Regulation (EU) No 765/2012 of the European Parliament and of the Council of 13 June 2012 amending Council Regulation (EC) No 1225/2009 on protection against dumped imports from countries not members of the European Community
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Address https://gelex.eu/eli/EU/regulation/2012/765@2012-06-13/en
THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE EUROPEAN UNION,
Having regard to the Treaty on the Functioning of the European Union, and in particular Article 207(2) thereof,
Having regard to the proposal from the European Commission,
After transmission of the draft legislative act to the national parliaments,
Acting in accordance with the ordinary legislative procedure,
Whereas:
(1) On 28 July 2011, the Dispute Settlement Body (DSB) of the World Trade Organisation (WTO) adopted the Appellate Body Report and the Panel Report as modified by the Appellate Body Report (the Reports) in the dispute European Communities — Definitive Anti-Dumping Measures on Certain Iron or Steel Fasteners from China.
(2) In the Reports, it was found, inter alia, that Article 9(5) of Council Regulation (EC) No 1225/2009 of 30 November 2009 on protection against dumped imports from countries not members of the European Community (Basic Anti-Dumping Regulation) was inconsistent with Articles 6.10, 9.2 and 18.4 of the WTO Anti-Dumping Agreement and Article XVI:4 of the WTO Agreement. Article 9(5) of the Basic Anti-Dumping Regulation provides that individual exporting producers in non-market economy countries which do not receive market economy treatment pursuant to point (c) of Article 2(7) of the Basic Anti-Dumping Regulation will be subject to a countrywide duty rate unless such exporters can demonstrate that they meet the conditions for individual treatment (IT) set out in Article 9(5) of the Basic Anti-Dumping Regulation.
(3) The Appellate Body found that Article 9(5) of the Basic Anti-Dumping Regulation establishes a presumption that exporting producers operating in non-market economy countries are not entitled to IT and that in order to qualify for IT, the onus is on them to demonstrate that they satisfy the criteria of the IT test. According to the Appellate Body, no legal basis for such a presumption is provided for in the relevant WTO agreements.
(4) However, the Appellate Body clarified that, when determining a single dumping margin and a single anti-dumping duty for a number of exporters, the consistency of that determination with Articles 6.10 and 9.2 of the WTO Anti-Dumping Agreement will depend on the existence of situations indicating that two or more exporters, albeit legally distinct, are in such a relationship that they should be treated as a single entity. Such situations may include: (i) the existence of corporate and structural links between the exporters, such as common control, shareholding and management; (ii) the existence of corporate and structural links between the State and the exporters, such as common control, shareholding and management; and (iii) control or material influence by the State in respect of pricing and output. In this regard, the terms in the proposed amendments to Article 9(5) of the Basic Anti-Dumping Regulation reflecting these situations should be read in the light of the Appellate Body’s clarifications without prejudice to terms using the same or a similar wording in other provisions of the Basic Anti-Dumping Regulation.
(5) On 18 August 2011, the Union notified the DSB that it intends to implement the recommendations and rulings of the DSB in this dispute in a manner that respects its WTO obligations.
(6) For that purpose, it is necessary to amend the provisions of Article 9(5) of the Basic Anti-Dumping Regulation,
HAVE ADOPTED THIS REGULATION:
Article 1
Article 9(5) of Regulation (EC) No 1225/2009 is replaced by the following:
5. An anti-dumping duty shall be imposed in the appropriate amounts in each case, on a non-discriminatory basis on imports of a product from all sources found to be dumped and causing injury, except for imports from those sources from which undertakings under the terms of this Regulation have been accepted. The Regulation imposing anti-dumping measures shall specify the duty for each supplier or, if that is impracticable, the supplying country concerned. Suppliers which are legally distinct from other suppliers or which are legally distinct from the State may nevertheless be considered as a single entity for the purpose of specifying the duty. For the application of this subparagraph, account may be taken of factors such as the existence of structural or corporate links between the suppliers and the State or between suppliers, control or material influence by the State in respect of pricing and output, or the economic structure of the supplying country..
Article 2
This Regulation shall enter into force on the third day following that of its publication in the Official Journal of the European Union. It shall apply to all investigations initiated pursuant to Regulation (EC) No 1225/2009 following the entry into force of this Regulation.
