Definitive adoption (EU, Euratom) 2021/2200 of amending budget No 4 of the European Union for the financial year 2021

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Address https://gelex.eu/eli/EU/act/oj/L/2021/2200@2021-12-16/en

Contents

Preamble
Sole Article
A. FINANCING OF THE UNION’S ANNUAL BUDGET
1. SECTION III COMMISSION

THE PRESIDENT OF THE EUROPEAN PARLIAMENT,

having regard to the Treaty on the Functioning of the European Union, and in particular Article 314(4)(a) and (9) thereof,

having regard to the Treaty establishing the European Atomic Energy Community, and in particular Article 106a thereof,

having regard to Council Decision (EU, Euratom) 2020/2053 of 14 December 2020 on the system of own resources of the European Union and repealing Decision 2014/335/EU, Euratom,

having regard to Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU, and repealing Regulation (EU, Euratom) No 966/2012,

having regard to Council Regulation (EU, Euratom) 2020/2093 of 17 December 2020 laying down the multiannual financial framework for the years 2021 to 2027,

having regard to the Interinstitutional Agreement of 16 December 2020 between the European Parliament, the Council of the European Union and the European Commission on budgetary discipline, on cooperation in budgetary matters and on sound financial management, as well as on new own resources, including a roadmap towards the introduction of new own resources,

having regard to the general budget of the European Union for the financial year 2021, as definitively adopted on 18 December 2020,

having regard to Draft amending budget No 4 of the European Union for the financial year 2021, which the Commission adopted on 2 July 2021,

having regard to the position on Draft amending budget No 4/2021, which the Council adopted on 21 September 2021 and forwarded to Parliament on the following day,

having regard to Parliament’s approval of 19 October 2021 of the Council position,

having regard to Rules 94 and 96 of Parliament’s Rules of Procedure,

DECLARES:

Sole Article

The procedure under Article 314 of the Treaty on the Functioning of the European Union is complete and Amending budget No 4 of the European Union for the financial year 2021 has been definitively adopted.

