprises and users in research and innovation and the promotion of coordinated research and innovation policies in the context of globalisation. Txt. 2. Part of this appropriation is intended to be used for operations carried out by the Confederation of European Senior Expert Services — CESES — and its Member Associations, including technical assistance, advisory services and training in selected public and private sector enterprises and institutions. For that to be achieved, EU authorising officers are encouraged to make full use of the possibilities offered by the new financial regulation, notably taking into account in-kind financing by CESES as contribution to EU projects. Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (OJ L 347, 20.12.2013, p. 104). Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (OJ L 347, 20.12.2013, p. 965), and in particular Article 3(3)(f) thereof. Title Chapter Heading Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 05 01 ADMINISTRATIVE EXPENDITURE OF THE AGRICULTURE AND RURAL DEVELOPMENT POLICY AREA 129051616 129051616 129051616 129051616 05 02 IMPROVING THE COMPETITIVENESS OF THE AGRICULTURAL SECTOR THROUGH INTERVENTIONS IN AGRICULTURAL MARKETS 2233400000 2233250000 2233400000 2233250000 05 03 DIRECT AIDS AIMED AT CONTRIBUTING TO FARM INCOMES, LIMITING FARM INCOME VARIABILITY AND MEETING ENVIRONMENT AND CLIMATE OBJECTIVES 41447275640 41447275640 41447275640 41447275640 05 04 RURAL DEVELOPMENT 13987271059 11611354028 13987271059 11611354028 05 05 INSTRUMENT FOR PRE-ACCESSION ASSISTANCE — AGRICULTURE AND RURAL DEVELOPMENT 90000000 110997038 90000000 110997038 05 06 INTERNATIONAL ASPECTS OF THE AGRICULTURE AND RURAL DEVELOPMENT POLICY AREA 6696000 5590437 6696000 5590437 05 07 AUDIT OF AGRICULTURAL EXPENDITURE FINANCED BY THE EUROPEAN AGRICULTURAL GUARANTEE FUND (EAGF) 60200000 60200000 60200000 60200000 05 08 POLICY STRATEGY AND COORDINATION OF THE AGRICULTURE AND RURAL DEVELOPMENT POLICY AREA 40793360 35010852 40793360 35010852 05 09 HORIZON 2020 — RESEARCH AND INNOVATION RELATED TO AGRICULTURE 52163000 2290968 52163000 2290968 Title 05 — Total 58046850675 55635020579 58046850675 55635020579 POLICY STRATEGY AND COORDINATION OF THE AGRICULTURE AND RURAL DEVELOPMENT POLICY AREA Title Chapter Article Item Heading FF Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 05 08POLICY STRATEGY AND COORDINATION OF THE AGRICULTURE AND RURAL DEVELOPMENT POLICY AREA 05 08 01 Farm Accountancy Data Network (FADN) 2 14619600 13733871 14619600 13733871 05 08 02 Surveys on the structure of agricultural holdings 2 250000 200000 250000 200000 05 08 03 Restructuring of systems for agricultural surveys 2 1753760 1695892 1753760 1695892 05 08 06 Enhancing public awareness of the common agricultural policy 2 11000000 11000000 11000000 11000000 05 08 09 European Agricultural Guarantee Fund (EAGF) — Operational technical assistance 2 1670000 1670000 1670000 1670000 05 08 77Pilot projects and preparatory actions 05 08 77 01 Pilot project — Assessing end-user costs of compliance with Union legislation in the fields of environment, animal welfare and food safety 2 p.m. 411089 p.m. 411089 05 08 77 02 Pilot project — Exchanging best practice for cross compliance simplification 2 p.m. p.m. p.m. p.m. 05 08 77 03 Pilot project — Support for farmers’ cooperatives 2 p.m. p.m. p.m. p.m. 05 08 77 04 Pilot project — European farm prices and margins observatory 2 p.m. p.m. p.m. p.m. 05 08 77 05 Pilot project — Support for farmers’ and consumers’ initiatives for low carbon emission, low energy consumption and locally marketed food production 2 p.m. p.m. p.m. p.m. 05 08 77 06 Preparatory action — European farm prices and margins observatory 2 1000000 1000000 1000000 1000000 05 08 77 07 Pilot project — Measures to combat speculation in agricultural commodities 2 p.m. p.m. p.m. p.m. 05 08 77 08 Pilot project — Exchange programme for young farmers 2 p.m. 600000 p.m. 600000 05 08 77 09 Preparatory action — Union plant and animal genetic resources 2 1000000 600000 1000000 600000 05 08 77 10 Pilot project — Agropol: development of a European cross-border Agribusiness Model Region 2 1200000 600000 1200000 600000 05 08 77 11 Pilot project — Agroforestry 2 1000000 500000 1000000 500000 Article 05 08 77 — Subtotal 4200000 3711089 4200000 3711089 05 08 80 Union participation at the Feeding the Planet — Energy for Life World Exposition 2015 in Milan 2 7300000 3000000 7300000 3000000 Chapter 05 08 — Total 40793360 35010852 40793360 35010852 Any revenue entered in Article 6 7 0 of the general statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 and Article 174(2) of the Financial Regulation. Council Regulation (EC) No 1290/2005 of 21 June 2005 on the financing of the common agricultural policy (OJ L 209, 11.8.2005, p. 1). Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 7300000 3000000 7300000 3000000 New article This appropriation is intended to finance the participation of the Union at the universal Expo Feeding the Planet: Energy for Life, to be held in Milan in 2015. The appropriations are intended to cover the baseline costs for the Union participation within the Italian Pavilion (rental of space, stand erection and decoration, running costs) as well as for the preparatory and initial stages of a basic scientific programme for the EXPO 2015 involving the compilation of baseline data for policy support purposes. The cost of organising specific or thematic events and exhibitions (e.g. reimbursement of expert costs, exhibition materials, etc.) will be covered by appropriations of the relevant specific programmes according to the policy area concerned. Task resulting from the Commission’s prerogatives at institutional level within the meaning of Article 54(2d) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, p. 1). Title Chapter Heading Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 06 01 ADMINISTRATIVE EXPENDITURE OF THE MOBILITY AND TRANSPORT POLICY AREA 72500880 72500880 –336000 –336000 72164880 72164880 06 02 EUROPEAN TRANSPORT POLICY 2582441731 903416322 2582441731 903416322 06 03 HORIZON 2020 — RESEARCH AND INNOVATION RELATED TO TRANSPORT 212105039 27367732 480000 480000 212585039 27847732 Title 06 — Total 2867047650 1003284934 144000 144000 2867191650 1003428934 ADMINISTRATIVE EXPENDITURE OF THE MOBILITY AND TRANSPORT POLICY AREA Title Chapter Article Item Heading FF Budget 2014 Amending budget No 1/2014 New amount 06 01ADMINISTRATIVE EXPENDITURE OF THE MOBILITY AND TRANSPORT POLICY AREA 06 01 01 Expenditure related to officials and temporary staff in the Mobility and transport policy area 5.2 40868495 40868495 06 01 02External personnel and other management expenditure in support of the Mobility and transport policy area 06 01 02 01 External personnel 5.2 2325880 2325880 06 01 02 11 Other management expenditure 5.2 2232988 2232988 Article 06 01 02 — Subtotal 4558868 4558868 06 01 03 Expenditure related to information and communication technology equipment and services of the Mobility and transport policy area 5.2 2645371 2645371 06 01 04Support expenditure for operations and programmes in the Mobility and transport policy area 06 01 04 01 Support expenditure for Connecting Europe Facility (CEF) — Transport 1.1 2895000 2895000 Article 06 01 04 — Subtotal 2895000 2895000 06 01 05Support expenditure for research and innovation programmes in the Mobility and transport policy area 06 01 05 01 Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020 1.1 5612344 5612344 06 01 05 02 External personnel implementing research and innovation programmes — Horizon 2020 1.1 2768667 2768667 06 01 05 03 Other management expenditure for research and innovation programmes — Horizon 2020 1.1 891638 –336000 555638 Article 06 01 05 — Subtotal 9272649 –336000 8936649 06 01 06Executive agencies 06 01 06 01 Innovation and Networks Executive Agency — Contribution from Connecting Europe Facility (CEF) 1.1 12260497 12260497 06 01 06 02 Executive Agency for Small and Medium-sized Enterprises — Contribution from Connecting Europe Facility (CEF) 1.1 p.m. p.m. Article 06 01 06 — Subtotal 12260497 12260497 Chapter 06 01 — Total 72500880 –336000 72164880 Budget 2014 Amending budget No 1/2014 New amount 891638 –336000 555638 This appropriation is intended to cover other administrative expenditure for all management of research and innovation programmes — Horizon 2020, in indirect action under the non-nuclear programmes, including other administrative expenditure incurred by staff posted in Union delegations. This appropriation is also intended to cover expenditure on studies, meetings of experts, information and publications directly linked to the achievement of the objectives of the programme or measures coming under this item and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts. It is also intended to cover expenditure on technical and administrative assistance relating to the identification, preparation, management, monitoring, audit and supervision of the programme or projects, such as conferences, workshops, seminars, development and maintenance of IT systems, missions, trainings and representation expenses. The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the European Economic Area Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget. See Chapter 06 03. Title Chapter Heading Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 08 01 ADMINISTRATIVE EXPENDITURE OF THE RESEARCH AND INNOVATION POLICY AREA 319266491 319266491 –144000 –144000 319122491 319122491 08 02 HORIZON 2020 — RESEARCH 5034148618 3129233075 –15996970 –15996970 5018151648 3113236105 08 03 EURATOM PROGRAMME — INDIRECT ACTIONS 140512000 102676396 140512000 102676396 08 04 ITER PROGRAMME 720917805 556101060 720917805 556101060 08 05 RESEARCH PROGRAMME OF THE RESEARCH FUND FOR COAL AND STEEL p.m. p.m. p.m. p.m. Title 08 — Total 6214844914 4107277022 –16140970 –16140970 6198703944 4091136052 ADMINISTRATIVE EXPENDITURE OF THE RESEARCH AND INNOVATION POLICY AREA Title Chapter Article Item Heading FF Budget 2014 Amending budget No 1/2014 New amount 08 01ADMINISTRATIVE EXPENDITURE OF THE RESEARCH AND INNOVATION POLICY AREA 08 01 01 Expenditure related to officials and temporary staff in the Research and innovation policy area 5.2 8393529 8393529 08 01 02External personnel and other management expenditure of the Research and innovation policy area 08 01 02 01 External personnel 5.2 278259 278259 08 01 02 11 Other management expenditure 5.2 383826 383826 Article 08 01 02 — Subtotal 662085 662085 08 01 03 Expenditure related to information and communication technology equipment and services of the Research and innovation policy area 5.2 543304 543304 08 01 05Support expenditure for research and innovation programmes in the Research and innovation policy area 08 01 05 01 Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020 1.1 106740801 106740801 08 01 05 02 External personnel implementing research and innovation programmes — Horizon 2020 1.1 24484000 24484000 08 01 05 03 Other management expenditure for research and innovation programmes — Horizon 2020 1.1 37628811 –144000 37484811 08 01 05 11 Expenditure related to officials and temporary staff implementing research and innovation programmes — Euratom Programme 1.1 11607000 11607000 08 01 05 12 External personnel implementing research and innovation programmes — Euratom Programme 1.1 932000 932000 08 01 05 13 Other management expenditure for research and innovation programmes — Euratom Programme 1.1 4413000 4413000 08 01 05 21 Expenditure related to officials and temporary staff implementing research and innovation programmes — ITER programme 1.1 5128000 5128000 08 01 05 22 External personnel implementing research and innovation programmes — ITER programme 1.1 133000 133000 08 01 05 23 Other management expenditure for research and innovation programmes — ITER programme 1.1 1846000 1846000 Article 08 01 05 — Subtotal 192912612 –144000 192768612 08 01 06Executive agencies 08 01 06 01 European Research Council Executive Agency — Contribution from Horizon 2020 1.1 39415000 39415000 08 01 06 02 Research Executive Agency — Contribution from Horizon 2020 1.1 56369001 56369001 08 01 06 03 Executive Agency for Small and Medium-sized Enterprises — Contribution from Horizon 2020 1.1 19055000 19055000 08 01 06 04 Innovation and Networks Executive Agency — Contribution from Horizon 2020 1.1 1915960 1915960 Article 08 01 06 — Subtotal 116754961 116754961 Chapter 08 01 — Total 319266491 –144000 319122491 Budget 2014 Amending budget No 1/2014 New amount 37628811 –144000 37484811 Former Item 08 01 05 03 (in part) This appropriation is intended to cover other administrative expenditure for all management of research and innovation programmes — Horizon 2020 in the form of indirect action under the non-nuclear programmes, including other administrative expenditure incurred by staff posted in Union delegations. It is also intended to cover expenditure on studies, meetings of experts, information and publications directly linked to the achievement of the objectives of the programme or measures coming under this item and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts. This appropriation is also intended to cover expenditure on technical and administrative assistance relating to the identification, preparation, management, monitoring, audit and supervision of the programme or projects, such as conferences, workshops, seminars, development and maintenance of IT systems, missions, trainings and representation expenses. The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the European Economic Area Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget. See Chapter 08 02. HORIZON 2020 — RESEARCH Title Chapter Article Item Heading FF Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 08 02HORIZON 2020 — RESEARCH 08 02 01Excellent science 08 02 01 01 Strengthening frontier research in the European Research Council 1.1 1641772694 19785657 1641772694 19785657 08 02 01 02 Strengthening research in future and emerging technologies 1.1 p.m. p.m. p.m. p.m. 08 02 01 03 Strengthening European research infrastructures, including e-infrastructures 1.1 171632176 309837 171632176 309837 Article 08 02 01 — Subtotal 1813404870 20095494 1813404870 20095494 08 02 02Industrial leadership 08 02 02 01 Leadership in nanotechnologies, advanced materials, laser technology, biotechnology and advanced manufacturing and processing 1.1 460847841 42681808 460847841 42681808 08 02 02 02 Enhancing access to risk finance for investing in research and innovation 1.1 384814753 326766435 –21250000 –21250000 363564753 305516435 08 02 02 03 Increasing innovation in small and medium-sized enterprises (SMEs) 1.1 33663565 3067854 33663565 3067854 Article 08 02 02 — Subtotal 879326159 372516097 –21250000 –21250000 858076159 351266097 08 02 03Societal challenges 08 02 03 01 Improving lifelong health and wellbeing 1.1 545411715 40118438 545411715 40118438 08 02 03 02 Securing sufficient supplies of safe, healthy and high quality food and other bio-based products 1.1 204041869 22468062 –2269271 201772598 22468062 08 02 03 03 Making the transition to a reliable, sustainable and competitive energy system 1.1 278434628 28655994 278434628 28655994 08 02 03 04 Achieving a European transport system that is resource-efficient, environmentally friendly, safe and seamless 1.1 394541594 8086531 394541594 8086531 08 02 03 05 Achieving a resource-efficient and climate change resilient economy and a sustainable supply of raw materials 1.1 271940800 2478694 271940800 2478694 08 02 03 06 Fostering inclusive, innovative and reflective European societies 1.1 193407483 17625757 –59383672 134023811 17625757 Article 08 02 03 — Subtotal 1887778089 119433476 –61652943 1826125146 119433476 08 02 04Science with and for society — Spreading excellence and widening participation 08 02 04 01 Science with and for society 1.1 p.m. p.m. p.m. p.m. p.m. p.m. 08 02 04 02 Spreading excellence and widening participation 1.1 — — 66905973 5253030 66905973 5253030 Article 08 02 04 — Subtotal p.m. p.m. 66905973 5253030 66905973 5253030 08 02 05 Horizontal activities of Horizon 2020 1.1 p.m. p.m. p.m. p.m. 08 02 07Joint Undertakings 08 02 07 31 Innovative Medicines Initiative 2 Joint Undertaking (IMI2) — Support expenditure 1.1 490000 490000 490000 490000 08 02 07 32 Innovative Medicines Initiative 2 Joint Undertaking (IMI2) 1.1 207300000 16600000 207300000 16600000 08 02 07 33 Bio-Based Industries Joint Undertaking (BBI) — Support expenditure 1.1 977500 977500 977500 977500 08 02 07 34 Bio-Based Industries Joint Undertaking (BBI) 1.1 50000000 p.m. 50000000 p.m. 08 02 07 35 Clean Sky 2 Joint Undertaking (Clean Sky 2) — Support expenditure 1.1 1225333 1225333 1225333 1225333 08 02 07 36 Clean Sky 2 Joint Undertaking (Clean Sky 2) 1.1 100000000 13000000 100000000 13000000 08 02 07 37 Fuel Cells and Hydrogen 2 Joint Undertaking (FCH2) — Support expenditure 1.1 292667 292667 292667 292667 08 02 07 38 Fuel Cells and Hydrogen 2 Joint Undertaking (FCH2) 1.1 93354000 p.m. 93354000 p.m. Article 08 02 07 — Subtotal 453639500 32585500 453639500 32585500 08 02 50Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development 08 02 50 01 Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020) 1.1 p.m. p.m. p.m. p.m. 08 02 50 02 Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (prior to 2014) 1.1 p.m. p.m. p.m. p.m. Article 08 02 50 — Subtotal p.m. p.m. p.m. p.m. 08 02 51 Completion of previous research framework programme — Seventh Framework Programme — EC indirect action (2007 to 2013) 1.1 p.m. 2568132885 p.m. 2568132885 08 02 52 Completion of previous research framework programmes — Indirect action (prior to 2007) 1.1 p.m. 16232123 p.m. 16232123 08 02 77Pilot projects and preparatory actions 08 02 77 01 Pilot project — Coordinate research on the use of homeopathy and phytotherapy in livestock farming 2 p.m. 125000 p.m. 125000 08 02 77 02 Pilot project — Recovering critical raw materials through recycling: an opportunity for the European Union and the African Union 4 — 112500 — 112500 Article 08 02 77 — Subtotal p.m. 237500 p.m. 237500 Chapter 08 02 — Total 5034148618 3129233075 –15996970 –15996970 5018151648 3113236105 Horizon 2020 is the Union’s new funding programme for research and innovation. It covers the period between 2014 and 2020 and brings together all existing Union research and innovation funding, including the Framework Programme for Research, the innovation related activities of the Competitiveness and Innovation Framework Programme and the European Institute of Innovation and Technology (EIT). The Euratom Research and Training Programme (2014-2018), based on the Euratom Treaty, is also an integral part of Horizon 2020. Horizon 2020 shall play a central role in the implementation of the Europe 2020 flagship initiative Innovation Union and other flagship initiatives, notably Resource efficient Europe, An industrial policy for the globalisation era, and A digital agenda for Europe, as well as in the development and functioning of the European Research Area (ERA). Horizon 2020 shall contribute to building an economy based on knowledge and innovation across the whole Union by leveraging sufficient additional research, development and innovation funding. This appropriation will be used in accordance with the Regulation (EU) No 1290/2013 of the European Parliament and of the Council of 11 December 2013 laying down the rules for the participation and dissemination in Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Regulation (EC) No 1906/2006 (OJ L 347, 20.12.2013, p. 81). The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this chapter. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the European Economic Area Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget. This priority of Horizon 2020 aims to make the Union a more attractive location to invest in research and innovation, by promoting activities where businesses set the agenda as well as at accelerating the development of new technologies which will underpin future businesses and economic growth. It will provide major investment in key industrial technologies, maximise the growth potential of Union companies by providing them with adequate levels of finance and help innovative SMEs to grow into world-leading companies. Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 384814753 326766435 –21250000 –21250000 363564753 305516435 New item Access to risk finance activity will set up two financial facilities, namely a debt facility and an equity facility, in order to help remedy the current market deficiencies in accessing risk finance for research and innovation. The goal of the debt facility is to improve access to debt financing for public and private entities and public-private partnerships engaged in research and innovation activities requiring riskier investments. The goal of the equity facility is in particular to contribute to overcoming the deficiencies of the European venture capital market and provide equity and quasi-equity to cover the development and financing needs of innovating enterprises from the early stage (including seed stage and technology transfer), so that they can grow and expand. In addition to these financial facilities to be implemented in complementarity with Cosme’s facilities as far as support to SMEs is concerned, a set of accompanying measures, such as support to investment-readiness schemes, will be provided. Any repayment from financial instruments pursuant to Article 140(6) of the Financial Regulation, including capital repayments, guarantees released, and repayment of the principal of loans, paid back to the Commission and entered in Item 6 3 4 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Articles 21(3)(i) of the Financial Regulation. Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (OJ L 347, 20.12.2013, p. 965), and in particular Article 3(2)(b) thereof. Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (OJ L 347, 20.12.2013, p. 104). This priority of Horizon 2020 responds directly to the policy priorities and societal challenges identified in the Europe 2020 strategy. Those activities will be implemented using a challenge-based approach which brings together resources and knowledge across different fields, technologies and disciplines. The activities will cover the full cycle from research to market, with a new focus on innovation-related activities such as piloting, demonstration, test-beds, support for public procurement, design, end-user driven innovation, social innovation and market take-up of innovations. The activities will support directly the corresponding sectoral policy competences at Union level. Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 204041869 22468062 –2269271 201772598 22468062 New item This activity will focus on developing more sustainable and productive agriculture and forestry systems, while at the same time developing services, concepts and policies for thriving rural livelihoods. In addition, emphasis will be placed on healthy and safe foods for all as well as competitive food processing methods that use fewer resources and produce fewer by-products. In parallel, efforts will be made on sustainably exploiting aquatic living resources (e.g. sustainable and environmentally friendly fisheries). Low carbon, resource efficient, sustainable and competitive European bio-based industries will also be promoted. Part of the appropriations will be used to fund a project on Aquaponics for sustainable, smart and inclusive growth. Aquaponics is considered a new revolution in food production. Aquaponics is a sustainable food production model, based on the basic principle of organic farming, which combines hydroponics (growing plants in sand, gravel or water) and aquaculture (fish farming). The idea is to combine these two techniques into a single system, so as to reinforce the positive effects of each technique and cancel each other’s negative ones. The major benefits of aquaponics are: (3) water recycling and reuse, (4) high productivity (measured in terms of quantity/space), (5) small environmental footprint. Txt. 3. There are several aquaponics production systems to produce plants and fish. All systems operate on the same principles, however, they are extremely flexible in both their opportunities and in their design. The main challenge is to find the right balance between the fish population, the nutrients brought, the bacterial population and food produced. Research and development is needed to further find this right balance. Still marginal in Europe, the potential of this culture system has already convinced many countries. Aquaponics is gaining popularity because of its benefits. More and more people are beginning to realise the immense potential of this technique. Entrepreneurs, innovators and producers are getting into aquaponics. This food production technique can bring several benefits: strengthen the local food systems, addressing the issue of health and food safety; create employment opportunities, reduce the environmental impact, reduce dependence on imports, provide education and training, to stimulate industry, reducing the carbon footprint. The project is fully in line with the aim of the Europe 2020 strategy. It intends to contribute to a sustainable, smart and inclusive growth in Union and international development context. The overall objective is to facilitate the emergence of an innovative, resource efficient and more competitive food production system that combines food security and the sustainable use of resources while ensuring environmental protection. As part of its efforts to improve food security the Union promotes aquaculture as a means to increase food availability, access to food, jobs and income, including within Horizon 2020. Aquaponics is one of the sustainable ways to achieve this. Research and innovation in aquaponics at the Union level will support the development of a new industrial sector, opening prospects for new business, associations of actors in the aquaculture and horticultural sectors and the creation of dynamic short circuits in rural and urban areas. In addition aquaponics can contribute to strengthening and transforming communities (e.g. neighbourhoods, hospitals, prisons, nursing homes) and be a catalyst for social innovation. Further research and innovation in this field may enable Europe to play an important role in the global bio-economy. It can make Europe more present on the international scene with regards to innovative, sustainable and competitive food production systems. This project is based on a multidimensional approach that takes into account: (6) the need to ensure the health and safety of food products through ecological agriculture and increasing aquaculture production, (7) the inclusion of nutrition, (8) the need for economy of resources (e.g. water, energy, land, capital) and improvements in the use of water, energy and space, (9) protecting the environment, (10) the importance of market development, (11) the organisational and social innovation, (12) utility organisations’ and companies’ social and solidarity economy, (13) social inclusion and education, (14) the need for creating new skills and new jobs with the aim of modernising labour markets, (15) the strengthening of governance (i.e. strengthening the participation of stakeholders in decision-making), (16) the importance attached by the Union to territorial cohesion and integrated territorial approach, (17) a European context marked by the emergence of a policy of sustainable cities, (18) the importance attached by the Union to develop an economy based on knowledge. Txt. 4. The project aims at being cross-regional, multi-disciplinary and cross-disciplinary. Activities shall include: (19) making an inventory of technologies and organisational models that use aquaponics. The existing information on aquaponics is very scattered and it is therefore necessary to identify the actors, their expertise and mission, (20) creating a Community of Practice that pools within a network the expertise and resources in this field and implement a dynamic exchange, sharing and capitalisation of resource. The creation of a community (Technology Platform) including research, scientific, professional and business community and the operation of this network should be promoted. Txt. 5. Support should be provided for this Technology Platform to: (21) identify areas of further need for research and innovation, (22) coordinate the establishment of collaborative innovation pilot projects, (23) increase knowledge transfer and disseminate innovations and best practices, expertise and lessons learned, (24) ensure the creation and maintenance of a resources centre for dissemination of knowledge and results. Txt. 6. Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (OJ L 347, 20.12.2013, p. 965), and in particular Article 3(3)(b) thereof. Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (OJ L 347, 20.12.2013, p. 104). Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 193407483 17625757 –59383672 134023811 17625757 New item The aim of this activity is to contribute to making European societies more inclusive, innovative and reflective, by promoting smart, sustainable and inclusive growth. Actions will support coordinated policymaking through the development of evidence, tools, forward-looking activities and pilots to increase transnational efficiency and economic impact of research and innovation policies and achieve a well-functioning European Research Area and Innovation Union. Actions will also aim at closing the innovation divide, ensuring societal engagement in research and innovation, promoting coherent and effective cooperation with third countries and developing an understanding of Europe's intellectual basis: its history and the many European and non-European influences; as an inspiration for our lives today. Part of this appropriation is intended to be used for operations carried out by the Confederation of European Senior Expert Services – CESES – and its member associations, including technical assistance, advisory services and training in selected public and private sector enterprises and institutions. For that to be achieved, EU authorising officers are encouraged to make full use of the possibilities offered by the new Financial Regulation, including CESES contributions in kind to EU projects. Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (OJ L 347, 20.12.2013, p. 965), and in particular Article 3(3)(f) thereof. Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (OJ L 347, 20.12.2013, p. 104). Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments p.m. p.m. p.m. p.m. p.m. p.m. Former Article 08 02 04 The aim is to build effective cooperation between science and society, to recruit new talent for science and to pair scientific excellence with social awareness and responsibility. The focus of activities shall be to: make scientific and technological careers attractive to young students, foster sustainable interaction between schools, research institutions, industry and civil society organisations; promote gender equality in the content and design of research activities; integrating society in science and innovation issues, policies and activities in order to integrate citizens' interests and values and to increase the quality, relevance, social acceptability and sustainability of research and innovation outcomes in various fields of activity from social innovation to areas such as biotechnology and nanotechnology; encouraging citizens to engage in science through formal and informal science education; developing the accessibility and the use of the results of publicly-funded research; developing the governance for the advancement of responsible research and innovation by all which is sensitive to society needs and demands; promote an ethics framework for research and innovation; taking due and proportional precautions in research and innovation activities by anticipating and assessing potential environmental, health and safety impacts; improving knowledge on science communication in order to improve the quality and effectiveness of interactions between scientists, general media and the public. Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (OJ L 347, 20.12.2013, p. 965), and in particular Article 3(5) thereof. Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (OJ L 347, 20.12.2013, p. 104). Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments — — 66905973 5253030 66905973 5253030 New Item The aim is to fully exploit the potential of Europe's talent pool and to ensure that the benefits of an innovation-led economy are both maximised and widely distributed across the Union in accordance with the principle of excellence. By nurturing and connecting pools of excellence, the activities proposed will contribute to strengthening the European Research Area.The activities will focus on: teaming of excellent research institutions and low performing RDI regions aiming at the creation of new (or significant upgrade of existing) centres of excellence in low performing RDI Member States and regions, twinning of research institutions, establishing ERA Chairs, a Policy Support Facility (PSF) to improve the design, implementation, and evaluation of national/regional research and innovation policies, supporting access to international networks for excellent researchers and innovators who lack sufficient involvement in European and international networks and strengthening the administrative and operational capacity of transnational networks of National Contact Points, including through training. Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (OJ L 347, 20.12.2013, p. 965), and in particular Article 3(4) thereof. Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (OJ L 347, 20.12.2013, p. 104). Title Chapter Heading Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 09 01 ADMINISTRATIVE EXPENDITURE OF THE COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY POLICY AREA 123643356 123643356 123643356 123643356 09 02 REGULATORY FRAMEWORK FOR THE DIGITAL AGENDA 18026948 17844948 18026948 17844948 09 03 CONNECTING EUROPE FACILITY (CEF) — TELECOMMUNICATION NETWORKS 83915000 16083423 83915000 16083423 09 04 HORIZON 2020 1411814619 803557373 p.m. 1411814619 803557373 Title 09 — Total 1637399923 961129100 p.m. 1637399923 961129100 HORIZON 2020 Title Chapter Article Item Heading FF Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 09 04HORIZON 2020 09 04 01Excellent science 09 04 01 01 Strengthening research in future and emerging technologies 1.1 246003372 10300623 –6921885 239081487 10300623 09 04 01 02 Strengthening European research infrastructure, including e-infrastructure 1.1 96956907 2101017 96956907 2101017 Article 09 04 01 — Subtotal 342960279 12401640 –6921885 336038394 12401640 09 04 02Industrial leadership 09 04 02 01 Leadership in information and communications technology 1.1 720260961 44192289 720260961 44192289 Article 09 04 02 — Subtotal 720260961 44192289 720260961 44192289 09 04 03Societal challenges 09 04 03 01 Improving lifelong health and well-being 1.1 131580377 11991283 131580377 11991283 09 04 03 02 Fostering inclusive, innovative and reflective European societies 1.1 77973002 505313 –39856714 38116288 505313 09 04 03 03 Fostering secure European societies None 46778599 p.m. 46778599 p.m. Article 09 04 03 — Subtotal 209553379 12496596 6921885 p.m. 216475264 12496596 09 04 07Joint Undertakings 09 04 07 31 Electronic Components and Systems for European Leadership Joint Undertaking (ECSEL) — Support expenditure 1.1 540000 540000 540000 540000 09 04 07 32 Electronic Components and Systems for European Leadership Joint Undertaking (ECSEL) 1.1 135000000 33750000 135000000 33750000 Article 09 04 07 — Subtotal 135540000 34290000 135540000 34290000 09 04 50Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development 09 04 50 01 Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020) 1.1 p.m. p.m. p.m. p.m. 09 04 50 02 Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (prior to 2014) 1.1 p.m. p.m. p.m. p.m. Article 09 04 50 — Subtotal p.m. p.m. p.m. p.m. 09 04 51 Completion of the Seventh Framework Programme (2007 to 2013) 1.1 p.m. 618054637 p.m. 618054637 09 04 52 Completion of previous research framework programmes (prior to 2007) 1.1 — p.m. — p.m. 09 04 53Completion of Competitiveness and Innovation Framework Programme — Information and Communication Technologies Policy Support Programme (ICT PSP) 09 04 53 01 Completion of Competitiveness and Innovation Framework Programme — Information and Communication Technologies Policy Support Programme (ICT PSP) (2007 to 2013) 1.1 p.m. 80372211 p.m. 80372211 09 04 53 02 Completion of previous information and communication technologies programmes (prior to 2007) 1.1 — p.m. — p.m. Article 09 04 53 — Subtotal p.m. 80372211 p.m. 80372211 09 04 77Pilots projects and preparatory actions 09 04 77 01 Pilot project — Open Knowledge Technologies: Mapping and validating knowledge 1.1 1500000 750000 1500000 750000 09 04 77 02 Pilot project — Connected for health: Wellbeing and Healthcare Solution in an Open Access FTTH-Networks 1.1 1000000 500000 1000000 500000 09 04 77 03 Pilot project — REIsearch (Research Excellence Innovation Framework) — Enhancing the competitiveness of the European Research Area by increasing communication among researchers, citizens, industry and policy makers 1.1 1000000 500000 1000000 500000 Article 09 04 77 — Subtotal 3500000 1750000 3500000 1750000 Chapter 09 04 — Total 1411814619 803557373 p.m. 1411814619 803557373 These remarks are applicable to all the budget lines in this chapter. This appropriation will be used for Horizon 2020 — the Framework Programme for Research and Innovation, which covers the 2014-2020 period. Horizon 2020 shall play a central role in the implementation of the Europe 2020 flagship initiative Innovation Union and other flagship initiatives, notably Resource efficient Europe, An industrial policy for the globalisation era, and A digital agenda for Europe, as well as in the development and functioning of the European Research Area (ERA). Horizon 2020 shall contribute to building an economy based on knowledge and innovation across the whole Union by leveraging sufficient additional research, development and innovation funding. It will be carried out in order to pursue the general objectives set out in Article 179 of the Treaty on the Functioning of the European Union, in order to contribute to the creation of a society of knowledge, based on the European Research Area, i.e. supporting transnational cooperation at all levels throughout the Union, taking the dynamism, creativity and the excellence of European research to the limits of knowledge, strengthening human resources for research and for technology in Europe, quantitatively and qualitatively and research and innovation capacities in the whole of the Union and ensuring optimum use thereof. Also entered against these articles and items are the costs of high-level scientific and technological meetings, conferences, workshops and seminars of European interest organised by the Commission, the funding of high-level scientific and technological analyses and evaluations carried out on behalf of the Union to investigate new areas of research suitable for Union action, inter alia, in the context of the European Research Area, and measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes. This appropriation will be used in accordance with Regulation (EU) No 1290/2013 of the European Parliament and of the Council of 11 December 2013 laying down the rules for the participation and dissemination in Horizon 2020 - the Framework Programme for Research and Innovation (2014-2020) and repealing Regulation (EC) No 1906/2006 (OJ L 347, 20.12.2013, p. 81). The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this chapter. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the European Economic Area Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget. The possibility of third countries or institutes from third countries taking part in European cooperation in the field of scientific and technical research is envisaged for some of these projects. Any financial contribution entered in Items 6 0 1 3 and 6 0 1 5 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation. Any revenue from States taking part in the European Cooperation in the field of Scientific and Technical Research will be entered in Item 6 0 1 6 of the of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation. Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation. Any revenue from the contributions by outside bodies to Union activities entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation. Additional appropriations will be provided under Item 09 04 50 01. Administrative appropriations of this chapter will be provided under Article 09 01 05. This priority of Horizon 2020 aims to reinforce and extend excellence in the Union’s science base and ensure a steady stream of world-class research to secure the Union’s long-term competitiveness. It will support the best ideas, develop talent within the Union, provide researchers with access to priority research infrastructure, and make the Union an attractive location for the world’s best researchers. Research actions to be funded will be determined according to the need and opportunities of science, without pre-determined thematic priorities. The research agenda will be set in close liaison with the scientific community and research will be funded on the basis of excellence. Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 246003372 10300623 –6921885 239081487 10300623 New item The specific objective is to foster radically new technologies by exploring novel and high-risk ideas building on scientific foundations. By providing flexible support to goal-oriented and interdisciplinary collaborative research on various scales and by adopting innovative research practices, the aim is to identify and seize opportunities of long-term benefit for citizens, the economy and society. Activities under the Future and Emerging Technologies specific objective shall address the entire spectrum of science-driven innovation: from bottom-up, small scale early explorations of embryonic and fragile ideas to building new research and innovation communities around transformative emerging research areas and large and federated research initiatives built around a research agenda aiming to achieve ambitious and visionary goals. Activities cover collaboration, networking actions and national programme coordination initiatives. Also entered in this item are the costs of independent experts assisting in proposal evaluations and project reviews, the costs of events, meetings, conferences, workshops and seminars of European interest organised by the Commission, the costs of studies, analyses and evaluations, the costs of monitoring and evaluation of the specific programme and of the framework programmes and the costs of measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes. Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 - the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (OJ L 347, 20.12.2013, p. 104). Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 - the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (OJ L 347, 20.12.2013, p. 965), and in particular Article 3(1)(b) thereof. This priority of Horizon 2020 responds directly to the policy priorities and societal challenges identified in the Europe 2020 strategy. Those activities will be implemented using a challenge-based approach which brings together resources and knowledge across different fields, technologies and disciplines. The activities will cover the full cycle from research to market, with a new focus on innovation-related activities such as piloting, demonstration, test-beds, support for public procurement, design, end-user driven innovation, social innovation and market take-up of innovations. The activities will support directly the corresponding sectoral policy competences at Union level. Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 77973002 505313 –39856714 38116288 505313 New item The specific objective is to foster inclusive, innovative and reflective European societies in a context of unprecedented transformations and growing global interdependencies. Activities will cover four main areas: ICT-enabled public sector innovation, understanding and preserving Europe’s intellectual basis, learning and inclusion. ICT-enabled public sector innovation refers to the use of ICT for the creation and implementation of new processes, products, services and methods of delivery which result in significant improvements in the efficiency, effectiveness and quality of public services. The future public administrations should be digital and cross-border by default. Activities cover fostering efficient, open and citizen-centric public services, involving the public sector as an agent for innovation and change as well as cross-border innovation measures or seamless delivery of public services. The aim of the second challenge is to contribute to an understanding of Europe’s intellectual basis: its history and the many European and non-European influences; as an inspiration for our lives today. The aim of the third challenge is to support the widespread adoption of ICT in schools and for training in Europe. The fourth challenge is to get the elderly (aged 65 and above), the unemployed and low educated, migrants, people in need of care, people living in remote or poorer areas, persons with disabilities, and homeless to fully participate in society. Activities focus on empowering them with the necessary digital skills and providing them with access to digital technologies. Activities cover collaboration, networking actions and national programme coordination initiatives. Also entered in this item are the costs of independent experts assisting in proposal evaluations and project reviews, the costs of events, meetings, conferences, workshops and seminars of European interest organised by the Commission, the costs of studies, analyses and evaluations, the costs of monitoring and evaluation of the specific programme and of the framework programmes and the costs of measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes. Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 - the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (OJ L 347, 20.12.2013, p. 104). Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 - the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (OJ L 347, 20.12.2013, p. 965), and in particular Article 3(3)(f) thereof. Title Chapter Heading Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 10 01 ADMINISTRATIVE EXPENDITURE OF THE DIRECT RESEARCH POLICY AREA 353845000 353845000 –5253030 –5253030 348591970 348591970 10 02 HORIZON 2020 — DIRECT ACTIONS OF THE JOINT RESEARCH CENTRE (JRC) IN SUPPORT OF UNION POLICIES 33556000 27860506 33556000 27860506 10 03 EURATOM PROGRAMME — DIRECT ACTIONS 10455000 9530479 10455000 9530479 10 04 OTHER ACTIVITIES OF THE JOINT RESEARCH CENTRE p.m. p.m. p.m. p.m. 10 05 HISTORICAL LIABILITIES RESULTING FROM NUCLEAR ACTIVITIES CARRIED OUT BY THE JOINT RESEARCH CENTRE PURSUANT TO THE EURATOM TREATY 26999000 29000000 26999000 29000000 Title 10 — Total 424855000 420235985 –5253030 –5253030 419601970 414982955 ADMINISTRATIVE EXPENDITURE OF THE DIRECT RESEARCH POLICY AREA Title Chapter Article Item Heading FF Budget 2014 Amending budget No 1/2014 New amount 10 01ADMINISTRATIVE EXPENDITURE OF THE DIRECT RESEARCH POLICY AREA 10 01 05Support expenditure for research and innovation programmes in the Direct research policy area 10 01 05 01 Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020 1.1 138577000 –1877000 136700000 10 01 05 02 External personnel implementing Research and Innovation programmes — Horizon 2020 1.1 32731000 –331000 32400000 10 01 05 03 Other management expenditure for research and innovation programmes — Horizon 2020 1.1 59870000 –1706030 58163970 10 01 05 04 Other expenditure for new major research infrastructures — Horizon 2020 1.1 3339000 –1339000 2000000 10 01 05 11 Expenditure related to officials and temporary staff implementing research and innovation programmes — Euratom Programme 1.1 56275000 56275000 10 01 05 12 External personnel implementing research and innovation programmes — Euratom programme 1.1 10699000 10699000 10 01 05 13 Other management expenditure for research and innovation programmes — Euratom Programme 1.1 38707000 38707000 10 01 05 14 Other expenditure for new major research infrastructures — Euratom Programme 1.1 13647000 13647000 Article 10 01 05 — Subtotal 353845000 –5253030 348591970 Chapter 10 01 — Total 353845000 –5253030 348591970 In accordance with Article 21 and Article 183(2) of the Financial Regulation, any revenue entered in Items 6 2 2 3 and 6 2 2 6 of the statement of revenue may give rise to the provision of additional appropriations. In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 2 2 1, 6 2 2 4 and 6 2 2 5 of the statement of revenue may give rise to the provision of additional appropriations. Such revenue will be used to cover, inter alia, expenditure incurred on staff and resources in respect of work for third parties carried out by the Joint Research Centre. In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 0 1 3 and 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations. The appropriations could be supplemented by appropriations that the Joint Research Centre will earn by participating on a competitive basis in indirect actions and in scientific and technical activities in support of Union policies. The activities of a competitive nature conducted by the JRC shall consist of: (25) activities carried out following grant or procurement procedures, (26) activities on behalf of third parties, (27) activities undertaken under an administrative agreement with other institutions or other Commission departments for the provision of technical-scientific services. Txt. 7. 2013 appropriations from items in Article 10 01 05 automatically carried forward to 2014 will be booked onto the three Horizon 2020 items in this Article. Budget 2014 Amending budget No 1/2014 New amount 138577000 –1877000 136700000 Former Item 10 01 05 01 (in part) This appropriation is intended to cover expenditure relating to officials and temporary staff occupying posts on the authorised establishment plan of the Joint Research Centre implementing research and innovation programmes — Horizon 2020, and in particular: (28) direct action, consisting of research activities, scientific and technical support activities, and exploratory research activities undertaken in the establishments of the Joint Research Centre, (29) indirect action, consisting of programmes implemented as part of the Joint Research Centre’s activities conducted on a competitive basis. Txt. 8. Staff costs comprise the basic salary, allowances, miscellaneous indemnities and contributions based on the statutory provisions, including expenses related to the entry into service, change in the place of employment and termination of service. The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the European Economic Area Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget. See Chapter 10 02. Budget 2014 Amending budget No 1/2014 New amount 32731000 –331000 32400000 Former Item 10 01 05 02 (in part) This appropriation is intended to cover the expenditure relating to external personnel occupying posts which are not on the establishment plan of the Joint Research Centre, i.e. contract staff, grant holders, seconded national experts and visiting scientists, including external personnel posted in Union delegations, implementing research and innovation programmes — Horizon 2020. The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the European Economic Area Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget. See Chapter 10 02. Budget 2014 Amending budget No 1/2014 New amount 59870000 –1706030 58163970 Former Item 10 01 05 03 (in part) This appropriation is intended to cover: (30) staff-related expenditure not covered by Items 10 01 05 01 and 10 01 05 02 including missions, training, medical and social services, expenditure on organising competitions, interviewing candidates, representation costs, etc., (1) expenses related to the operation and functioning of JRC institutes: regular maintenance of buildings, technical infrastructure and scientific equipment; utilities and fluids; heating, cooling and ventilation; workshop materials and equipment; cleaning of sites, roads and buildings; waste management; etc., (2) expenses related to the administrative support of JRC institutes: furniture; stationery; telecommunications; documentation and publications; transport; miscellaneous supplies; general insurances; etc., (3) expenses related to the safety and security of the sites: health and safety at work; radioprotection; fire-brigade; etc., (4) IT related expenditure: computer rooms; hardware and software; networking services; information systems; help-desk and assistance to users; etc., (5) non-recurrent costs: this appropriation covers renovation, rehabilitation and construction works on the JRC sites. It addresses expenses such as exceptional maintenance costs, renovation works, adaptation to new standards, etc. It may also finance research infrastructures not covered by Item 10 01 05 04. (31) expenditure in respect of all resources used for the implementation of the Joint Research Centre (JRC) activities; this includes: Txt. 9. The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the European Economic Area Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget. See Chapter 10 02. Budget 2014 Amending budget No 1/2014 New amount 3339000 –1339000 2000000 New item This appropriation is intended to cover expenditure in respect of all resources for the financing of major research infrastructure projects, in particular the construction of new buildings, the complete refurbishment of existing buildings and the purchase of important equipment related to the technical infrastructure of the sites. The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the European Economic Area Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget. See Chapter 10 02. Title Chapter Heading Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 21 01 ADMINISTRATIVE EXPENDITURE OF THE DEVELOPMENT AND COOPERATION POLICY AREA 385388840 385388840 385388840 385388840 21 02 DEVELOPMENT COOPERATION INSTRUMENT (DCI) 2260039588 1638168193 2260039588 1638168193 21 03 EUROPEAN NEIGHBOURHOOD INSTRUMENT (ENI) 2132480712 1388280950 2132480712 1388280950 21 04 EUROPEAN INSTRUMENT FOR DEMOCRACY AND HUMAN RIGHTS 132782020 87115739 p.m. p.m. 132782020 87115739 21 05 INSTRUMENT FOR STABILITY (IFS) — GLOBAL AND TRANS-REGIONAL THREATS 82255223 47337395 p.m. p.m. 82255223 47337395 21 06 INSTRUMENT FOR NUCLEAR SAFETY COOPERATION (INSC) 29346872 54564789 29346872 54564789 21 07 THE EUROPEAN UNION-GREENLAND PARTNERSHIP 24569471 18924882 24569471 18924882 21 08 DEVELOPMENT AND COOPERATION WORLDWIDE 36988018 22815000 36988018 22815000 21 09 COMPLETION OF ACTIONS IMPLEMENTED UNDER INDUSTRIALISED COUNTRIES INSTRUMENT (ICI+) PROGRAMME — 15724201 — 15724201 Title 21 — Total 5083850744 3658319989 p.m. p.m. 5083850744 3658319989 EUROPEAN INSTRUMENT FOR DEMOCRACY AND HUMAN RIGHTS Title Chapter Article Item Heading FF Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 21 04EUROPEAN INSTRUMENT FOR DEMOCRACY AND HUMAN RIGHTS 21 04 01 Enhancing the respect for and observance of human rights and fundamental freedoms and supporting democratic reforms 4 132782020 3815739 132782020 3815739 21 04 51 Completion of the European Instrument for Democracy and Human Rights (prior to 2014) 4 — 83300000 — 83300000 21 04 77Pilot projects and preparatory actions 21 04 77 01 Preparatory action — Establish a conflict-prevention network 4 — — — — 21 04 77 02 Pilot project — Civil Society Forum EU-Russia 4 — — p.m. p.m. p.m. — 21 04 77 03 Pilot project — Funding for victims of torture 4 — — p.m. p.m. p.m. p.m. Article 21 04 77 — Subtotal — — p.m. p.m. p.m. p.m. Chapter 21 04 — Total 132782020 87115739 p.m. p.m. 132782020 87115739 Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments — — p.m. p.m. p.m. — Former Article 19 04 06 This item is intended to cover commitments remaining to be settled from previous years under the pilot project Pilot project within the meaning of Article 54(2) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, p. 1). Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments — — p.m. p.m. p.m. p.m. Former Article 19 04 07 This item is intended to cover commitments remaining to be settled from previous years under the pilot project. Pilot project within the meaning of Article 54(2) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, p. 1). Council Directive 2003/9/EC of 27 January 2003 laying down minimum standards for the reception of asylum seekers (OJ L 3l, 6.2.2003, p. 18). Conclusions of the Council of the European Union, 2865th External Relations Council meeting, Luxembourg, 29 April 2009. Charter of Fundamental Rights of the European Union (OJ C 83, 30.3.2010, p. 389). INSTRUMENT FOR STABILITY (IFS) — GLOBAL AND TRANS-REGIONAL THREATS Title Chapter Article Item Heading FF Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 21 05INSTRUMENT FOR STABILITY (IFS) — GLOBAL AND TRANS-REGIONAL THREATS 21 05 01 Global and trans-regional security threats 4 82255223 4031479 82255223 4031479 21 05 51 Completion of actions in the area of global threats to security (prior to 2014) 4 — 42810916 — 42810916 21 05 77Pilot projects and preparatory actions 21 05 77 01 Pilot project — Support for surveillance and protection measures for Union vessels sailing through areas where piracy is a threat 4 — 495000 — 495000 21 05 77 02 Preparatory action — Emergency response to the financial and economic crisis in developing countries 4 — — p.m. p.m. p.m. p.m. Article 21 05 77 — Subtotal — 495000 p.m. p.m. p.m. 495000 Chapter 21 05 — Total 82255223 47337395 p.m. p.m. 82255223 47337395 Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments — — p.m. p.m. p.m. p.m. Former Article 19 06 08 This item is intended to cover commitments remaining to be settled from previous years under the preparatory action. Preparatory action within the meaning of Article 54(2) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, p. 1). Function group and grade Posts 2014 2013 Authorised under the Union budget Actually filled as at 31 December 2012 Authorised under the Union budget Permanent Temporary Permanent Temporary Permanent Temporary AD 16 AD 15 AD 14 1 1 1 AD 13 AD 12 4 4 4 AD 11 1 AD 10 5 5 3 AD 9 AD 8 5 5 6 AD 7 4 4 4 AD 6 4 4 4 AD 5 10 10 10 AD total 33 33 33 AST 11 AST 10 AST 9 AST 8 AST 7 1 1 1 AST 6 AST 5 1 1 1 AST 4 AST 3 2 2 2 AST 2 AST 1 2 2 2 AST total 6 6 6 AST/SC 6 AST/SC 5 AST/SC 4 AST/SC 3 AST/SC 2 AST/SC 1 AST/SC total Grand total 39 39 39 Total staff 39 39 39 Function group and grade Posts 2014 2014 Budget 2014 Draft amending budget No 1/2014 Revised Budget 2014 Permanent Temporary Permanent Temporary Permanent Temporary AD 16 AD 15 AD 14 1 1 AD 13 AD 12 AD 11 AD 10 AD 9 1 1 AD 8 AD 7 AD 6 AD 5 AD total 2 2 AST 11 AST 10 AST 9 AST 8 AST 7 AST 6 AST 5 AST 4 AST 3 AST 2 AST 1 AST total AST/SC 6 AST/SC 5 AST/SC 4 AST/SC 3 AST/SC 2 AST/SC 1 AST/SC total Grand total 2 2 Total staff 2 2 Recruitment of staff for the Shift to Rail Joint Undertaking is subject to the adoption of the new legal basis setting up the Shift to Rail Joint Undertaking.