Done at Strasbourg, 19 October 2021. The President D. M. Sassoli

A. FINANCING OF THE UNION’S ANNUAL BUDGET

Allocation of resources of the Union in order to ensure, pursuant to Article 311 of the Treaty on the Functioning of the European Union (TFEU), the financing of the Union’s annual budget Revenue description Budget 2021 Budget 2020 Change (%) Miscellaneous revenue (Titles 3 to 6) 9249005264 2174450061 +325,35 Surplus available from the preceding financial year (Chapter 2 0, Article 2 0 0) 1768617610 3218373955 -45,05 Balances and Adjustments (Chapters 2 1, 2 2, 2 3 and 2 4) p.m. -1116600000 — Total revenue for Titles 2 to 6 11017622874 4276224016 +157,65 Net amount of customs duties and sugar levies (Chapters 1 1 and 1 2) 17348140020 18507300000 -6,26 VAT-based own resource at the uniform rate (Tables 1 and 2, Chapter 1 3) 17940791850 17344303050 +3,44 Plastic packaging waste resource (table 3, Chapter 17) 5827020000 — — Remainder to be financed by the additional resource (GNI-based own resource, Table 3, Chapter 1 4) 115877408110 123980214681 -6,54 Appropriations to be covered by the own resources referred to in Article 2 of Council Decision (EU, Euratom) 2020/2053, 156993359980 159831817731 -1,78 Total revenue 168010982854 164108041747 +2,38 Member State 1 % of non-capped VAT base 1 % of gross national income Capping rate (in %) 1 % of gross national income multiplied by capping rate 1 % of capped VAT base Member States whose VAT base is capped (1) (2) (3) (4) (5) (6) Belgium 1968028000 4809725000 50 2404862500 1968028000 Bulgaria 312604000 634551000 50 317275500 312604000 Czechia 908761000 2156905000 50 1078452500 908761000 Denmark 1245582000 3330002000 50 1665001000 1245582000 Germany 14720933000 35901554000 50 17950777000 14720933000 Estonia 136803000 281030000 50 140515000 136803000 Ireland 948726000 2925354000 50 1462677000 948726000 Greece 783273000 1715687000 50 857843500 783273000 Spain 5516775000 12049829000 50 6024914500 5516775000 France 11331698000 24703961000 50 12351980500 11331698000 Croatia 346562000 530313000 50 265156500 265156500 Croatia Italy 6862380000 17547747000 50 8773873500 6862380000 Cyprus 155171000 212181000 50 106090500 106090500 Cyprus Latvia 135446000 306727000 50 153363500 135446000 Lithuania 204747000 493494000 50 246747000 204747000 Luxembourg 318107000 429977000 50 214988500 214988500 Luxembourg Hungary 568750000 1401802000 50 700901000 568750000 Malta 74315000 123814000 50 61907000 61907000 Malta Netherlands 3496836000 8297523000 50 4148761500 3496836000 Austria 1782862000 3905235000 50 1952617500 1782862000 Poland 2564465000 5232329000 50 2616164500 2564465000 Portugal 1076895000 2104318000 50 1052159000 1052159000 Portugal Romania 774900000 2305749000 50 1152874500 774900000 Slovenia 221025000 480758000 50 240379000 221025000 Slovakia 367923000 944979000 50 472489500 367923000 Finland 953114000 2501759000 50 1250879500 953114000 Sweden 2296707000 5357907000 50 2678953500 2296707000 Total 60073388000 140685210000 70342605000 59802639500 Member State 1 % of capped VAT base Uniform rate of VAT own resource (in %) VAT-based own resource at uniform rate (1) (2) (3) = (1) × (2) Belgium 1968028000 0,30 590408400 Bulgaria 312604000 0,30 93781200 Czechia 908761000 0,30 272628300 Denmark 1245582000 0,30 373674600 Germany 14720933000 0,30 4416279900 Estonia 136803000 0,30 41040900 Ireland 948726000 0,30 284617800 Greece 783273000 0,30 234981900 Spain 5516775000 0,30 1655032500 France 11331698000 0,30 3399509400 Croatia 265156500 0,30 79546950 Italy 6862380000 0,30 2058714000 Cyprus 106090500 0,30 31827150 Latvia 135446000 0,30 40633800 Lithuania 204747000 0,30 61424100 Luxembourg 214988500 0,30 64496550 Hungary 568750000 0,30 170625000 Malta 61907000 0,30 18572100 Netherlands 3496836000 0,30 1049050800 Austria 1782862000 0,30 534858600 Poland 2564465000 0,30 769339500 Portugal 1052159000 0,30 315647700 Romania 774900000 0,30 232470000 Slovenia 221025000 0,30 66307500 Slovakia 367923000 0,30 110376900 Finland 953114000 0,30 285934200 Sweden 2296707000 0,30 689012100 Total 59802639500 17940791850 Member State Plastic packaging waste that is not recycled (kg) Call rate per Kg in EUR Gross contribution Lump sum reduction Net contribution (1) (2) (3) = (1) × (2) (4) (5) = (3) - (4) Belgium 188765800 151012640 151012640 Bulgaria 55217400 44173920 22000000 22173920 Czechia 113991000 91192800 32187600 59005200 Denmark 155649800 124519840 124519840 Germany 1653958100 1323166480 1323166480 Estonia 33101300 26481040 4000000 22481040 Ireland 182203700 145762960 145762960 Greece 101292800 81034240 33000000 48034240 Spain 785268600 628214880 142000000 486214880 France 1559059400 1247247520 1247247520 Croatia 36471100 29176880 13000000 16176880 Italy 1166477100 0,80 933181680 184048000 749133680 Cyprus 7972400 6377920 3000000 3377920 Latvia 26008800 20807040 6000000 14807040 Lithuania 24671400 19737120 9000000 10737120 Luxembourg 17519700 14015760 14015760 Hungary 231488200 185190560 30000000 155190560 Malta 10744000 8595200 1415900 7179300 Netherlands 256365000 205092000 205092000 Austria 185195500 148156400 148156400 Poland 611296800 489037440 117000000 372037440 Portugal 248276500 198621200 31322000 167299200 Romania 220954900 176763920 60000000 116763920 Slovenia 20773200 16618560 6279700 10338860 Slovakia 65362700 52290160 17000000 35290160 Finland 86758500 69406800 69406800 Sweden 127997800 102398240 102398240 Total 8172841500 6538273200 711253200 5827020000 Member State 1 % of gross national income Uniform rate of additional base own resource Additional base own resource at uniform rate (1) (2) (3) = (1) × (2) Belgium 4809725000 3961599565 Bulgaria 634551000 522657109 Czechia 2156905000 1776566001 Denmark 3330002000 2742804313 Germany 35901554000 29570834237 Estonia 281030000 231474424 Ireland 2925354000 2409510135 Greece 1715687000 1413150414 Spain 12049829000 9925015947 France 24703961000 20347774800 Croatia 530313000 436799973 Italy 17547747000 14453455630 Cyprus 212181000 174765950 Latvia 306727000 0,8236645 252640130 Lithuania 493494000 406473471 Luxembourg 429977000 354156775 Hungary 1401802000 1154614493 Malta 123814000 101981192 Netherlands 8297523000 6834374836 Austria 3905235000 3216603294 Poland 5232329000 4309683462 Portugal 2104318000 1733251958 Romania 2305749000 1899163515 Slovenia 480758000 395983280 Slovakia 944979000 778345622 Finland 2501759000 2060609986 Sweden 5357907000 4413117598 Total 140685210000 115877408110 Member State Gross reduction Percentage share of GNI base Financing of the gross reduction in favour of Denmark, Germany, Netherlands, Austria and Sweden Net financing of the reduction in favour of Denmark, Netherlands, Germany, Austria and Sweden (1) (2) (3) (4) = (1) + (3) Belgium 3,42 263254981 263254981 Bulgaria 0,45 34731448 34731448 Czechia 1,53 118055811 118055811 Denmark -381822181 2,37 182263978 -199558203 Germany -3717955506 25,52 1965031870 -1752923636 Estonia 0,20 15381866 15381866 Ireland 2,08 160116017 160116017 Greece 1,22 93906231 93906231 Spain 8,57 659534069 659534069 France 17,56 1352143996 1352143996 Croatia 0,38 29026096 29026096 Italy 12,47 960456533 960456533 Cyprus 0,15 11613492 11613492 Latvia 0,22 16788363 16788363 Lithuania 0,35 27010849 27010849 Luxembourg 0,31 23534316 23534316 Hungary 1,00 76726083 76726083 Malta 0,09 6776822 6776822 Netherlands -1945571377 5,90 454155748 -1491415629 Austria -572226876 2,78 213748721 -358478155 Poland 3,72 286385744 286385744 Portugal 1,50 115177519 115177519 Romania 1,64 126202623 126202623 Slovenia 0,34 26313758 26313758 Slovakia 0,67 51722381 51722381 Finland 1,78 136931013 136931013 Sweden -1082673505 3,81 293259117 -789414388 Total -7700249445 100,00 7700249445 0 EU GDP price deflator, in EUR, (spring 2020 economic forecast) : (a) 2020 EU27 = 105,9188 / (b) 2021 EU27 = 107,2736 Lump sum for Denmark in 2021 prices: 377000000 EUR × [ (b/a) ] = 381822181 EUR Lump sum for Germany in 2021 prices: 3671000000 EUR × [ (b/a) ] = 3717955506 EUR Lump sum for Netherlands in 2021 prices: 1921000000 EUR × [ (b/a) ] = 1945571377 EUR Lump sum for Austria in 2021 prices: 565000000 EUR × [ (b/a) ] = 572226876 EUR Lump sum for Sweden in 2021 prices: 1069000000 EUR × [ (b/a) ] = 1082673505 EUR Member State Traditional own resources (TOR) VAT, GNI and Plastics based own resources Total own resources Net sugar sector levies Net customs duties Total net traditional own resources Collection costs (p.m.) VAT-based own resource Plastics own resource GNI-based own resource Reduction in favour of certain Member States Totalnational contributions Share in totalnational contributions (%) (1) (2) (3) = (1) + (2) (4) (5) (6) (7) (8) (9) = (5) + (6) +(7) + (8) (10) (11) = (3) + (9) Belgium p.m. 1888440775 1888440775 601810797 590408400 151012640 3961599565 263254981 4966275586 3,56 6854716361 Bulgaria p.m. 85474779 85474779 27239215 93781200 22173920 522657109 34731448 673343677 0,48 758818456 Czechia p.m. 243996233 243996233 77757041 272628300 59005200 1776566001 118055811 2226255312 1,59 2470251545 Denmark p.m. 331083549 331083549 105510142 373674600 124519840 2742804313 -199558203 3041440550 2,18 3372524099 Germany p.m. 3792780321 3792780321 1208688234 4416279900 1323166480 29570834237 -1752923636 33557356981 24,03 37350137302 Estonia p.m. 32591652 32591652 10386351 41040900 22481040 231474424 15381866 310378230 0,22 342969882 Ireland p.m. 229920491 229920491 73271365 284617800 145762960 2409510135 160116017 3000006912 2,15 3229927403 Greece p.m. 198605750 198605750 63291942 234981900 48034240 1413150414 93906231 1790072785 1,28 1988678535 Spain p.m. 1311244027 1311244027 417868976 1655032500 486214880 9925015947 659534069 12725797396 9,11 14037041423 France p.m. 1619582164 1619582164 516130580 3399509400 1247247520 20347774800 1352143996 26346675716 18,87 27966257880 Croatia p.m. 36894750 36894750 11757667 79546950 16176880 436799973 29026096 561549899 0,40 598444649 Italy p.m. 1551004874 1551004874 494276278 2058714000 749133680 14453455630 960456533 18221759843 13,05 19772764717 Cyprus p.m. 25180413 25180413 8024527 31827150 3377920 174765950 11613492 221584512 0,16 246764925 Latvia p.m. 37686500 37686500 12009984 40633800 14807040 252640130 16788363 324869333 0,23 362555833 Lithuania p.m. 98240542 98240542 31307425 61424100 10737120 406473471 27010849 505645540 0,36 603886082 Luxembourg p.m. 18897265 18897265 6022205 64496550 14015760 354156775 23534316 456203401 0,33 475100666 Hungary p.m. 173496399 173496399 55290061 170625000 155190560 1154614493 76726083 1557156136 1,12 1730652535 Malta p.m. 12547412 12547412 3998626 18572100 7179300 101981192 6776822 134509414 0,10 147056826 Netherlands p.m. 3111631069 3111631069 991618692 1049050800 205092000 6834374836 -1491415629 6597102007 4,72 9708733076 Austria p.m. 205350267 205350267 65441294 534858600 148156400 3216603294 -358478155 3541140139 2,54 3746490406 Poland p.m. 776900972 776900972 247583826 769339500 372037440 4309683462 286385744 5737446146 4,11 6514347118 Portugal p.m. 160530051 160530051 51157928 315647700 167299200 1733251958 115177519 2331376377 1,67 2491906428 Romania p.m. 180048775 180048775 57378181 232470000 116763920 1899163515 126202623 2374600058 1,70 2554648833 Slovenia p.m. 76324163 76324163 24323085 66307500 10338860 395983280 26313758 498943398 0,36 575267561 Slovakia p.m. 78017738 78017738 24862796 110376900 35290160 778345622 51722381 975735063 0,70 1053752801 Finland p.m. 136516073 136516073 43505122 285934200 69406800 2060609986 136931013 2552881999 1,83 2689398072 Sweden p.m. 472972974 472972974 150727651 689012100 102398240 4413117598 -789414388 4415113550 3,16 4888086524 United Kingdom p.m. 462180042 462180042 115545011 — — — — — — 462180042 Total p.m. 17348140020 17348140020 5496785002 17940791850 5827020000 115877408110 0 139645219960 100,00 156993359980 GENERAL STATEMENT OF REVENUE BY BUDGET HEADING Title Heading Budget 2021 Amending budget No 4/2021 New amount 1 OWN RESOURCES 157049324730 –55964750 156993359980 2 SURPLUSES, BALANCES AND ADJUSTMENTS 1768617610 1768617610 3 ADMINISTRATIVE REVENUE 1725783332 1725783332 4 FINANCIAL REVENUE, DEFAULT INTEREST AND FINES 119376456 395856920 515233376 5 BUDGETARY GUARANTEES, BORROWING-AND-LENDING OPERATIONS p.m. p.m. 6 REVENUE, CONTRIBUTIONS AND REFUNDS RELATED TO UNION POLICIES 7347880726 –339892170 7007988556 GRAND TOTAL 168010982854 168010982854 LEVIES AND OTHER DUTIES PROVIDED FOR UNDER THE COMMON ORGANISATION OF THE MARKETS IN SUGAR (POINT (A) OF ARTICLE 2(1) OF DECISION 2014/335/EU, EURATOM) CUSTOMS DUTIES AND OTHER DUTIES OWN RESOURCES BASED ON THE VALUE ADDED TAX OWN RESOURCES BASED ON GROSS NATIONAL INCOME CORRECTION OF BUDGETARY IMBALANCES GROSS REDUCTION IN THE ANNUAL GNI-BASED CONTRIBUTION GRANTED TO CERTAIN MEMBER STATES OWN RESOURCES BASED ON PLASTIC PACKAGING WASTE NOT RECYCLED Title Chapter Heading Budget 2021 Amending budget No 4/2021 New amount 1 1 LEVIES AND OTHER DUTIES PROVIDED FOR UNDER THE COMMON ORGANISATION OF THE MARKETS IN SUGAR (POINT (A) OF ARTICLE 2(1) OF DECISION 2014/335/EU, EURATOM) p.m. p.m. 1 2 CUSTOMS DUTIES AND OTHER DUTIES 17605700000 –257559980 17348140020 1 3 OWN RESOURCES BASED ON THE VALUE ADDED TAX 17967491250 –26699400 17940791850 1 4 OWN RESOURCES BASED ON GROSS NATIONAL INCOME 121476133480 –5598725370 115877408110 1 5 CORRECTION OF BUDGETARY IMBALANCES — — 1 6 GROSS REDUCTION IN THE ANNUAL GNI-BASED CONTRIBUTION GRANTED TO CERTAIN MEMBER STATES — — 1 7 OWN RESOURCES BASED ON PLASTIC PACKAGING WASTE NOT RECYCLED 5827020000 5827020000 Title 1 — Total 157049324730 –55964750 156993359980 CUSTOMS DUTIES AND OTHER DUTIES CUSTOMS DUTIES AND OTHER DUTIES Title Chapter Article Item Heading Budget 2021 Amending budget No 4/2021 New amount 1 2 CUSTOMS DUTIES AND OTHER DUTIES 1 2 0 Customs duties and other duties 17605700000 –257559980 17348140020 CHAPTER 1 2 — TOTAL 17605700000 –257559980 17348140020 Budget 2021 Amending budget No 4/2021 New amount 17605700000 –257559980 17348140020 The assignment of customs duties as own resources to the financing of common expenditure is the logical consequence of the free movement of goods within the Union. This article may comprise levies, premiums, additional or compensatory amounts, additional amounts or factors, Common Customs Tariff duties and other duties established or to be established by the institutions of the European Union in respect of trade with third countries and customs duties on products under the expired Treaty establishing the European Coal and Steel Community. Figures are net of collection costs. Council Decision (EU, Euratom) 2020/2053 of 14 December 2020 on the system of own resources of the European Union and repealing Decision 2014/335/EU, Euratom (OJ L 424, 15.12.2020, p. 1), and in particular point (a) of Article 2(1) thereof. Member State Budget 2021 Amending budget No. 4/2021 New amount Belgium 2077800000 -189359225 1888440775 Bulgaria 82400000 3074779 85474779 Czechia 265200000 -21203767 243996233 Denmark 338600000 -7516451 331083549 Germany 3940700000 -147919679 3792780321 Estonia 39700000 -7108348 32591652 Ireland 252900000 -22979509 229920491 Greece 243000000 -44394250 198605750 Spain 1306000000 5244027 1311244027 France 1698600000 -79017836 1619582164 Croatia 38400000 -1505250 36894750 Italy 1708400000 -157395126 1551004874 Cyprus 25800000 -619587 25180413 Latvia 40000000 -2313500 37686500 Lithuania 100500000 -2259458 98240542 Luxembourg 19300000 -402735 18897265 Hungary 183100000 -9603601 173496399 Malta 16100000 -3552588 12547412 Netherlands 2614300000 497331069 3111631069 Austria 201100000 4250267 205350267 Poland 780600000 -3699028 776900972 Portugal 197800000 -37269949 160530051 Romania 174500000 5548775 180048775 Slovenia 83800000 -7475837 76324163 Slovakia 82700000 -4682262 78017738 Finland 147600000 -11083927 136516073 Sweden 448800000 24172974 472972974 United Kingdom 498000000 -35819958 462180042 Article 1 2 0 — Total 17605700000 -257559980 17348140020 OWN RESOURCES BASED ON THE VALUE ADDED TAX OWN RESOURCES BASED ON THE VALUE ADDED TAX Title Chapter Article Item Heading Budget 2021 Amending budget No 4/2021 New amount 1 3 OWN RESOURCES BASED ON THE VALUE ADDED TAX 1 3 0 Own resources based on the value added tax 17967491250 –26699400 17940791850 CHAPTER 1 3 — TOTAL 17967491250 –26699400 17940791850 Budget 2021 Amending budget No 4/2021 New amount 17967491250 –26699400 17940791850 The applied uniform rate valid for all Member States to the VAT bases determined