GENERAL STATEMENT OF REVENUE BY BUDGET HEADING Title Heading Budget 2014 Amending budget No 1/2014 New amount 1 OWN RESOURCES 133960184723 133960184723 3 SURPLUSES, BALANCES AND ADJUSTMENTS p.m. p.m. 4 REVENUE ACCRUING FROM PERSONS WORKING WITH THE INSTITUTIONS AND OTHER UNION BODIES 1274999230 1274999230 5 REVENUE ACCRUING FROM THE ADMINISTRATIVE OPERATION OF THE INSTITUTIONS 53752047 53752047 6 CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH UNION AGREEMENTS AND PROGRAMMES 60000000 60000000 7 INTEREST ON LATE PAYMENTS AND FINES 123000000 123000000 8 BORROWING AND LENDING OPERATIONS 2477000 2477000 9 MISCELLANEOUS REVENUE 30200000 30200000 GRAND TOTAL 135504613000 135504613000 REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR BORROWING AND LENDING OPERATIONS IN THE MEMBER STATES LOANS GRANTED BY THE COMMISSION REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR BORROWING AND LENDING OPERATIONS FOR THIRD COUNTRIES REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR LOANS GRANTED BY FINANCIAL ESTABLISHMENTS IN THIRD COUNTRIES REVENUE FROM CONTRIBUTIONS BY GUARANTEE BODIES Article Item Heading Budget 2014 Amending budget No 1/2014 New amount CHAPTER 8 0 8 0 0 European Union guarantee for Union borrowings for balance of payments support p.m. p.m. 8 0 1 European Union guarantee for Euratom borrowings p.m. p.m. 8 0 2 European Union guarantee for Union borrowings for financial assistance under the European Financial Stabilisation Mechanism p.m. p.m. CHAPTER 8 0 — TOTAL p.m. p.m. CHAPTER 8 1 8 1 0 Capital repayments and interest in respect of special loans and risk capital granted in the framework of financial cooperation with Mediterranean third countries p.m. p.m. 8 1 3 Capital repayments and interest in respect of loans and risk capital granted by the Commission to developing countries in the Mediterranean region and South Africa under the European Union Investment Partners operation p.m. p.m. CHAPTER 8 1 — TOTAL p.m. p.m. CHAPTER 8 2 8 2 7 European Union guarantee for the borrowing programmes contracted by the Union to provide macro-financial assistance to third countries p.m. p.m. 8 2 8 Guarantee for Euratom borrowings to improve the degree of efficiency and safety of nuclear power stations in the countries of central and eastern Europe and the Commonwealth of Independent States p.m. p.m. CHAPTER 8 2 — TOTAL p.m. p.m. CHAPTER 8 3 8 3 5 European Union guarantee for European Investment Bank loans to third countries p.m. p.m. CHAPTER 8 3 — TOTAL p.m. p.m. CHAPTER 8 5 8 5 0 Dividends paid by the European Investment Fund 2477000 2477000 CHAPTER 8 5 — TOTAL 2477000 2477000 Title 8 — Total 2477000 2477000 REVENUE FROM CONTRIBUTIONS BY GUARANTEE BODIES Budget 2014 Amending budget No 1/2014 New amount 2477000 2477000 This article is intended to receive any dividends paid by the European Investment Fund in respect of this contribution. As laid down in Article 2 of the Decision … of the European Parliament and of the Council of … on the participation of the European Union in the capital increase of the European Investment Fund, during 2014 to 2017 the dividends received for the participation of the Union in the Fund shall be considered as external assigned revenue, in accordance with Article 21(4) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union. The assigned revenues cover part of the cost of subscription and are added to the resources of budget Item 01 04 01 01 ‘European Investment Fund – Provision of paid-up shares of subscribed capital. Council Decision 94/375/EC of 6 June 1994 on Community membership of the European Investment Fund (OJ L 173, 7.7.1994, p. 12). Council Decision 2007/247/EC of 19 April 2007 on the Community participation in the capital increase of the European Investment Fund (OJ L 107, 25.4.2007, p. 5). Decision … of the European Parliament and of the Council of … on the participation of the European Union in the capital increase of the European Investment Fund (OJ L …, …, p. …). REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR BORROWING AND LENDING OPERATIONS IN THE MEMBER STATES LOANS GRANTED BY THE COMMISSION REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR BORROWING AND LENDING OPERATIONS FOR THIRD COUNTRIES REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR LOANS GRANTED BY FINANCIAL ESTABLISHMENTS IN THIRD COUNTRIES REVENUE FROM CONTRIBUTIONS BY GUARANTEE BODIES Article Item Heading Budget 2014 Amending budget No 1/2014 New amount CHAPTER 8 0 8 0 0 European Union guarantee for Union borrowings for balance of payments support p.m. p.m. 8 0 1 European Union guarantee for Euratom borrowings p.m. p.m. 8 0 2 European Union guarantee for Union borrowings for financial assistance under the European financial stabilisation mechanism p.m. p.m. CHAPTER 8 0 — TOTAL p.m. p.m. CHAPTER 8 1 8 1 0 Capital repayments and interest in respect of special loans and risk capital granted in the framework of financial cooperation with Mediterranean third countries p.m. p.m. 8 1 3 Capital repayments and interest in respect of loans and risk capital granted by the Commission to developing countries in the Mediterranean region and South Africa under the European Community Investment Partners operation p.m. p.m. CHAPTER 8 1 — TOTAL p.m. p.m. CHAPTER 8 2 8 2 7 European Union guarantee for the borrowing programmes contracted by the Union to provide macro-financial assistance to third countries p.m. p.m. 8 2 8 Guarantee for Euratom borrowings to improve the degree of efficiency and safety of nuclear power stations in the countries of central and eastern Europe and the Commonwealth of Independent States p.m. p.m. CHAPTER 8 2 — TOTAL p.m. p.m. CHAPTER 8 3 8 3 5 European Union guarantee for European Investment Bank loans to third countries p.m. p.m. CHAPTER 8 3 — TOTAL p.m. p.m. CHAPTER 8 5 8 5 0 Dividends paid by the European Investment Fund 2477000 2477000 CHAPTER 8 5 — TOTAL 2477000 2477000 Title 8 — Total 2477000 2477000 REVENUE FROM CONTRIBUTIONS BY GUARANTEE BODIES Budget 2014 Amending budget No 1/2014 New amount 2477000 2477000 This article is intended to record any dividends paid by the European Investment Fund in respect of this contribution. As laid down in Article 2 of the Decision … of the European Parliament and of the Council of … on the participation of the European Union in the capital increase of the European Investment Fund, during 2014 to 2017 the dividends received for the participation of the Union in the Fund shall be considered as external assigned revenue, in accordance with Article 21(4) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union. The assigned revenues cover part of the cost of subscription and are added to the resources of budget Item 01 04 01 01 ‘European Investment Fund – Provision of paid-up shares of subscribed capital. Council Decision 94/375/EC of 6 June 1994 on Community membership of the European Investment Fund (OJ L 173, 7.7.1994, p. 12). Council Decision 2007/247/EC of 19 April 2007 on the Community participation in the capital increase of the European Investment Fund (OJ L 107, 25.4.2007, p. 5). Decision … of the European Parliament and of the Council of … on the participation of the European Union in the capital increase of the European Investment Fund (OJ L …, …, p. …). Title Heading Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 01 ECONOMIC AND FINANCIAL AFFAIRS 210524228 295466113 42500000 42500000 253024228 337966113 Reserves (40 02 41) 2000000 2000000 2000000 2000000 212524228 297466113 42500000 42500000 255024228 339966113 02 ENTERPRISE AND INDUSTRY 2536375797 2105143666 –21250000 –21250000 2515125797 2083893666 03 COMPETITION 94462975 94462975 94462975 94462975 04 EMPLOYMENT, SOCIAL AFFAIRS AND INCLUSION 13839025490 11621742555 13839025490 11621742555 05 AGRICULTURE AND RURAL DEVELOPMENT 58046850675 55635020579 58046850675 55635020579 06 MOBILITY AND TRANSPORT 2867047650 1003284934 144000 144000 2867191650 1003428934 07 ENVIRONMENT 407281956 345558517 407281956 345558517 08 RESEARCH AND INNOVATION 6214844914 4107277022 –16140970 –16140970 6198703944 4091136052 09 COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY 1637399923 961129100 p.m. 1637399923 961129100 10 DIRECT RESEARCH 424855000 420235985 –5253030 –5253030 419601970 414982955 11 MARITIME AFFAIRS AND FISHERIES 950774942 667482286 950774942 667482286 Reserves (40 02 41) 115342000 112342000 115342000 112342000 1066116942 779824286 1066116942 779824286 12 INTERNAL MARKET AND SERVICES 116900978 117126978 116900978 117126978 13 REGIONAL AND URBAN POLICY 33073259166 40223363359 33073259166 40223363359 14 TAXATION AND CUSTOMS UNION 157048298 122369692 157048298 122369692 15 EDUCATION AND CULTURE 2820024822 2241707412 2820024822 2241707412 16 COMMUNICATION 246356400 244896374 246356400 244896374 17 HEALTH AND CONSUMER PROTECTION 618166222 566799722 618166222 566799722 18 HOME AFFAIRS 1201391889 762599931 1201391889 762599931 19 FOREIGN POLICY INSTRUMENTS 732732818 463169988 732732818 463169988 20 TRADE 121107855 115403729 121107855 115403729 21 DEVELOPMENT AND COOPERATION 5083850744 3658319989 p.m. p.m. 5083850744 3658319989 22 ENLARGEMENT 1519908038 903886742 1519908038 903886742 23 HUMANITARIAN AID AND CIVIL PROTECTION 1006464161 850884342 1006464161 850884342 24 FIGHT AGAINST FRAUD 78230900 74910993 78230900 74910993 25 COMMISSION’S POLICY COORDINATION AND LEGAL ADVICE 194113789 194836589 194113789 194836589 26 COMMISSION’S ADMINISTRATION 1001465044 991092001 1001465044 991092001 27 BUDGET 95786613 95786613 95786613 95786613 28 AUDIT 11633979 11633979 11633979 11633979 29 STATISTICS 131894632 152072858 131894632 152072858 30 PENSIONS AND RELATED EXPENDITURE 1449531000 1449531000 1449531000 1449531000 31 LANGUAGE SERVICES 387659143 387659143 387659143 387659143 32 ENERGY 933452862 588030260 933452862 588030260 33 JUSTICE 203414816 193026816 203414816 193026816 34 CLIMATE ACTION 121471119 42711025 121471119 42711025 40 RESERVES 573523000 264342000 573523000 264342000 Total 139108831838 131972965267 p.m. p.m. 139108831838 131972965267 Of which Reserves (40 02 41) 117342000 114342000 117342000 114342000 Title Chapter Heading Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 01 01 ADMINISTRATIVE EXPENDITURE OF THE ECONOMIC AND FINANCIAL AFFAIRS POLICY AREA 83091934 83091934 83091934 83091934 01 02 ECONOMIC AND MONETARY UNION 9000000 9000000 9000000 9000000 Reserves (40 02 41) 2000000 2000000 2000000 2000000 11000000 11000000 11000000 11000000 01 03 INTERNATIONAL ECONOMIC AND FINANCIAL AFFAIRS 118432294 110585305 118432294 110585305 01 04 FINANCIAL OPERATIONS AND INSTRUMENTS p.m. 92788874 42500000 42500000 42500000 135288874 Title 01 — Total 210524228 295466113 42500000 42500000 253024228 337966113 Reserves (40 02 41) 2000000 2000000 2000000 2000000 212524228 297466113 42500000 42500000 255024228 339966113 FINANCIAL OPERATIONS AND INSTRUMENTS Title Chapter Article Item Heading FF Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 01 04FINANCIAL OPERATIONS AND INSTRUMENTS 01 04 01European Investment Fund 01 04 01 01 European Investment Fund — Provision of paid-up shares of subscribed capital 1.1 — — 42500000 42500000 42500000 42500000 01 04 01 02 European Investment Fund — Callable portion of subscribed capital 1.1 p.m. p.m. p.m. p.m. Article 01 04 01 — Subtotal p.m. p.m. 42500000 42500000 42500000 42500000 01 04 02 Nuclear safety — Cooperation with the European Investment Bank 1.1 p.m. p.m. p.m. p.m. 01 04 03 Guarantee for Euratom borrowings 1.1 p.m. p.m. p.m. p.m. 01 04 51 Completion of programmes in the field of small and middle-sized enterprises (SMEs) (prior to 2014) 1.1 p.m. 92788874 p.m. 92788874 Chapter 01 04 — Total p.m. 92788874 42500000 42500000 42500000 135288874 Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments — — 42500000 42500000 42500000 42500000 Former Item 01 04 09 01 This item is intended to cover the financing of the provision of paid-up shares of the capital subscribed by the Union. The European Investment Fund (EIF) was created in 1994. Its founder members were the European Community, represented by the Commission, the European Investment Bank (EIB) and a number of financial institutions. Union membership of the EIF is presently governed by Decision 94/375/EC. In the conclusions of the European Council of 19/20 December 2013, the European Council calls on the Commission and the EIB to further enhance the EIF capacity through an increase in its capital with a view to reaching final agreement by May 2014. Decision … of the European Parliament and of the Council of … on the participation of the European Union in the capital increase of the European Investment Fund (OJ L …, …, p. …). Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments p.m. p.m. p.m. p.m. Former Item 01 04 09 02 This appropriation is intended to cover the financing in the event of a call for the amount of capital subscribed by the Union. In the conclusions of the European Council of 19/20 December 2013, the European Council calls on the Commission and the EIB to further enhance the EIF capacity through an increase in its capital with a view to reaching final agreement by May 2014. Decision … of the European Parliament and of the Council of … on the participation of the European Union in the capital increase of the European Investment Fund (OJ L …, …, p. …). Title Chapter Heading Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 02 01 ADMINISTRATIVE EXPENDITURE OF THE ENTERPRISE AND INDUSTRY POLICY AREA 119530259 119530259 119530259 119530259 02 02 COMPETITIVENESS OF ENTERPRISES AND SMALL AND MEDIUM-SIZED ENTERPRISES (COSME) 268307275 135662459 –21250000 –21250000 247057275 114412459 02 03 INTERNAL MARKET FOR GOODS AND SECTORIAL POLICIES 39170000 32330554 39170000 32330554 02 04 HORIZON 2020 — RESEARCH RELATING TO ENTERPRISES 401518263 486556651 401518263 486556651 02 05 EUROPEAN SATELLITE NAVIGATION PROGRAMMES (EGNOS AND GALILEO) 1347417000 1144387928 1347417000 1144387928 02 06 EUROPEAN EARTH OBSERVATION PROGRAMME 360433000 186675815 360433000 186675815 Title 02 — Total 2536375797 2105143666 –21250000 –21250000 2515125797 2083893666 COMPETITIVENESS OF ENTERPRISES AND SMALL AND MEDIUM-SIZED ENTERPRISES (COSME) Title Chapter Article Item Heading FF Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 02 02COMPETITIVENESS OF ENTERPRISES AND SMALL AND MEDIUM-SIZED ENTERPRISES (COSME) 02 02 01 Promoting entrepreneurship and improving the competitiveness and access to markets of Union enterprises 1.1 102709687 14575804 102709687 14575804 02 02 02 Improving access to finance for small and middle-sized enterprises (SMEs) in the form of equity and debt 1.1 161907588 87914000 –21250000 –21250000 140657588 66664000 02 02 51 Completion of former activities in the competitiveness and entrepreneurship domain 1.1 p.m. 26666655 p.m. 26666655 02 02 77Pilot projects and preparatory actions 02 02 77 01 Preparatory action — Support for small and medium-sized enterprises (SMEs) in the new financial environment 1.1 p.m. p.m. p.m. p.m. 02 02 77 02 Pilot project — Erasmus for Young Entrepreneurs 1.1 p.m. p.m. p.m. p.m. 02 02 77 03 Preparatory action — Erasmus for Young Entrepreneurs 1.1 p.m. 835000 p.m. 835000 02 02 77 04 Pilot project — Actions in connection with the textile and footwear sector 1.1 p.m. p.m. p.m. p.m. 02 02 77 05 Preparatory action — European destinations of excellence 1.1 p.m. p.m. p.m. p.m. 02 02 77 06 Preparatory action — Sustainable tourism 1.1 p.m. p.m. p.m. p.m. 02 02 77 07 Preparatory action — Social tourism in Europe 1.1 p.m. p.m. p.m. p.m. 02 02 77 08 Preparatory action — Promotion of European and transnational tourism products with special emphasis on cultural and industrial products 1.1 2000000 2000000 2000000 2000000 02 02 77 09 Preparatory action — Tourism and accessibility for all 1.1 690000 1035000 690000 1035000 02 02 77 10 Preparatory action — Euromed innovation entrepreneurs for change 1.1 p.m. 1000000 p.m. 1000000 02 02 77 11 Pilot project — Facilitating access to insurance by self-employed builders and small building firms so as to stimulate innovation and the promotion of eco-technologies in the European Union 1.1 p.m. 286000 p.m. 286000 02 02 77 12 Pilot project — European rare earth competency network 1.1 p.m. p.m. p.m. p.m. 02 02 77 13 Pilot project — Development of the European creative districts 3 p.m. 350000 p.m. 350000 02 02 77 14 Pilot project — Rapid and efficient enforcement of outstanding claims by small and medium-sized enterprises (SMEs) operating across borders 3 p.m. 500000 p.m. 500000 02 02 77 15 Preparatory action — Harmonised e-business processes and standards between European small and medium-sized enterprises (SMEs) of interrelated industry sectors 1.1 p.m. p.m. p.m. p.m. 02 02 77 16 Pilot project — on the Future of Manufacturing 1.1 1000000 500000 1000000 500000 Article 02 02 77 — Subtotal 3690000 6506000 3690000 6506000 Chapter 02 02 — Total 268307275 135662459 –21250000 –21250000 247057275 114412459 Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 161907588 87914000 –21250000 –21250000 140657588 66664000 New article This appropriation is to be used to improve access to finance for SMEs in the form of equity and debt in their start-up, growth and transfer phase. A loan guarantee facility (LGF) shall provide counter-guarantees, direct guarantees and other risk sharing arrangements for debt financing which shall reduce the particular difficulties that viable SMEs face in accessing finance either due to their perceived higher risk or their lack of sufficient available collateral and for securitisation of SME debt finance portfolios. An equity facility for growth (EFG) shall allow investments in risk capital funds which invest in SMEs in the expansion and growth stage, and in particular in those operating cross-borders. The possibility shall exist to invest in early stage funds in conjunction with the equity facility for RDI under Horizon 2020. In cases of joint investments in multi-stage funds, investments will be provided on a pro-rata basis from the EFG of Cosme and the equity facility for RDI under Horizon 2020. Support from the EFG shall be (a) either directly by the European Investment Fund (EIF) or other entities entrusted with the implementation on behalf of the Commission or (b) by funds-of-funds or investment vehicles investing across borders. The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the European Economic Area Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget. Any repayment from financial instruments pursuant to Article 140(6) of the Financial Regulation, including capital repayments, guarantees released, and repayment of the principal of loans, paid back to the Commission and entered in Item 6341 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Articles 21(3)(i) of the Financial Regulation. Regulation (EU) No 1287/2013 of the European Parliament and of the Council of 11 December 2013 establishing a Programme for the Competitiveness of Enterprises and small and medium-sized enterprises (COSME) (2014-2020) and repealing Decision No 1639/2006/EC (OJ L 347, 20.12.2013, p. 33), and in particular Article 3(1)(d) thereof. HORIZON 2020 — RESEARCH RELATING TO ENTERPRISES Title Chapter Article Item Heading FF Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 02 04HORIZON 2020 — RESEARCH RELATING TO ENTERPRISES 02 04 02Industrial leadership 02 04 02 01 Leadership in space 1.1 161352331 14704483 161352331 14704483 02 04 02 02 Enhancing access to risk finance for investing in research and innovation 1.1 p.m. p.m. p.m. p.m. 02 04 02 03 Increasing innovation in small and medium-sized enterprises (SMEs) 1.1 32512243 2962930 32512243 2962930 Article 02 04 02 — Subtotal 193864574 17667413 193864574 17667413 02 04 03Societal challenges 02 04 03 01 Achieving a resource-efficient and climate change resilient economy and a sustainable supply of raw materials 1.1 69306327 5986022 69306327 5986022 02 04 03 02 Fostering secure European societies 1.1 138347362 10865760 138347362 10865760 Article 02 04 03 — Subtotal 207653689 16851782 207653689 16851782 02 04 50Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development 02 04 50 01 Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020) 1.1 p.m. p.m. p.m. p.m. 02 04 50 02 Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (prior to 2014) 1.1 p.m. p.m. p.m. p.m. Article 02 04 50 — Subtotal p.m. p.m. p.m. p.m. 02 04 51 Completion of previous research framework programmes — Seventh Framework Programme — EC (2007 to 2013) 1.1 p.m. 410942214 p.m. 410942214 02 04 52 Completion of previous research framework programmes (prior to 2007) 1.1 p.m. p.m. p.m. p.m. 02 04 53 Completion of Competitiveness and Innovation Framework Programme — Innovation part (2007-2013) 1.1 p.m. 41095242 p.m. 41095242 Chapter 02 04 — Total 401518263 486556651 401518263 486556651 These remarks are applicable to all the budget lines in this chapter. This appropriation will be used for the Horizon 2020 — the Framework Programme for Research and Innovation which covers the 2014 to 2020 period. Horizon 2020 shall play a central role in the implementation of the Europe 2020 flagship initiative Innovation Union and other flagship initiatives, notably Resource efficient Europe, An industrial policy for the globalisation era, and A digital agenda for Europe, as well as in the development and functioning of the European Research Area (ERA). Horizon 2020 shall contribute to building an economy based on knowledge and innovation across the whole Union by leveraging sufficient additional research, development and innovation funding. It will be carried out in order to pursue the general objectives set out in Article 179 of the Treaty on the Functioning of the European Union, in order to contribute to the creation of a society of knowledge, based on the European Research Area, i.e. supporting transnational cooperation at all levels throughout the Union, taking the dynamism, creativity and the excellence of European research to the limits of knowledge, strengthening human resources for research and for technology in Europe, quantitatively and qualitatively and research and innovation capacities in the whole of Europe and ensuring optimum use thereof. Also entered against these articles and items are the costs of high-level scientific and technological meetings, conferences, workshops and seminars of European interest organised by the Commission, the funding of high-level scientific and technological analyses and evaluations carried out on behalf of the Union to investigate new areas of research suitable for Union action, inter alia, in the context of the European Research Area, and measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes. This appropriation will be used in accordance with Regulation (EU) No 1290/2013 of the European Parliament and of the Council of 11 December 2013 laying down the rules for participation and dissemination in Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Regulation (EC) No 1906/2006 (OJ L 347, 20.12.2013, p. 81). The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this chapter. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the European Economic Area Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget. The possibility of third countries or institutes from third countries taking part in European cooperation in the field of scientific and technical research is envisaged for some of these projects. Any financial contribution entered in Items 6 0 1 3 and 6 0 1 5 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation. Any revenue from States taking part in the European cooperation in the field of scientific and technical research entered in Item 6 0 1 6 of the of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation. Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidate countries for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation. Any revenue from the contributions by outside bodies to Union activities entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation. Additional appropriations will be provided under Item 02 04 50 01. Administrative appropriations of this chapter will be provided under Chapter 02 01 05. This priority of Horizon 2020 responds directly to the policy priorities and societal challenges identified in the Europe 2020 strategy. Those activities will be implemented using a challenge-based approach which brings together resources and knowledge across different fields, technologies and disciplines. The activities will cover the full cycle from research to market, with a new focus on innovation-related activities such as piloting, demonstration, test-beds, support for public procurement, design, end-user driven innovation, social innovation and market take-up of innovations. The activities will support directly the corresponding sectoral policy competences at Union level. Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 138347362 10865760 138347362 10865760 New item The aim of this appropriation is to:

support Union policies for internal and external security, whilst at the same time improving the competitiveness and technology base of the Union’s security industry and to stimulate cooperation between providers and users of security solutions. Activities will target the development of innovative technologies and solutions that address security gaps and lead to the prevention of security threats. The focus of activities shall be to fight crime and terrorism, including critical infrastructure protection; strengthen security through border management; increase Europe’s resilience to crises and disasters whilst protecting personal data and fundamental human rights,

support the strengthening of the evidence base and support for the Innovation Union and ERA which are needed to foster the development of innovative societies and policies in Europe through the engagement of citizens, enterprises and users in research and innovation and the promotion of coordinated research and innovation policies in the context of globalisation.

Part of this appropriation is intended to be used for operations carried out by the Confederation of European Senior Expert Services — CESES — and its Member Associations, including technical assistance, advisory services and training in selected public and private sector enterprises and institutions. For that to be achieved, EU authorising officers are encouraged to make full use of the possibilities offered by the new financial regulation, notably taking into account in-kind financing by CESES as contribution to EU projects. Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (OJ L 347, 20.12.2013, p. 104). Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (OJ L 347, 20.12.2013, p. 965), and in particular Article 3(3)(f) thereof. Title Chapter Heading Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 05 01 ADMINISTRATIVE EXPENDITURE OF THE AGRICULTURE AND RURAL DEVELOPMENT POLICY AREA 129051616 129051616 129051616 129051616 05 02 IMPROVING THE COMPETITIVENESS OF THE AGRICULTURAL SECTOR THROUGH INTERVENTIONS IN AGRICULTURAL MARKETS 2233400000 2233250000 2233400000 2233250000 05 03 DIRECT AIDS AIMED AT CONTRIBUTING TO FARM INCOMES, LIMITING FARM INCOME VARIABILITY AND MEETING ENVIRONMENT AND CLIMATE OBJECTIVES 41447275640 41447275640 41447275640 41447275640 05 04 RURAL DEVELOPMENT 13987271059 11611354028 13987271059 11611354028 05 05 INSTRUMENT FOR PRE-ACCESSION ASSISTANCE — AGRICULTURE AND RURAL DEVELOPMENT 90000000 110997038 90000000 110997038 05 06 INTERNATIONAL ASPECTS OF THE AGRICULTURE AND RURAL DEVELOPMENT POLICY AREA 6696000 5590437 6696000 5590437 05 07 AUDIT OF AGRICULTURAL EXPENDITURE FINANCED BY THE EUROPEAN AGRICULTURAL GUARANTEE FUND (EAGF) 60200000 60200000 60200000 60200000 05 08 POLICY STRATEGY AND COORDINATION OF THE AGRICULTURE AND RURAL DEVELOPMENT POLICY AREA 40793360 35010852 40793360 35010852 05 09 HORIZON 2020 — RESEARCH AND INNOVATION RELATED TO AGRICULTURE 52163000 2290968 52163000 2290968 Title 05 — Total 58046850675 55635020579 58046850675 55635020579 POLICY STRATEGY AND COORDINATION OF THE AGRICULTURE AND RURAL DEVELOPMENT POLICY AREA Title Chapter Article Item Heading FF Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 05 08POLICY STRATEGY AND COORDINATION OF THE AGRICULTURE AND RURAL DEVELOPMENT POLICY AREA 05 08 01 Farm Accountancy Data Network (FADN) 2 14619600 13733871 14619600 13733871 05 08 02 Surveys on the structure of agricultural holdings 2 250000 200000 250000 200000 05 08 03 Restructuring of systems for agricultural surveys 2 1753760 1695892 1753760 1695892 05 08 06 Enhancing public awareness of the common agricultural policy 2 11000000 11000000 11000000 11000000 05 08 09 European Agricultural Guarantee Fund (EAGF) — Operational technical assistance 2 1670000 1670000 1670000 1670000 05 08 77Pilot projects and preparatory actions 05 08 77 01 Pilot project — Assessing end-user costs of compliance with Union legislation in the fields of environment, animal welfare and food safety 2 p.m. 411089 p.m. 411089 05 08 77 02 Pilot project — Exchanging best practice for cross compliance simplification 2 p.m. p.m. p.m. p.m. 05 08 77 03 Pilot project — Support for farmers’ cooperatives 2 p.m. p.m. p.m. p.m. 05 08 77 04 Pilot project — European farm prices and margins observatory 2 p.m. p.m. p.m. p.m. 05 08 77 05 Pilot project — Support for farmers’ and consumers’ initiatives for low carbon emission, low energy consumption and locally marketed food production 2 p.m. p.m. p.m. p.m. 05 08 77 06 Preparatory action — European farm prices and margins observatory 2 1000000 1000000 1000000 1000000 05 08 77 07 Pilot project — Measures to combat speculation in agricultural commodities 2 p.m. p.m. p.m. p.m. 05 08 77 08 Pilot project — Exchange programme for young farmers 2 p.m. 600000 p.m. 600000 05 08 77 09 Preparatory action — Union plant and animal genetic resources 2 1000000 600000 1000000 600000 05 08 77 10 Pilot project — Agropol: development of a European cross-border Agribusiness Model Region 2 1200000 600000 1200000 600000 05 08 77 11 Pilot project — Agroforestry 2 1000000 500000 1000000 500000 Article 05 08 77 — Subtotal 4200000 3711089 4200000 3711089 05 08 80 Union participation at the Feeding the Planet — Energy for Life World Exposition 2015 in Milan 2 7300000 3000000 7300000 3000000 Chapter 05 08 — Total 40793360 35010852 40793360 35010852 Any revenue entered in Article 6 7 0 of the general statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 and Article 174(2) of the Financial Regulation. Council Regulation (EC) No 1290/2005 of 21 June 2005 on the financing of the common agricultural policy (OJ L 209, 11.8.2005, p. 1). Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 7300000 3000000 7300000 3000000 New article This appropriation is intended to finance the participation of the Union at the universal Expo Feeding the Planet: Energy for Life, to be held in Milan in 2015. The appropriations are intended to cover the baseline costs for the Union participation within the Italian Pavilion (rental of space, stand erection and decoration, running costs) as well as for the preparatory and initial stages of a basic scientific programme for the EXPO 2015 involving the compilation of baseline data for policy support purposes. The cost of organising specific or thematic events and exhibitions (e.g. reimbursement of expert costs, exhibition materials, etc.) will be covered by appropriations of the relevant specific programmes according to the policy area concerned. Task resulting from the Commission’s prerogatives at institutional level within the meaning of Article 54(2d) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, p. 1). Title Chapter Heading Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 06 01 ADMINISTRATIVE EXPENDITURE OF THE MOBILITY AND TRANSPORT POLICY AREA 72500880 72500880 –336000 –336000 72164880 72164880 06 02 EUROPEAN TRANSPORT POLICY 2582441731 903416322 2582441731 903416322 06 03 HORIZON 2020 — RESEARCH AND INNOVATION RELATED TO TRANSPORT 212105039 27367732 480000 480000 212585039 27847732 Title 06 — Total 2867047650 1003284934 144000 144000 2867191650 1003428934 ADMINISTRATIVE EXPENDITURE OF THE MOBILITY AND TRANSPORT POLICY AREA Title Chapter Article Item Heading FF Budget 2014 Amending budget No 1/2014 New amount 06 01ADMINISTRATIVE EXPENDITURE OF THE MOBILITY AND TRANSPORT POLICY AREA 06 01 01 Expenditure related to officials and temporary staff in the Mobility and transport policy area 5.2 40868495 40868495 06 01 02External personnel and other management expenditure in support of the Mobility and transport policy area 06 01 02 01 External personnel 5.2 2325880 2325880 06 01 02 11 Other management expenditure 5.2 2232988 2232988 Article 06 01 02 — Subtotal 4558868 4558868 06 01 03 Expenditure related to information and communication technology equipment and services of the Mobility and transport policy area 5.2 2645371 2645371 06 01 04Support expenditure for operations and programmes in the Mobility and transport policy area 06 01 04 01 Support expenditure for Connecting Europe Facility (CEF) — Transport 1.1 2895000 2895000 Article 06 01 04 — Subtotal 2895000 2895000 06 01 05Support expenditure for research and innovation programmes in the Mobility and transport policy area 06 01 05 01 Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020 1.1 5612344 5612344 06 01 05 02 External personnel implementing research and innovation programmes — Horizon 2020 1.1 2768667 2768667 06 01 05 03 Other management expenditure for research and innovation programmes — Horizon 2020 1.1 891638 –336000 555638 Article 06 01 05 — Subtotal 9272649 –336000 8936649 06 01 06Executive agencies 06 01 06 01 Innovation and Networks Executive Agency — Contribution from Connecting Europe Facility (CEF) 1.1 12260497 12260497 06 01 06 02 Executive Agency for Small and Medium-sized Enterprises — Contribution from Connecting Europe Facility (CEF) 1.1 p.m. p.m. Article 06 01 06 — Subtotal 12260497 12260497 Chapter 06 01 — Total 72500880 –336000 72164880 Budget 2014 Amending budget No 1/2014 New amount 891638 –336000 555638 This appropriation is intended to cover other administrative expenditure for all management of research and innovation programmes — Horizon 2020, in indirect action under the non-nuclear programmes, including other administrative expenditure incurred by staff posted in Union delegations. This appropriation is also intended to cover expenditure on studies, meetings of experts, information and publications directly linked to the achievement of the objectives of the programme or measures coming under this item and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts. It is also intended to cover expenditure on technical and administrative assistance relating to the identification, preparation, management, monitoring, audit and supervision of the programme or projects, such as conferences, workshops, seminars, development and maintenance of IT systems, missions, trainings and representation expenses. The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the European Economic Area Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget. See Chapter 06 03. Title Chapter Heading Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 08 01 ADMINISTRATIVE EXPENDITURE OF THE RESEARCH AND INNOVATION POLICY AREA 319266491 319266491 –144000 –144000 319122491 319122491 08 02 HORIZON 2020 — RESEARCH 5034148618 3129233075 –15996970 –15996970 5018151648 3113236105 08 03 EURATOM PROGRAMME — INDIRECT ACTIONS 140512000 102676396 140512000 102676396 08 04 ITER PROGRAMME 720917805 556101060 720917805 556101060 08 05 RESEARCH PROGRAMME OF THE RESEARCH FUND FOR COAL AND STEEL p.m. p.m. p.m. p.m. Title 08 — Total 6214844914 4107277022 –16140970 –16140970 6198703944 4091136052 ADMINISTRATIVE EXPENDITURE OF THE RESEARCH AND INNOVATION POLICY AREA Title Chapter Article Item Heading FF Budget 2014 Amending budget No 1/2014 New amount 08 01ADMINISTRATIVE EXPENDITURE OF THE RESEARCH AND INNOVATION POLICY AREA 08 01 01 Expenditure related to officials and temporary staff in the Research and innovation policy area 5.2 8393529 8393529 08 01 02External personnel and other management expenditure of the Research and innovation policy area 08 01 02 01 External personnel 5.2 278259 278259 08 01 02 11 Other management expenditure 5.2 383826 383826 Article 08 01 02 — Subtotal 662085 662085 08 01 03 Expenditure related to information and communication technology equipment and services of the Research and innovation policy area 5.2 543304 543304 08 01 05Support expenditure for research and innovation programmes in the Research and innovation policy area 08 01 05 01 Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020 1.1 106740801 106740801 08 01 05 02 External personnel implementing research and innovation programmes — Horizon 2020 1.1 24484000 24484000 08 01 05 03 Other management expenditure for research and innovation programmes — Horizon 2020 1.1 37628811 –144000 37484811 08 01 05 11 Expenditure related to officials and temporary staff implementing research and innovation programmes — Euratom Programme 1.1 11607000 11607000 08 01 05 12 External personnel implementing research and innovation programmes — Euratom Programme 1.1 932000 932000 08 01 05 13 Other management expenditure for research and innovation programmes — Euratom Programme 1.1 4413000 4413000 08 01 05 21 Expenditure related to officials and temporary staff implementing research and innovation programmes — ITER programme 1.1 5128000 5128000 08 01 05 22 External personnel implementing research and innovation programmes — ITER programme 1.1 133000 133000 08 01 05 23 Other management expenditure for research and innovation programmes — ITER programme 1.1 1846000 1846000 Article 08 01 05 — Subtotal 192912612 –144000 192768612 08 01 06Executive agencies 08 01 06 01 European Research Council Executive Agency — Contribution from Horizon 2020 1.1 39415000 39415000 08 01 06 02 Research Executive Agency — Contribution from Horizon 2020 1.1 56369001 56369001 08 01 06 03 Executive Agency for Small and Medium-sized Enterprises — Contribution from Horizon 2020 1.1 19055000 19055000 08 01 06 04 Innovation and Networks Executive Agency — Contribution from Horizon 2020 1.1 1915960 1915960 Article 08 01 06 — Subtotal 116754961 116754961 Chapter 08 01 — Total 319266491 –144000 319122491 Budget 2014 Amending budget No 1/2014 New amount 37628811 –144000 37484811 Former Item 08 01 05 03 (in part) This appropriation is intended to cover other administrative expenditure for all management of research and innovation programmes — Horizon 2020 in the form of indirect action under the non-nuclear programmes, including other administrative expenditure incurred by staff posted in Union delegations. It is also intended to cover expenditure on studies, meetings of experts, information and publications directly linked to the achievement of the objectives of the programme or measures coming under this item and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts. This appropriation is also intended to cover expenditure on technical and administrative assistance relating to the identification, preparation, management, monitoring, audit and supervision of the programme or projects, such as conferences, workshops, seminars, development and maintenance of IT systems, missions, trainings and representation expenses. The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the European Economic Area Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget. See Chapter 08 02. HORIZON 2020 — RESEARCH Title Chapter Article Item Heading FF Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 08 02HORIZON 2020 — RESEARCH 08 02 01Excellent science 08 02 01 01 Strengthening frontier research in the European Research Council 1.1 1641772694 19785657 1641772694 19785657 08 02 01 02 Strengthening research in future and emerging technologies 1.1 p.m. p.m. p.m. p.m. 08 02 01 03 Strengthening European research infrastructures, including e-infrastructures 1.1 171632176 309837 171632176 309837 Article 08 02 01 — Subtotal 1813404870 20095494 1813404870 20095494 08 02 02Industrial leadership 08 02 02 01 Leadership in nanotechnologies, advanced materials, laser technology, biotechnology and advanced manufacturing and processing 1.1 460847841 42681808 460847841 42681808 08 02 02 02 Enhancing access to risk finance for investing in research and innovation 1.1 384814753 326766435 –21250000 –21250000 363564753 305516435 08 02 02 03 Increasing innovation in small and medium-sized enterprises (SMEs) 1.1 33663565 3067854 33663565 3067854 Article 08 02 02 — Subtotal 879326159 372516097 –21250000 –21250000 858076159 351266097 08 02 03Societal challenges 08 02 03 01 Improving lifelong health and wellbeing 1.1 545411715 40118438 545411715 40118438 08 02 03 02 Securing sufficient supplies of safe, healthy and high quality food and other bio-based products 1.1 204041869 22468062 –2269271 201772598 22468062 08 02 03 03 Making the transition to a reliable, sustainable and competitive energy system 1.1 278434628 28655994 278434628 28655994 08 02 03 04 Achieving a European transport system that is resource-efficient, environmentally friendly, safe and seamless 1.1 394541594 8086531 394541594 8086531 08 02 03 05 Achieving a resource-efficient and climate change resilient economy and a sustainable supply of raw materials 1.1 271940800 2478694 271940800 2478694 08 02 03 06 Fostering inclusive, innovative and reflective European societies 1.1 193407483 17625757 –59383672 134023811 17625757 Article 08 02 03 — Subtotal 1887778089 119433476 –61652943 1826125146 119433476 08 02 04Science with and for society — Spreading excellence and widening participation 08 02 04 01 Science with and for society 1.1 p.m. p.m. p.m. p.m. p.m. p.m. 08 02 04 02 Spreading excellence and widening participation 1.1 — — 66905973 5253030 66905973 5253030 Article 08 02 04 — Subtotal p.m. p.m. 66905973 5253030 66905973 5253030 08 02 05 Horizontal activities of Horizon 2020 1.1 p.m. p.m. p.m. p.m. 08 02 07Joint Undertakings 08 02 07 31 Innovative Medicines Initiative 2 Joint Undertaking (IMI2) — Support expenditure 1.1 490000 490000 490000 490000 08 02 07 32 Innovative Medicines Initiative 2 Joint Undertaking (IMI2) 1.1 207300000 16600000 207300000 16600000 08 02 07 33 Bio-Based Industries Joint Undertaking (BBI) — Support expenditure 1.1 977500 977500 977500 977500 08 02 07 34 Bio-Based Industries Joint Undertaking (BBI) 1.1 50000000 p.m. 50000000 p.m. 08 02 07 35 Clean Sky 2 Joint Undertaking (Clean Sky 2) — Support expenditure 1.1 1225333 1225333 1225333 1225333 08 02 07 36 Clean Sky 2 Joint Undertaking (Clean Sky 2) 1.1 100000000 13000000 100000000 13000000 08 02 07 37 Fuel Cells and Hydrogen 2 Joint Undertaking (FCH2) — Support expenditure 1.1 292667 292667 292667 292667 08 02 07 38 Fuel Cells and Hydrogen 2 Joint Undertaking (FCH2) 1.1 93354000 p.m. 93354000 p.m. Article 08 02 07 — Subtotal 453639500 32585500 453639500 32585500 08 02 50Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development 08 02 50 01 Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020) 1.1 p.m. p.m. p.m. p.m. 08 02 50 02 Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (prior to 2014) 1.1 p.m. p.m. p.m. p.m. Article 08 02 50 — Subtotal p.m. p.m. p.m. p.m. 08 02 51 Completion of previous research framework programme — Seventh Framework Programme — EC indirect action (2007 to 2013) 1.1 p.m. 2568132885 p.m. 2568132885 08 02 52 Completion of previous research framework programmes — Indirect action (prior to 2007) 1.1 p.m. 16232123 p.m. 16232123 08 02 77Pilot projects and preparatory actions 08 02 77 01 Pilot project — Coordinate research on the use of homeopathy and phytotherapy in livestock farming 2 p.m. 125000 p.m. 125000 08 02 77 02 Pilot project — Recovering critical raw materials through recycling: an opportunity for the European Union and the African Union 4 — 112500 — 112500 Article 08 02 77 — Subtotal p.m. 237500 p.m. 237500 Chapter 08 02 — Total 5034148618 3129233075 –15996970 –15996970 5018151648 3113236105 Horizon 2020 is the Union’s new funding programme for research and innovation. It covers the period between 2014 and 2020 and brings together all existing Union research and innovation funding, including the Framework Programme for Research, the innovation related activities of the Competitiveness and Innovation Framework Programme and the European Institute of Innovation and Technology (EIT). The Euratom Research and Training Programme (2014-2018), based on the Euratom Treaty, is also an integral part of Horizon 2020. Horizon 2020 shall play a central role in the implementation of the Europe 2020 flagship initiative Innovation Union and other flagship initiatives, notably Resource efficient Europe, An industrial policy for the globalisation era, and A digital agenda for Europe, as well as in the development and functioning of the European Research Area (ERA). Horizon 2020 shall contribute to building an economy based on knowledge and innovation across the whole Union by leveraging sufficient additional research, development and innovation funding. This appropriation will be used in accordance with the Regulation (EU) No 1290/2013 of the European Parliament and of the Council of 11 December 2013 laying down the rules for the participation and dissemination in Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Regulation (EC) No 1906/2006 (OJ L 347, 20.12.2013, p. 81). The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this chapter. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the European Economic Area Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget. This priority of Horizon 2020 aims to make the Union a more attractive location to invest in research and innovation, by promoting activities where businesses set the agenda as well as at accelerating the development of new technologies which will underpin future businesses and economic growth. It will provide major investment in key industrial technologies, maximise the growth potential of Union companies by providing them with adequate levels of finance and help innovative SMEs to grow into world-leading companies. Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 384814753 326766435 –21250000 –21250000 363564753 305516435 New item Access to risk finance activity will set up two financial facilities, namely a debt facility and an equity facility, in order to help remedy the current market deficiencies in accessing risk finance for research and innovation. The goal of the debt facility is to improve access to debt financing for public and private entities and public-private partnerships engaged in research and innovation activities requiring riskier investments. The goal of the equity facility is in particular to contribute to overcoming the deficiencies of the European venture capital market and provide equity and quasi-equity to cover the development and financing needs of innovating enterprises from the early stage (including seed stage and technology transfer), so that they can grow and expand. In addition to these financial facilities to be implemented in complementarity with Cosme’s facilities as far as support to SMEs is concerned, a set of accompanying measures, such as support to investment-readiness schemes, will be provided. Any repayment from financial instruments pursuant to Article 140(6) of the Financial Regulation, including capital repayments, guarantees released, and repayment of the principal of loans, paid back to the Commission and entered in Item 6 3 4 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Articles 21(3)(i) of the Financial Regulation. Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (OJ L 347, 20.12.2013, p. 965), and in particular Article 3(2)(b) thereof. Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (OJ L 347, 20.12.2013, p. 104). This priority of Horizon 2020 responds directly to the policy priorities and societal challenges identified in the Europe 2020 strategy. Those activities will be implemented using a challenge-based approach which brings together resources and knowledge across different fields, technologies and disciplines. The activities will cover the full cycle from research to market, with a new focus on innovation-related activities such as piloting, demonstration, test-beds, support for public procurement, design, end-user driven innovation, social innovation and market take-up of innovations. The activities will support directly the corresponding sectoral policy competences at Union level. Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 204041869 22468062 –2269271 201772598 22468062 New item This activity will focus on developing more sustainable and productive agriculture and forestry systems, while at the same time developing services, concepts and policies for thriving rural livelihoods. In addition, emphasis will be placed on healthy and safe foods for all as well as competitive food processing methods that use fewer resources and produce fewer by-products. In parallel, efforts will be made on sustainably exploiting aquatic living resources (e.g. sustainable and environmentally friendly fisheries). Low carbon, resource efficient, sustainable and competitive European bio-based industries will also be promoted. Part of the appropriations will be used to fund a project on Aquaponics for sustainable, smart and inclusive growth. Aquaponics is considered a new revolution in food production. Aquaponics is a sustainable food production model, based on the basic principle of organic farming, which combines hydroponics (growing plants in sand, gravel or water) and aquaculture (fish farming). The idea is to combine these two techniques into a single system, so as to reinforce the positive effects of each technique and cancel each other’s negative ones. The major benefits of aquaponics are:

water recycling and reuse,

high productivity (measured in terms of quantity/space),

small environmental footprint.

There are several aquaponics production systems to produce plants and fish. All systems operate on the same principles, however, they are extremely flexible in both their opportunities and in their design. The main challenge is to find the right balance between the fish population, the nutrients brought, the bacterial population and food produced. Research and development is needed to further find this right balance. Still marginal in Europe, the potential of this culture system has already convinced many countries. Aquaponics is gaining popularity because of its benefits. More and more people are beginning to realise the immense potential of this technique. Entrepreneurs, innovators and producers are getting into aquaponics. This food production technique can bring several benefits: strengthen the local food systems, addressing the issue of health and food safety; create employment opportunities, reduce the environmental impact, reduce dependence on imports, provide education and training, to stimulate industry, reducing the carbon footprint. The project is fully in line with the aim of the Europe 2020 strategy. It intends to contribute to a sustainable, smart and inclusive growth in Union and international development context. The overall objective is to facilitate the emergence of an innovative, resource efficient and more competitive food production system that combines food security and the sustainable use of resources while ensuring environmental protection. As part of its efforts to improve food security the Union promotes aquaculture as a means to increase food availability, access to food, jobs and income, including within Horizon 2020. Aquaponics is one of the sustainable ways to achieve this. Research and innovation in aquaponics at the Union level will support the development of a new industrial sector, opening prospects for new business, associations of actors in the aquaculture and horticultural sectors and the creation of dynamic short circuits in rural and urban areas. In addition aquaponics can contribute to strengthening and transforming communities (e.g. neighbourhoods, hospitals, prisons, nursing homes) and be a catalyst for social innovation. Further research and innovation in this field may enable Europe to play an important role in the global bio-economy. It can make Europe more present on the international scene with regards to innovative, sustainable and competitive food production systems. This project is based on a multidimensional approach that takes into account:

the need to ensure the health and safety of food products through ecological agriculture and increasing aquaculture production,

the inclusion of nutrition,

the need for economy of resources (e.g. water, energy, land, capital) and improvements in the use of water, energy and space,

protecting the environment,

the importance of market development,

the organisational and social innovation,

utility organisations’ and companies’ social and solidarity economy,

social inclusion and education,

the need for creating new skills and new jobs with the aim of modernising labour markets,

the strengthening of governance (i.e. strengthening the participation of stakeholders in decision-making),

the importance attached by the Union to territorial cohesion and integrated territorial approach,

a European context marked by the emergence of a policy of sustainable cities,

the importance attached by the Union to develop an economy based on knowledge.

The project aims at being cross-regional, multi-disciplinary and cross-disciplinary. Activities shall include:

making an inventory of technologies and organisational models that use aquaponics. The existing information on aquaponics is very scattered and it is therefore necessary to identify the actors, their expertise and mission,

creating a Community of Practice that pools within a network the expertise and resources in this field and implement a dynamic exchange, sharing and capitalisation of resource. The creation of a community (Technology Platform) including research, scientific, professional and business community and the operation of this network should be promoted.

Support should be provided for this Technology Platform to:

identify areas of further need for research and innovation,

coordinate the establishment of collaborative innovation pilot projects,

increase knowledge transfer and disseminate innovations and best practices, expertise and lessons learned,

ensure the creation and maintenance of a resources centre for dissemination of knowledge and results.

Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (OJ L 347, 20.12.2013, p. 965), and in particular Article 3(3)(b) thereof. Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (OJ L 347, 20.12.2013, p. 104). Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 193407483 17625757 –59383672 134023811 17625757 New item The aim of this activity is to contribute to making European societies more inclusive, innovative and reflective, by promoting smart, sustainable and inclusive growth. Actions will support coordinated policymaking through the development of evidence, tools, forward-looking activities and pilots to increase transnational efficiency and economic impact of research and innovation policies and achieve a well-functioning European Research Area and Innovation Union. Actions will also aim at closing the innovation divide, ensuring societal engagement in research and innovation, promoting coherent and effective cooperation with third countries and developing an understanding of Europe's intellectual basis: its history and the many European and non-European influences; as an inspiration for our lives today. Part of this appropriation is intended to be used for operations carried out by the Confederation of European Senior Expert Services – CESES – and its member associations, including technical assistance, advisory services and training in selected public and private sector enterprises and institutions. For that to be achieved, EU authorising officers are encouraged to make full use of the possibilities offered by the new Financial Regulation, including CESES contributions in kind to EU projects. Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (OJ L 347, 20.12.2013, p. 965), and in particular Article 3(3)(f) thereof. Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (OJ L 347, 20.12.2013, p. 104). Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments p.m. p.m. p.m. p.m. p.m. p.m. Former Article 08 02 04 The aim is to build effective cooperation between science and society, to recruit new talent for science and to pair scientific excellence with social awareness and responsibility. The focus of activities shall be to: make scientific and technological careers attractive to young students, foster sustainable interaction between schools, research institutions, industry and civil society organisations; promote gender equality in the content and design of research activities; integrating society in science and innovation issues, policies and activities in order to integrate citizens' interests and values and to increase the quality, relevance, social acceptability and sustainability of research and innovation outcomes in various fields of activity from social innovation to areas such as biotechnology and nanotechnology; encouraging citizens to engage in science through formal and informal science education; developing the accessibility and the use of the results of publicly-funded research; developing the governance for the advancement of responsible research and innovation by all which is sensitive to society needs and demands; promote an ethics framework for research and innovation; taking due and proportional precautions in research and innovation activities by anticipating and assessing potential environmental, health and safety impacts; improving knowledge on science communication in order to improve the quality and effectiveness of interactions between scientists, general media and the public. Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (OJ L 347, 20.12.2013, p. 965), and in particular Article 3(5) thereof. Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (OJ L 347, 20.12.2013, p. 104). Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments — — 66905973 5253030 66905973 5253030 New Item The aim is to fully exploit the potential of Europe's talent pool and to ensure that the benefits of an innovation-led economy are both maximised and widely distributed across the Union in accordance with the principle of excellence. By nurturing and connecting pools of excellence, the activities proposed will contribute to strengthening the European Research Area.The activities will focus on: teaming of excellent research institutions and low performing RDI regions aiming at the creation of new (or significant upgrade of existing) centres of excellence in low performing RDI Member States and regions, twinning of research institutions, establishing ERA Chairs, a Policy Support Facility (PSF) to improve the design, implementation, and evaluation of national/regional research and innovation policies, supporting access to international networks for excellent researchers and innovators who lack sufficient involvement in European and international networks and strengthening the administrative and operational capacity of transnational networks of National Contact Points, including through training. Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (OJ L 347, 20.12.2013, p. 965), and in particular Article 3(4) thereof. Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (OJ L 347, 20.12.2013, p. 104). Title Chapter Heading Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 09 01 ADMINISTRATIVE EXPENDITURE OF THE COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY POLICY AREA 123643356 123643356 123643356 123643356 09 02 REGULATORY FRAMEWORK FOR THE DIGITAL AGENDA 18026948 17844948 18026948 17844948 09 03 CONNECTING EUROPE FACILITY (CEF) — TELECOMMUNICATION NETWORKS 83915000 16083423 83915000 16083423 09 04 HORIZON 2020 1411814619 803557373 p.m. 1411814619 803557373 Title 09 — Total 1637399923 961129100 p.m. 1637399923 961129100 HORIZON 2020 Title Chapter Article Item Heading FF Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 09 04HORIZON 2020 09 04 01Excellent science 09 04 01 01 Strengthening research in future and emerging technologies 1.1 246003372 10300623 –6921885 239081487 10300623 09 04 01 02 Strengthening European research infrastructure, including e-infrastructure 1.1 96956907 2101017 96956907 2101017 Article 09 04 01 — Subtotal 342960279 12401640 –6921885 336038394 12401640 09 04 02Industrial leadership 09 04 02 01 Leadership in information and communications technology 1.1 720260961 44192289 720260961 44192289 Article 09 04 02 — Subtotal 720260961 44192289 720260961 44192289 09 04 03Societal challenges 09 04 03 01 Improving lifelong health and well-being 1.1 131580377 11991283 131580377 11991283 09 04 03 02 Fostering inclusive, innovative and reflective European societies 1.1 77973002 505313 –39856714 38116288 505313 09 04 03 03 Fostering secure European societies None 46778599 p.m. 46778599 p.m. Article 09 04 03 — Subtotal 209553379 12496596 6921885 p.m. 216475264 12496596 09 04 07Joint Undertakings 09 04 07 31 Electronic Components and Systems for European Leadership Joint Undertaking (ECSEL) — Support expenditure 1.1 540000 540000 540000 540000 09 04 07 32 Electronic Components and Systems for European Leadership Joint Undertaking (ECSEL) 1.1 135000000 33750000 135000000 33750000 Article 09 04 07 — Subtotal 135540000 34290000 135540000 34290000 09 04 50Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development 09 04 50 01 Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020) 1.1 p.m. p.m. p.m. p.m. 09 04 50 02 Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (prior to 2014) 1.1 p.m. p.m. p.m. p.m. Article 09 04 50 — Subtotal p.m. p.m. p.m. p.m. 09 04 51 Completion of the Seventh Framework Programme (2007 to 2013) 1.1 p.m. 618054637 p.m. 618054637 09 04 52 Completion of previous research framework programmes (prior to 2007) 1.1 — p.m. — p.m. 09 04 53Completion of Competitiveness and Innovation Framework Programme — Information and Communication Technologies Policy Support Programme (ICT PSP) 09 04 53 01 Completion of Competitiveness and Innovation Framework Programme — Information and Communication Technologies Policy Support Programme (ICT PSP) (2007 to 2013) 1.1 p.m. 80372211 p.m. 80372211 09 04 53 02 Completion of previous information and communication technologies programmes (prior to 2007) 1.1 — p.m. — p.m. Article 09 04 53 — Subtotal p.m. 80372211 p.m. 80372211 09 04 77Pilots projects and preparatory actions 09 04 77 01 Pilot project — Open Knowledge Technologies: Mapping and validating knowledge 1.1 1500000 750000 1500000 750000 09 04 77 02 Pilot project — Connected for health: Wellbeing and Healthcare Solution in an Open Access FTTH-Networks 1.1 1000000 500000 1000000 500000 09 04 77 03 Pilot project — REIsearch (Research Excellence Innovation Framework) — Enhancing the competitiveness of the European Research Area by increasing communication among researchers, citizens, industry and policy makers 1.1 1000000 500000 1000000 500000 Article 09 04 77 — Subtotal 3500000 1750000 3500000 1750000 Chapter 09 04 — Total 1411814619 803557373 p.m. 1411814619 803557373 These remarks are applicable to all the budget lines in this chapter. This appropriation will be used for Horizon 2020 — the Framework Programme for Research and Innovation, which covers the 2014-2020 period. Horizon 2020 shall play a central role in the implementation of the Europe 2020 flagship initiative Innovation Union and other flagship initiatives, notably Resource efficient Europe, An industrial policy for the globalisation era, and A digital agenda for Europe, as well as in the development and functioning of the European Research Area (ERA). Horizon 2020 shall contribute to building an economy based on knowledge and innovation across the whole Union by leveraging sufficient additional research, development and innovation funding. It will be carried out in order to pursue the general objectives set out in Article 179 of the Treaty on the Functioning of the European Union, in order to contribute to the creation of a society of knowledge, based on the European Research Area, i.e. supporting transnational cooperation at all levels throughout the Union, taking the dynamism, creativity and the excellence of European research to the limits of knowledge, strengthening human resources for research and for technology in Europe, quantitatively and qualitatively and research and innovation capacities in the whole of the Union and ensuring optimum use thereof. Also entered against these articles and items are the costs of high-level scientific and technological meetings, conferences, workshops and seminars of European interest organised by the Commission, the funding of high-level scientific and technological analyses and evaluations carried out on behalf of the Union to investigate new areas of research suitable for Union action, inter alia, in the context of the European Research Area, and measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes. This appropriation will be used in accordance with Regulation (EU) No 1290/2013 of the European Parliament and of the Council of 11 December 2013 laying down the rules for the participation and dissemination in Horizon 2020 - the Framework Programme for Research and Innovation (2014-2020) and repealing Regulation (EC) No 1906/2006 (OJ L 347, 20.12.2013, p. 81). The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this chapter. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the European Economic Area Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget. The possibility of third countries or institutes from third countries taking part in European cooperation in the field of scientific and technical research is envisaged for some of these projects. Any financial contribution entered in Items 6 0 1 3 and 6 0 1 5 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation. Any revenue from States taking part in the European Cooperation in the field of Scientific and Technical Research will be entered in Item 6 0 1 6 of the of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation. Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation. Any revenue from the contributions by outside bodies to Union activities entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation. Additional appropriations will be provided under Item 09 04 50 01. Administrative appropriations of this chapter will be provided under Article 09 01 05. This priority of Horizon 2020 aims to reinforce and extend excellence in the Union’s science base and ensure a steady stream of world-class research to secure the Union’s long-term competitiveness. It will support the best ideas, develop talent within the Union, provide researchers with access to priority research infrastructure, and make the Union an attractive location for the world’s best researchers. Research actions to be funded will be determined according to the need and opportunities of science, without pre-determined thematic priorities. The research agenda will be set in close liaison with the scientific community and research will be funded on the basis of excellence. Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 246003372 10300623 –6921885 239081487 10300623 New item The specific objective is to foster radically new technologies by exploring novel and high-risk ideas building on scientific foundations. By providing flexible support to goal-oriented and interdisciplinary collaborative research on various scales and by adopting innovative research practices, the aim is to identify and seize opportunities of long-term benefit for citizens, the economy and society. Activities under the Future and Emerging Technologies specific objective shall address the entire spectrum of science-driven innovation: from bottom-up, small scale early explorations of embryonic and fragile ideas to building new research and innovation communities around transformative emerging research areas and large and federated research initiatives built around a research agenda aiming to achieve ambitious and visionary goals. Activities cover collaboration, networking actions and national programme coordination initiatives. Also entered in this item are the costs of independent experts assisting in proposal evaluations and project reviews, the costs of events, meetings, conferences, workshops and seminars of European interest organised by the Commission, the costs of studies, analyses and evaluations, the costs of monitoring and evaluation of the specific programme and of the framework programmes and the costs of measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes. Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 - the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (OJ L 347, 20.12.2013, p. 104). Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 - the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (OJ L 347, 20.12.2013, p. 965), and in particular Article 3(1)(b) thereof. This priority of Horizon 2020 responds directly to the policy priorities and societal challenges identified in the Europe 2020 strategy. Those activities will be implemented using a challenge-based approach which brings together resources and knowledge across different fields, technologies and disciplines. The activities will cover the full cycle from research to market, with a new focus on innovation-related activities such as piloting, demonstration, test-beds, support for public procurement, design, end-user driven innovation, social innovation and market take-up of innovations. The activities will support directly the corresponding sectoral policy competences at Union level. Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 77973002 505313 –39856714 38116288 505313 New item The specific objective is to foster inclusive, innovative and reflective European societies in a context of unprecedented transformations and growing global interdependencies. Activities will cover four main areas: ICT-enabled public sector innovation, understanding and preserving Europe’s intellectual basis, learning and inclusion. ICT-enabled public sector innovation refers to the use of ICT for the creation and implementation of new processes, products, services and methods of delivery which result in significant improvements in the efficiency, effectiveness and quality of public services. The future public administrations should be digital and cross-border by default. Activities cover fostering efficient, open and citizen-centric public services, involving the public sector as an agent for innovation and change as well as cross-border innovation measures or seamless delivery of public services. The aim of the second challenge is to contribute to an understanding of Europe’s intellectual basis: its history and the many European and non-European influences; as an inspiration for our lives today. The aim of the third challenge is to support the widespread adoption of ICT in schools and for training in Europe. The fourth challenge is to get the elderly (aged 65 and above), the unemployed and low educated, migrants, people in need of care, people living in remote or poorer areas, persons with disabilities, and homeless to fully participate in society. Activities focus on empowering them with the necessary digital skills and providing them with access to digital technologies. Activities cover collaboration, networking actions and national programme coordination initiatives. Also entered in this item are the costs of independent experts assisting in proposal evaluations and project reviews, the costs of events, meetings, conferences, workshops and seminars of European interest organised by the Commission, the costs of studies, analyses and evaluations, the costs of monitoring and evaluation of the specific programme and of the framework programmes and the costs of measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes. Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 - the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (OJ L 347, 20.12.2013, p. 104). Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 - the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (OJ L 347, 20.12.2013, p. 965), and in particular Article 3(3)(f) thereof. Title Chapter Heading Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 10 01 ADMINISTRATIVE EXPENDITURE OF THE DIRECT RESEARCH POLICY AREA 353845000 353845000 –5253030 –5253030 348591970 348591970 10 02 HORIZON 2020 — DIRECT ACTIONS OF THE JOINT RESEARCH CENTRE (JRC) IN SUPPORT OF UNION POLICIES 33556000 27860506 33556000 27860506 10 03 EURATOM PROGRAMME — DIRECT ACTIONS 10455000 9530479 10455000 9530479 10 04 OTHER ACTIVITIES OF THE JOINT RESEARCH CENTRE p.m. p.m. p.m. p.m. 10 05 HISTORICAL LIABILITIES RESULTING FROM NUCLEAR ACTIVITIES CARRIED OUT BY THE JOINT RESEARCH CENTRE PURSUANT TO THE EURATOM TREATY 26999000 29000000 26999000 29000000 Title 10 — Total 424855000 420235985 –5253030 –5253030 419601970 414982955 ADMINISTRATIVE EXPENDITURE OF THE DIRECT RESEARCH POLICY AREA Title Chapter Article Item Heading FF Budget 2014 Amending budget No 1/2014 New amount 10 01ADMINISTRATIVE EXPENDITURE OF THE DIRECT RESEARCH POLICY AREA 10 01 05Support expenditure for research and innovation programmes in the Direct research policy area 10 01 05 01 Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020 1.1 138577000 –1877000 136700000 10 01 05 02 External personnel implementing Research and Innovation programmes — Horizon 2020 1.1 32731000 –331000 32400000 10 01 05 03 Other management expenditure for research and innovation programmes — Horizon 2020 1.1 59870000 –1706030 58163970 10 01 05 04 Other expenditure for new major research infrastructures — Horizon 2020 1.1 3339000 –1339000 2000000 10 01 05 11 Expenditure related to officials and temporary staff implementing research and innovation programmes — Euratom Programme 1.1 56275000 56275000 10 01 05 12 External personnel implementing research and innovation programmes — Euratom programme 1.1 10699000 10699000 10 01 05 13 Other management expenditure for research and innovation programmes — Euratom Programme 1.1 38707000 38707000 10 01 05 14 Other expenditure for new major research infrastructures — Euratom Programme 1.1 13647000 13647000 Article 10 01 05 — Subtotal 353845000 –5253030 348591970 Chapter 10 01 — Total 353845000 –5253030 348591970 In accordance with Article 21 and Article 183(2) of the Financial Regulation, any revenue entered in Items 6 2 2 3 and 6 2 2 6 of the statement of revenue may give rise to the provision of additional appropriations. In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 2 2 1, 6 2 2 4 and 6 2 2 5 of the statement of revenue may give rise to the provision of additional appropriations. Such revenue will be used to cover, inter alia, expenditure incurred on staff and resources in respect of work for third parties carried out by the Joint Research Centre. In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 0 1 3 and 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations. The appropriations could be supplemented by appropriations that the Joint Research Centre will earn by participating on a competitive basis in indirect actions and in scientific and technical activities in support of Union policies. The activities of a competitive nature conducted by the JRC shall consist of:

activities carried out following grant or procurement procedures,

activities on behalf of third parties,

activities undertaken under an administrative agreement with other institutions or other Commission departments for the provision of technical-scientific services.

2013 appropriations from items in Article 10 01 05 automatically carried forward to 2014 will be booked onto the three Horizon 2020 items in this Article. Budget 2014 Amending budget No 1/2014 New amount 138577000 –1877000 136700000 Former Item 10 01 05 01 (in part) This appropriation is intended to cover expenditure relating to officials and temporary staff occupying posts on the authorised establishment plan of the Joint Research Centre implementing research and innovation programmes — Horizon 2020, and in particular:

direct action, consisting of research activities, scientific and technical support activities, and exploratory research activities undertaken in the establishments of the Joint Research Centre,

indirect action, consisting of programmes implemented as part of the Joint Research Centre’s activities conducted on a competitive basis.

Staff costs comprise the basic salary, allowances, miscellaneous indemnities and contributions based on the statutory provisions, including expenses related to the entry into service, change in the place of employment and termination of service. The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the European Economic Area Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget. See Chapter 10 02. Budget 2014 Amending budget No 1/2014 New amount 32731000 –331000 32400000 Former Item 10 01 05 02 (in part) This appropriation is intended to cover the expenditure relating to external personnel occupying posts which are not on the establishment plan of the Joint Research Centre, i.e. contract staff, grant holders, seconded national experts and visiting scientists, including external personnel posted in Union delegations, implementing research and innovation programmes — Horizon 2020. The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the European Economic Area Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget. See Chapter 10 02. Budget 2014 Amending budget No 1/2014 New amount 59870000 –1706030 58163970 Former Item 10 01 05 03 (in part) This appropriation is intended to cover:

staff-related expenditure not covered by Items 10 01 05 01 and 10 01 05 02 including missions, training, medical and social services, expenditure on organising competitions, interviewing candidates, representation costs, etc.,

expenditure in respect of all resources used for the implementation of the Joint Research Centre (JRC) activities; this includes: (1) expenses related to the operation and functioning of JRC institutes: regular maintenance of buildings, technical infrastructure and scientific equipment; utilities and fluids; heating, cooling and ventilation; workshop materials and equipment; cleaning of sites, roads and buildings; waste management; etc., (2) expenses related to the administrative support of JRC institutes: furniture; stationery; telecommunications; documentation and publications; transport; miscellaneous supplies; general insurances; etc., (3) expenses related to the safety and security of the sites: health and safety at work; radioprotection; fire-brigade; etc., (4) IT related expenditure: computer rooms; hardware and software; networking services; information systems; help-desk and assistance to users; etc., (5) non-recurrent costs: this appropriation covers renovation, rehabilitation and construction works on the JRC sites. It addresses expenses such as exceptional maintenance costs, renovation works, adaptation to new standards, etc. It may also finance research infrastructures not covered by Item 10 01 05 04.

expenses related to the operation and functioning of JRC institutes: regular maintenance of buildings, technical infrastructure and scientific equipment; utilities and fluids; heating, cooling and ventilation; workshop materials and equipment; cleaning of sites, roads and buildings; waste management; etc.,

expenses related to the administrative support of JRC institutes: furniture; stationery; telecommunications; documentation and publications; transport; miscellaneous supplies; general insurances; etc.,

expenses related to the safety and security of the sites: health and safety at work; radioprotection; fire-brigade; etc.,

IT related expenditure: computer rooms; hardware and software; networking services; information systems; help-desk and assistance to users; etc.,

non-recurrent costs: this appropriation covers renovation, rehabilitation and construction works on the JRC sites. It addresses expenses such as exceptional maintenance costs, renovation works, adaptation to new standards, etc. It may also finance research infrastructures not covered by Item 10 01 05 04.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the European Economic Area Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget. See Chapter 10 02. Budget 2014 Amending budget No 1/2014 New amount 3339000 –1339000 2000000 New item This appropriation is intended to cover expenditure in respect of all resources for the financing of major research infrastructure projects, in particular the construction of new buildings, the complete refurbishment of existing buildings and the purchase of important equipment related to the technical infrastructure of the sites. The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the European Economic Area Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget. See Chapter 10 02. Title Chapter Heading Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 21 01 ADMINISTRATIVE EXPENDITURE OF THE DEVELOPMENT AND COOPERATION POLICY AREA 385388840 385388840 385388840 385388840 21 02 DEVELOPMENT COOPERATION INSTRUMENT (DCI) 2260039588 1638168193 2260039588 1638168193 21 03 EUROPEAN NEIGHBOURHOOD INSTRUMENT (ENI) 2132480712 1388280950 2132480712 1388280950 21 04 EUROPEAN INSTRUMENT FOR DEMOCRACY AND HUMAN RIGHTS 132782020 87115739 p.m. p.m. 132782020 87115739 21 05 INSTRUMENT FOR STABILITY (IFS) — GLOBAL AND TRANS-REGIONAL THREATS 82255223 47337395 p.m. p.m. 82255223 47337395 21 06 INSTRUMENT FOR NUCLEAR SAFETY COOPERATION (INSC) 29346872 54564789 29346872 54564789 21 07 THE EUROPEAN UNION-GREENLAND PARTNERSHIP 24569471 18924882 24569471 18924882 21 08 DEVELOPMENT AND COOPERATION WORLDWIDE 36988018 22815000 36988018 22815000 21 09 COMPLETION OF ACTIONS IMPLEMENTED UNDER INDUSTRIALISED COUNTRIES INSTRUMENT (ICI+) PROGRAMME — 15724201 — 15724201 Title 21 — Total 5083850744 3658319989 p.m. p.m. 5083850744 3658319989 EUROPEAN INSTRUMENT FOR DEMOCRACY AND HUMAN RIGHTS Title Chapter Article Item Heading FF Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 21 04EUROPEAN INSTRUMENT FOR DEMOCRACY AND HUMAN RIGHTS 21 04 01 Enhancing the respect for and observance of human rights and fundamental freedoms and supporting democratic reforms 4 132782020 3815739 132782020 3815739 21 04 51 Completion of the European Instrument for Democracy and Human Rights (prior to 2014) 4 — 83300000 — 83300000 21 04 77Pilot projects and preparatory actions 21 04 77 01 Preparatory action — Establish a conflict-prevention network 4 — — — — 21 04 77 02 Pilot project — Civil Society Forum EU-Russia 4 — — p.m. p.m. p.m. — 21 04 77 03 Pilot project — Funding for victims of torture 4 — — p.m. p.m. p.m. p.m. Article 21 04 77 — Subtotal — — p.m. p.m. p.m. p.m. Chapter 21 04 — Total 132782020 87115739 p.m. p.m. 132782020 87115739 Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments — — p.m. p.m. p.m. — Former Article 19 04 06 This item is intended to cover commitments remaining to be settled from previous years under the pilot project Pilot project within the meaning of Article 54(2) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, p. 1). Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments — — p.m. p.m. p.m. p.m. Former Article 19 04 07 This item is intended to cover commitments remaining to be settled from previous years under the pilot project. Pilot project within the meaning of Article 54(2) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, p. 1). Council Directive 2003/9/EC of 27 January 2003 laying down minimum standards for the reception of asylum seekers (OJ L 3l, 6.2.2003, p. 18). Conclusions of the Council of the European Union, 2865th External Relations Council meeting, Luxembourg, 29 April 2009. Charter of Fundamental Rights of the European Union (OJ C 83, 30.3.2010, p. 389). INSTRUMENT FOR STABILITY (IFS) — GLOBAL AND TRANS-REGIONAL THREATS Title Chapter Article Item Heading FF Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments 21 05INSTRUMENT FOR STABILITY (IFS) — GLOBAL AND TRANS-REGIONAL THREATS 21 05 01 Global and trans-regional security threats 4 82255223 4031479 82255223 4031479 21 05 51 Completion of actions in the area of global threats to security (prior to 2014) 4 — 42810916 — 42810916 21 05 77Pilot projects and preparatory actions 21 05 77 01 Pilot project — Support for surveillance and protection measures for Union vessels sailing through areas where piracy is a threat 4 — 495000 — 495000 21 05 77 02 Preparatory action — Emergency response to the financial and economic crisis in developing countries 4 — — p.m. p.m. p.m. p.m. Article 21 05 77 — Subtotal — 495000 p.m. p.m. p.m. 495000 Chapter 21 05 — Total 82255223 47337395 p.m. p.m. 82255223 47337395 Budget 2014 Amending budget No 1/2014 New amount Commitments Payments Commitments Payments Commitments Payments — — p.m. p.m. p.m. p.m. Former Article 19 06 08 This item is intended to cover commitments remaining to be settled from previous years under the preparatory action. Preparatory action within the meaning of Article 54(2) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, p. 1). Function group and grade Posts 2014 2013 Authorised under the Union budget Actually filled as at 31 December 2012 Authorised under the Union budget Permanent Temporary Permanent Temporary Permanent Temporary AD 16 AD 15 AD 14 1 1 1 AD 13 AD 12 4 4 4 AD 11 1 AD 10 5 5 3 AD 9 AD 8 5 5 6 AD 7 4 4 4 AD 6 4 4 4 AD 5 10 10 10 AD total 33 33 33 AST 11 AST 10 AST 9 AST 8 AST 7 1 1 1 AST 6 AST 5 1 1 1 AST 4 AST 3 2 2 2 AST 2 AST 1 2 2 2 AST total 6 6 6 AST/SC 6 AST/SC 5 AST/SC 4 AST/SC 3 AST/SC 2 AST/SC 1 AST/SC total Grand total 39 39 39 Total staff 39 39 39 Function group and grade Posts 2014 2014 Budget 2014 Draft amending budget No 1/2014 Revised Budget 2014 Permanent Temporary Permanent Temporary Permanent Temporary AD 16 AD 15 AD 14 1 1 AD 13 AD 12 AD 11 AD 10 AD 9 1 1 AD 8 AD 7 AD 6 AD 5 AD total 2 2 AST 11 AST 10 AST 9 AST 8 AST 7 AST 6 AST 5 AST 4 AST 3 AST 2 AST 1 AST total AST/SC 6 AST/SC 5 AST/SC 4 AST/SC 3 AST/SC 2 AST/SC 1 AST/SC total Grand total 2 2 Total staff 2 2 Recruitment of staff for the Shift to Rail Joint Undertaking is subject to the adoption of the new legal basis setting up the Shift to Rail Joint Undertaking.

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1. 2014-07-11