in accordance with Union rules is fixed at 0,30 %. The base to be taken into account for this purpose shall not exceed 50 % of GNI for each Member State. Council Decision (EU, Euratom) 2020/2053 of 14 December 2020 on the system of own resources of the European Union and repealing Decision 2014/335/EU, Euratom (OJ L 424, 15.12.2020, p. 1), and in particular point (b) of Article 2(1) thereof. Member State Budget 2021 Amending budget No. 4/2021 New amount Belgium 608620200 -18211800 590408400 Bulgaria 87345000 6436200 93781200 Czechia 273401100 -772800 272628300 Denmark 362573100 11101500 373674600 Germany 4434159600 -17879700 4416279900 Estonia 40446300 594600 41040900 Ireland 285432300 -814500 284617800 Greece 226431900 8550000 234981900 Spain 1709546400 -54513900 1655032500 France 3384884700 14624700 3399509400 Croatia 77974800 1572150 79546950 Italy 2102007300 -43293300 2058714000 Cyprus 31612200 214950 31827150 Latvia 39327600 1306200 40633800 Lithuania 59602800 1821300 61424100 Luxembourg 68987850 -4491300 64496550 Hungary 170938800 -313800 170625000 Malta 18620400 -48300 18572100 Netherlands 1001400600 47650200 1049050800 Austria 550181400 -15322800 534858600 Poland 744246750 25092750 769339500 Portugal 314104050 1543650 315647700 Romania 260728200 -28258200 232470000 Slovenia 70111500 -3804000 66307500 Slovakia 110249700 127200 110376900 Finland 319248600 -33314400 285934200 Sweden 615308100 73704000 689012100 Article 1 3 0 — Total 17967491250 -26699400 17940791850 OWN RESOURCES BASED ON GROSS NATIONAL INCOME OWN RESOURCES BASED ON GROSS NATIONAL INCOME Title Chapter Article Item Heading Budget 2021 Amending budget No 4/2021 New amount 1 4 OWN RESOURCES BASED ON GROSS NATIONAL INCOME 1 4 0 Own resources based on gross national income 121476133480 –5598725370 115877408110 CHAPTER 1 4 — TOTAL 121476133480 –5598725370 115877408110 Budget 2021 Amending budget No 4/2021 New amount 121476133480 –5598725370 115877408110 The GNI-based resource is anadditional resource, providing the revenue required to cover expenditure in excess of the amount yielded by traditional own resources, VAT-based payments, plastic based own resource and other revenue in any particular year. By implication, the GNI-based resource ensures that the budget is always balanced ex ante. The GNI call rate is determined by the additional revenue needed to finance the budgeted expenditure not covered by the other resources (plastic based own resource, VAT-based resource, traditional own resources and other revenue). Thus, a call rate is applied to the GNI of each of the Member States. The rate to be applied to the Member States’ GNI for financial year 2021 is 0,8237 %. Council Decision (EU, Euratom) 2020/2053 of 14 December 2020 on the system of own resources of the European Union and repealing Decision 2014/335/EU, Euratom (OJ L 424, 15.12.2020, p. 1), and in particular point (d) of Article 2(1) thereof. Council Regulation (EU, Euratom) 2021/770 of 30 April 2021 on the calculation of the own resource based on plastic packaging waste that is not recycled, on the methods and procedure for making available that own resource, on the measures to meet cash requirements, and on certain aspects of the own resource based on gross national income (OJ L 165, 11.5.2021, p. 15), and in particular Article 4(1) thereof. Member State Budget 2021 Amending budget No. 4/2021 New amount Belgium 4218117290 -256517725 3961599565 Bulgaria 535820625 -13163516 522657109 Czechia 1754306749 22259252 1776566001 Denmark 2785332401 -42528088 2742804313 Germany 31449100394 -1878266157 29570834237 Estonia 243636347 -12161923 231474424 Ireland 2312568065 96942070 2409510135 Greece 1577475623 -164325209 1413150414 Spain 10629780344 -704764397 9925015947 France 21732997976 -1385223176 20347774800 Croatia 450801475 -14001502 436799973 Italy 15298751141 -845295511 14453455630 Cyprus 182761948 -7995998 174765950 Latvia 269819900 -17179770 252640130 Lithuania 421132620 -14659149 406473471 Luxembourg 398844556 -44687781 354156775 Hungary 1173688859 -19074366 1154614493 Malta 107651495 -5670303 101981192 Netherlands 6946702327 -112327491 6834374836 Austria 3494467632 -277864338 3216603294 Poland 4302768745 6914717 4309683462 Portugal 1815952960 -82701002 1733251958 Romania 1923559361 -24395846 1899163515 Slovenia 419533492 -23550212 395983280 Slovakia 826038080 -47692458 778345622 Finland 2089007539 -28397553 2060609986 Sweden 4115515536 297602062 4413117598 Article 1 4 0 — Total 121476133480 -5598725370 115877408110 GROSS REDUCTION IN THE ANNUAL GNI-BASED CONTRIBUTION GRANTED TO CERTAIN MEMBER STATES GROSS REDUCTION IN THE ANNUAL GNI-BASED CONTRIBUTION GRANTED TO CERTAIN MEMBER STATES Title Chapter Article Item Heading Budget 2021 Amending budget No 4/2021 New amount 1 6 GROSS REDUCTION IN THE ANNUAL GNI-BASED CONTRIBUTION GRANTED TO CERTAIN MEMBER STATES 1 6 0 Gross reduction in the annual GNI-based contribution granted to certain Member States — 0 CHAPTER 1 6 — TOTAL — 0 Budget 2021 Amending budget No 4/2021 New amount — 0 0 This article is intended to record reductions in the annual GNI contributions of certain Member States in accordance with Council Decision (EU, Euratom) 2020/2053. Council Decision (EU, Euratom) 2020/2053 of 14 December 2020 on the system of own resources of the European Union and repealing Decision 2014/335/EU, Euratom (OJ L 424, 15.12.2020, p. 1), and in particular Article 2(4) thereof. Council Regulation (EU, Euratom) No 609/2014 of 26 May 2014 on the methods and procedure for making available the traditional, VAT and GNI-based own resources and on the measures to meet cash requirements (OJ L 168, 7.6.2014, p. 39), and in particular Article 10a(6) thereof. Council Regulation (EU, Euratom) 2021/770 of 30 April 2021 on the calculation of the own resource based on plastic packaging waste that is not recycled, on the methods and procedure for making available that own resource, on the measures to meet cash requirements, and on certain aspects of the own resource based on gross national income (OJ L 165, 11.5.2021, p. 15), and in particular Article 4(2) thereof. Member State Budget 2021 Amending budget No. 4/2021 New amount Belgium — 263254981 263254981 Bulgaria — 34731448 34731448 Czechia — 118055811 118055811 Denmark — -199558203 -199558203 Germany — -1752923636 -1752923636 Estonia — 15381866 15381866 Ireland — 160116017 160116017 Greece — 93906231 93906231 Spain — 659534069 659534069 France — 1352143996 1352143996 Croatia — 29026096 29026096 Italy — 960456533 960456533 Cyprus — 11613492 11613492 Latvia — 16788363 16788363 Lithuania — 27010849 27010849 Luxembourg — 23534316 23534316 Hungary — 76726083 76726083 Malta — 6776822 6776822 Netherlands — -1491415629 -1491415629 Austria — -358478155 -358478155 Poland — 286385744 286385744 Portugal — 115177519 115177519 Romania — 126202623 126202623 Slovenia — 26313758 26313758 Slovakia — 51722381 51722381 Finland — 136931013 136931013 Sweden — -789414388 -789414388 Article 1 6 0 — Total — 0 0 OWN RESOURCES BASED ON PLASTIC PACKAGING WASTE NOT RECYCLED OWN RESOURCES BASED ON PLASTIC PACKAGING WASTE NOT RECYCLED Title Chapter Article Item Heading Budget 2021 Amending budget No 4/2021 New amount 1 7 OWN RESOURCES BASED ON PLASTIC PACKAGING WASTE NOT RECYCLED 1 7 0 Own resources based on plastic packaging waste not recycled 5827020000 5827020000 CHAPTER 1 7 — TOTAL 5827020000 5827020000 Budget 2021 Amending budget No 4/2021 New amount 5827020000 5827020000 New item This article is intended to record the payments as a result of the application of a uniform call rate to the weight of plastic packaging waste generated in each Member State that is not recycled. The uniform call rate shall be EUR 0,80 per kilogram. Certain Member States shall be entitled to annual lump sum reductions. Council Decision (EU, Euratom) 2020/2053 of 14 December 2020 on the system of own resources of the European Union and repealing Decision 2014/335/EU, Euratom (OJ L 424, 15.12.2020, p. 1), and in particular point (c) of Article 2(1), and Article 2(2) thereof. Member State Budget 2021 Amending budget No. 4/2021 New amount Belgium 151012640 151012640 Bulgaria 22173920 22173920 Czechia 59005200 59005200 Denmark 124519840 124519840 Germany 1323166480 1323166480 Estonia 22481040 22481040 Ireland 145762960 145762960 Greece 48034240 48034240 Spain 486214880 486214880 France 1247247520 1247247520 Croatia 16176880 16176880 Italy 749133680 749133680 Cyprus 3377920 3377920 Latvia 14807040 14807040 Lithuania 10737120 10737120 Luxembourg 14015760 14015760 Hungary 155190560 155190560 Malta 7179300 7179300 Netherlands 205092000 205092000 Austria 148156400 148156400 Poland 372037440 372037440 Portugal 167299200 167299200 Romania 116763920 116763920 Slovenia 10338860 10338860 Slovakia 35290160 35290160 Finland 69406800 69406800 Sweden 102398240 102398240 Article 1 7 0 — Total 5827020000 5827020000 REVENUE FROM INVESTMENTS AND ACCOUNTS DEFAULT INTEREST FINES AND PENALTIES Title Chapter Heading Budget 2021 Amending budget No 4/2021 New amount 4 0 REVENUE FROM INVESTMENTS AND ACCOUNTS 13376456 13376456 4 1 DEFAULT INTEREST 5000000 5000000 4 2 FINES AND PENALTIES 101000000 395856920 496856920 Title 4 — Total 119376456 395856920 515233376 FINES AND PENALTIES FINES AND PENALTIES Title Chapter Article Item Heading Budget 2021 Amending budget No 4/2021 New amount 4 2 FINES AND PENALTIES 4 2 0 Fines in connection with the implementation of the rules on competition 100000000 332595848 432595848 4 2 1 Penalty payments and lump sums imposed on a Member State p.m. 60714472 60714472 4 2 2 Fines imposed for fraud and irregularities which are damaging to the Union’s financial interests p.m. p.m. 4 2 3 Fines in the framework of the Union's economic governance — Assigned revenue p.m. p.m. 4 2 4 Interest connected with fines and penalty payments 1000000 1000000 4 2 8 Other fines and penalty payments — Assigned revenue p.m. p.m. 4 2 9 Other non-assigned fines and penalty payments p.m. 2546600 2546600 CHAPTER 4 2 — TOTAL 101000000 395856920 496856920 Budget 2021 Amending budget No 4/2021 New amount 100000000 332595848 432595848 The Commission may impose fines, periodic penalty payments and other penalties on undertakings and associations of undertakings for not respecting bans or not carrying out their obligations under the Regulations below or under Articles 101 and 102 TFEU. The fines must normally be paid within three months of the Commission decision being notified. However, the Commission will not collect the amount due if the undertaking has lodged an appeal with the Court of Justice of the European Union. The undertaking must provide the Commission with either a provisional payment or a financial guarantee covering both the principal of the debt and the interest or surcharges by the final date for payment. Council Regulation (EC) No 1/2003 of 16 December 2002 on the implementation of the rules on competition laid down in Articles 81 and 82 of the Treaty (OJ L 1, 4.1.2003, p. 1). Council Regulation (EC) No 139/2004 of 20 January 2004 on the control of concentrations between undertakings (OJ L 24, 29.1.2004, p. 1), and in particular Articles 14 and 15 thereof. Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (OJ L 193, 30.7.2018, p. 1). Budget 2021 Amending budget No 4/2021 New amount p.m. 60714472 60714472 This article is intended to record penalty payments and lump sums imposed on a Member State, for instance for not complying with a judgment of the Court of Justice of the European Union on its failure to fulfil an obligation under the Treaty. Treaty on the Functioning of the European Union, and in particular Article 260(2) thereof. Budget 2021 Amending budget No 4/2021 New amount p.m. 2546600 2546600 This article is intended to accommodate any revenue not provided for in other parts of Chapter 4 2 which is not used in accordance with Article 21 of the Financial Regulation. SINGLE MARKET, INNOVATION AND DIGITAL COHESION, RESILIENCE AND VALUES NATURAL RESOURCES AND ENVIRONMENT MIGRATION AND BORDER MANAGEMENT SECURITY AND DEFENCE NEIGHBOURHOOD AND THE WORLD OTHER CONTRIBUTIONS AND REFUNDS COMPLETION FOR OUTSTANDING RECOVERY ORDERS PRIOR TO 2021 Title Chapter Heading Budget 2021 Amending budget No 4/2021 New amount 6 0 SINGLE MARKET, INNOVATION AND DIGITAL p.m. p.m. 6 1 COHESION, RESILIENCE AND VALUES p.m. p.m. 6 2 NATURAL RESOURCES AND ENVIRONMENT p.m. p.m. 6 3 MIGRATION AND BORDER MANAGEMENT p.m. p.m. 6 4 SECURITY AND DEFENCE p.m. p.m. 6 5 NEIGHBOURHOOD AND THE WORLD p.m. p.m. 6 6 OTHER CONTRIBUTIONS AND REFUNDS 7347880726 –339892170 7007988556 6 7 COMPLETION FOR OUTSTANDING RECOVERY ORDERS PRIOR TO 2021 p.m. p.m. Title 6 — Total 7347880726 –339892170 7007988556 OTHER CONTRIBUTIONS AND REFUNDS OTHER CONTRIBUTIONS AND REFUNDS Title Chapter Article Item Heading Budget 2021 Amending budget No 4/2021 New amount 6 6 OTHER CONTRIBUTIONS AND REFUNDS 6 6 0Special contributions and refunds 6 6 0 0 EFTA contributions — Assigned revenue p.m. p.m. 6 6 0 1 Innovation Fund — Assigned revenue p.m. p.m. 6 6 0 2 Contributions by the United Kingdom linked to Article 148 of the Withdrawal Agreement 7197880726 –376548626 6821332100 6 6 0 3 Contributions by the United Kingdom after the transition period p.m. p.m. 6 6 0 4 Contributions from the European Coal and Steel Community (ECSC) in liquidation 36656456 36656456 Article 6 6 0 — Total 7197880726 –339892170 6857988556 6 6 1Solidarity mechanisms (special instruments) 6 6 1 1 European Globalisation Adjustment Fund — Assigned revenue p.m. p.m. 6 6 1 2 European Union Solidarity Fund — Assigned revenue p.m. p.m. Article 6 6 1 — Total p.m. p.m. 6 6 2 Decentralised agencies — Assigned revenue p.m. p.m. 6 6 3 Pilot projects, preparatory actions, prerogatives and other actions p.m. p.m. 6 6 8 Other contributions and refunds — Assigned revenue p.m. p.m. 6 6 9 Other contributions and refunds — Non-assigned revenue 150000000 150000000 CHAPTER 6 6 — TOTAL 7347880726 –339892170 7007988556 Budget 2021 Amending budget No 4/2021 New amount 7197880726 –376548626 6821332100 This item is intended to record the net contributions from the United Kingdom resulting from the payments made in accordance with Article 148 of the Agreement on the withdrawal of the United Kingdom of Great Britain and Northern Ireland from the European Union and the European Atomic Energy Community. The net contribution corresponds to the differences between the amounts due by the United Kingdom to the Union and the amounts due by the Union to the United Kingdom. The reference dates for payments by the United Kingdom to the Union or by the Union to the United Kingdom made after 31 December 2020 shall be 30 June and 31 October of every year. Payments shall be made in four equal monthly instalments for payments that have a reference date of 30 June and in eight equal monthly instalments for payments that have a reference date of 31 October. All payments shall be made by the last working day of each month, starting on the reference date or, where the reference date is not a working day, the last working day before the reference date. Agreement on the withdrawal of the United Kingdom of Great Britain and Northern Ireland from the European Union and the European Atomic Energy Community (OJ L 29, 31.1.2020, p. 7). Budget 2021 Amending budget No 4/2021 New amount 36656456 36656456 New item This item is intended to record the annual contributions from the European Coal and Steel Community (ECSC) in liquidation to the Union’s annual budget for the years 2021 to 2025 that are resulting from the application of the Article 145 of the Agreement on the withdrawal of the United Kingdom of Great Britain and Northern Ireland from the European Union and the European Atomic Energy Community. According to this Article, the Union is liable to the United Kingdom for its share in the net assets of the ECSC in liquidation on 31 December 2020 (EUR 183282282) and the related reimbursement shall be made in five equal annual instalments (EUR 36656456) from 2021 to 2025. These contributions from the ECSC in liquidation therefore aim at fully compensating the effects of the corresponding reductions accounted for in the contributions to the Union’s annual budget of the United Kingdom, as recorded under the item 6 6 0 2. Agreement on the withdrawal of the United Kingdom of Great Britain and Northern Ireland from the European Union and the European Atomic Energy Community (OJ L 29, 31.1.2020, p. 7).

SECTION III COMMISSION

Title Heading Budget 2021 Amending budget No 4/2021 New amount 3 ADMINISTRATIVE REVENUE 1330781190 1330781190 4 FINANCIAL REVENUE, DEFAULT INTEREST AND FINES 119326456 395856920 515183376 5 BUDGETARY GUARANTEES, BORROWING-AND-LENDING OPERATIONS p.m. p.m. 6 REVENUE, CONTRIBUTIONS AND REFUNDS RELATED TO UNION POLICIES 7347880726 –339892170 7007988556 Total 8797988372 55964750 8853953122 REVENUE FROM INVESTMENTS AND ACCOUNTS DEFAULT INTEREST FINES AND PENALTIES Title Chapter Heading Budget 2021 Amending budget No 4/2021 New amount 4 0 REVENUE FROM INVESTMENTS AND ACCOUNTS 13326456 13326456 4 1 DEFAULT INTEREST 5000000 5000000 4 2 FINES AND PENALTIES 101000000 395856920 496856920 Title 4 — Total 119326456 395856920 515183376 FINES AND PENALTIES FINES AND PENALTIES Title Chapter Article Item Heading Budget 2021 Amending budget No 4/2021 New amount 4 2 FINES AND PENALTIES 4 2 0 Fines in connection with the implementation of the rules on competition 100000000 332595848 432595848 4 2 1 Penalty payments and lump sums imposed on a Member State p.m. 60714472 60714472 4 2 2 Fines imposed for fraud and irregularities which are damaging to the Union’s financial interests p.m. p.m. 4 2 3 Fines in the framework of the Union’s economic governance — Assigned revenue p.m. p.m. 4 2 4 Interest connected with fines and penalty payments 1000000 1000000 4 2 8 Other fines and penalty payments — Assigned revenue p.m. p.m. 4 2 9 Other non-assigned fines and penalty payments p.m. 2546600 2546600 CHAPTER 4 2 — TOTAL 101000000 395856920 496856920 Budget 2021 Amending budget No 4/2021 New amount 100000000 332595848 432595848 The Commission may impose fines, periodic penalty payments and other penalties on undertakings and associations of undertakings for not respecting bans or not carrying out their obligations under the Regulations enumerated below or under Articles 101 and 102 TFEU. The fines must normally be paid within three months of the Commission decision being notified. However, the Commission will not collect the amount due if the undertaking has lodged an appeal with the Court of Justice of the European Union. The undertaking must provide the Commission with either a provisional payment or a financial guarantee covering both the principal of the debt and interest or surcharges by the final date for payment. Council Regulation (EC) No 1/2003 of 16 December 2002 on the implementation of the rules on competition laid down in Articles 81 and 82 of the Treaty (OJ L 1, 4.1.2003, p. 1). Council Regulation (EC) No 139/2004 of 20 January 2004 on the control of concentrations between undertakings (the EC Merger Regulation) (OJ L 24, 29.1.2004, p. 1), and in particular Articles 14 and 15 thereof. Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (OJ L 193, 30.7.2018, p. 1). Budget 2021 Amending budget No 4/2021 New amount p.m. 60714472 60714472 This article is intended to record penalty payments and lump sums imposed on a Member State, for instance for not complying with a judgment of the Court of Justice of the European Union on its failure to fulfil an obligation under the Treaty. Treaty on the Functioning of the European Union, and in particular Article 260(2) thereof. Budget 2021 Amending budget No 4/2021 New amount p.m. 2546600 2546600 This article is intended to accommodate any revenue not provided for in other parts of Chapter 42 which is not used in accordance with Article 21 of the Financial Regulation. SINGLE MARKET, INNOVATION AND DIGITAL COHESION, RESILIENCE AND VALUES NATURAL RESOURCES AND ENVIRONMENT MIGRATION AND BORDER MANAGEMENT SECURITY AND DEFENCE NEIGHBOURHOOD AND THE WORLD OTHER CONTRIBUTIONS AND REFUNDS COMPLETION FOR OUTSTANDING RECOVERY ORDERS PRIOR TO 2021 Title Chapter Heading Budget 2021 Amending budget No 4/2021 New amount 6 0 SINGLE MARKET, INNOVATION AND DIGITAL p.m. p.m. 6 1 COHESION, RESILIENCE AND VALUES p.m. p.m. 6 2 NATURAL RESOURCES AND ENVIRONMENT p.m. p.m. 6 3 MIGRATION AND BORDER MANAGEMENT p.m. p.m. 6 4 SECURITY AND DEFENCE p.m. p.m. 6 5 NEIGHBOURHOOD AND THE WORLD p.m. p.m. 6 6 OTHER CONTRIBUTIONS AND REFUNDS 7347880726 –339892170 7007988556 6 7 COMPLETION FOR OUTSTANDING RECOVERY ORDERS PRIOR TO 2021 p.m. p.m. Title 6 — Total 7347880726 –339892170 7007988556 OTHER CONTRIBUTIONS AND REFUNDS OTHER CONTRIBUTIONS AND REFUNDS Title Chapter Article Item Heading Budget 2021 Amending budget No 4/2021 New amount 6 6 OTHER CONTRIBUTIONS AND REFUNDS 6 6 0Special contributions and refunds 6 6 0 0 EFTA contributions — Assigned revenue p.m. p.m. 6 6 0 1 Innovation Fund — Assigned revenue p.m. p.m. 6 6 0 2 Contributions by the United Kingdom linked to Article 148 of the Withdrawal Agreement 7197880726 –376548626 6821332100 6 6 0 3 Contributions by the United Kingdom after the transition period p.m. p.m. 6 6 0 4 Contributions from the European Coal and Steel Community (ECSC) in liquidation 36656456 36656456 Article 6 6 0 — Total 7197880726 –339892170 6857988556 6 6 1Solidarity mechanisms (special instruments) 6 6 1 1 European Globalisation Adjustment Fund — Assigned revenue p.m. p.m. 6 6 1 2 European Union Solidarity Fund — Assigned revenue p.m. p.m. Article 6 6 1 — Total p.m. p.m. 6 6 2 Decentralised agencies — Assigned revenue p.m. p.m. 6 6 3 Pilot projects, preparatory actions, prerogatives and other actions p.m. p.m. 6 6 8 Other contributions and refunds — Assigned revenue p.m. p.m. 6 6 9 Other contributions and refunds — Non-assigned revenue 150000000 150000000 CHAPTER 6 6 — TOTAL 7347880726 –339892170 7007988556 Budget 2021 Amending budget No 4/2021 New amount 7197880726 –376548626 6821332100 This item is intended to record the net contributions from the United Kingdom resulting from the payments made in accordance with Article 148 of the Agreement on the withdrawal of the United Kingdom of Great Britain and Northern Ireland from the European Union and the European Atomic Energy Community. The net contribution corresponds to the differences between the amounts due by the United Kingdom to the Union and the amounts due by the Union to the United Kingdom. The reference dates for payments by the United Kingdom to the Union or by the Union to the United Kingdom made after 31 December 2020 shall be 30 June and 31 October of every year. Payments shall be made in four equal monthly instalments for payments that have a reference date of 30 June and in eight equal monthly instalments for payments that have a reference date of 31 October. All payments shall be made by the last working day of each month, starting on the reference date or, where the reference date is not a working day, the last working day before the reference date. Agreement on the withdrawal of the United Kingdom of Great Britain and Northern Ireland from the European Union and the European Atomic Energy Community (OJ L 29, 31.1.2020, p. 7). Budget 2021 Amending budget No 4/2021 New amount 36656456 36656456 New item This item is intended to record the annual contributions from the European Coal and Steel Community (ECSC) in liquidation to the Union’s annual budget for the years 2021 to 2025 that are resulting from the application of the Article 145 of the Agreement on the withdrawal of the United Kingdom of Great Britain and Northern Ireland from the European Union and the European Atomic Energy Community. According to this Article, the Union is liable to the United Kingdom for its share in the net assets of the ECSC in liquidation on 31 December 2020 (EUR 183282282) and the related reimbursement shall be made in five equal annual instalments (EUR 36656456) from 2021 to 2025. These contributions from the ECSC in liquidation therefore aim at fully compensating the effects of the corresponding reductions accounted for in the contributions to the Union’s annual budget of the United Kingdom, as recorded under the item 6 6 0 2. Agreement on the withdrawal of the United Kingdom of Great Britain and Northern Ireland from the European Union and the European Atomic Energy Community (OJ L 29, 31.1.2020, p. 7).

Versions

2021-12-16