This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Strasbourg, 13 June 2012. For the European Parliament The President M. Schulz For the Council The President N. Wammen
Versions
Cited by
- Regulation (EU) 2016/1036 of the European Parliament and of the Council of 8 June 2016 on protection against dumped imports from countries not members of the European Union (codification) Regulation · Grade B
Council Regulation (EC) No 1225/2009 (OJ L 343, 22.12.2009, p. 51) Regulation (EU) No 765/2012 of the European Parliament and of the Council (OJ L 237, 3.9.2012, p. 1) Regulation (EU) No 1168/2012 of the European Parliament and of the Council (OJ L 344, 14.12.2012, p. 1) Regulation (EU) No 37/2014 of the European Parliament and of the Council (OJ L 18, 21.1.2014, p. 1) Only point 22 of the Annex
- Commission Implementing Regulation (EU) 2016/1647 of 13 September 2016 Re-imposing a definitive anti-dumping duty and collecting definitely the provisional duty imposed on imports of certain footwear with uppers of leather originating in Vietnam and produced by Best Royal Co. Ltd, Lac Cuong Footwear Co., Ltd, Lac Ty Co., Ltd, Saoviet Joint Stock Company (Megastar Joint Stock Company), VMC Royal Co Ltd, Freetrend Industrial Ltd and its related company Freetrend Industrial A (Vietnam) Co, Ltd, Fulgent Sun Footwear Co., Ltd, General Shoes Ltd, Golden Star Co, Ltd, Golden Top Company Co., Ltd, Kingmaker Footwear Co. Ltd, Tripos Enterprise Inc., Vietnam Shoe Majesty Co., Ltd, and implementing the judgment of the Court of Justice in joined cases C-659/13 and C-34/14 Regulation · Grade B
In the present case, the illegality occurred after initiation. Hence, the Commission decided to resume the present anti-dumping proceeding that was still open following the judgments at the very point at which the illegality occurred and to examine whether market economy conditions prevailed for the exporting producers concerned for the period from 1 April 2004 to 31 March 2005, which was the investigation period in the investigation that led to the imposition of definitive duties mentioned in recitals (1) and (2) (the original investigation). The Commission also examined, where appropriate, w
- Commission Implementing Regulation (EU) 2016/1647 of 13 September 2016 Re-imposing a definitive anti-dumping duty and collecting definitely the provisional duty imposed on imports of certain footwear with uppers of leather originating in Vietnam and produced by Best Royal Co. Ltd, Lac Cuong Footwear Co., Ltd, Lac Ty Co., Ltd, Saoviet Joint Stock Company (Megastar Joint Stock Company), VMC Royal Co Ltd, Freetrend Industrial Ltd and its related company Freetrend Industrial A (Vietnam) Co, Ltd, Fulgent Sun Footwear Co., Ltd, General Shoes Ltd, Golden Star Co, Ltd, Golden Top Company Co., Ltd, Kingmaker Footwear Co. Ltd, Tripos Enterprise Inc., Vietnam Shoe Majesty Co., Ltd, and implementing the judgment of the Court of Justice in joined cases C-659/13 and C-34/14 Regulation · Grade B
First, Regulation (EU) No 765/2012 (the so-called Fasteners amendment dealing with IT) provided in its Article 2 that it shall apply to all investigations initiated pursuant to Regulation (EC) No 1225/2009 following the entry into force of this Regulation. As the present investigation was initiated prior to that date, the amendments of that Regulation to the basic Regulation do not apply in the present case.
- Commission Implementing Regulation (EU) 2016/1395 of 18 August 2016 reimposing a definitive anti-dumping duty and collecting definitely the provisional duty imposed on imports of certain footwear with uppers of leather originating in the People's Republic of China and produced by Buckinghan Shoe Mfg Co. Ltd, Buildyet Shoes Mfg., DongGuan Elegant Top Shoes Co. Ltd, Dongguan Stella Footwear Co. Ltd, Dongguan Taiway Sports Goods Limited, Foshan City Nanhai Qun Rui Footwear Co., Jianle Footwear Industrial, Sihui Kingo Rubber Shoes Factory, Synfort Shoes Co. Ltd, Taicang Kotoni Shoes Co. Ltd, Wei Hao Shoe Co. Ltd, Wei Hua Shoe Co. Ltd, Win Profile Industries Ltd, and implementing the judgment of the Court of Justice in joined cases C-659/13 and C-34/14 Regulation · Grade B
In the present case, the illegality occurred after initiation. Hence, the Commission decided to resume the present anti-dumping proceeding that was still open following the judgments at the very point at which the illegality occurred and to examine whether market economy conditions prevailed for the exporting producers concerned for the period from 1 April 2004 to 31 March 2005, which was the investigation period in the investigation that led to the imposition of definitive duties mentioned in recitals 1 and 2 (the original investigation). The Commission also examined, where appropriate, wheth
- Commission Implementing Regulation (EU) 2016/1395 of 18 August 2016 reimposing a definitive anti-dumping duty and collecting definitely the provisional duty imposed on imports of certain footwear with uppers of leather originating in the People's Republic of China and produced by Buckinghan Shoe Mfg Co. Ltd, Buildyet Shoes Mfg., DongGuan Elegant Top Shoes Co. Ltd, Dongguan Stella Footwear Co. Ltd, Dongguan Taiway Sports Goods Limited, Foshan City Nanhai Qun Rui Footwear Co., Jianle Footwear Industrial, Sihui Kingo Rubber Shoes Factory, Synfort Shoes Co. Ltd, Taicang Kotoni Shoes Co. Ltd, Wei Hao Shoe Co. Ltd, Wei Hua Shoe Co. Ltd, Win Profile Industries Ltd, and implementing the judgment of the Court of Justice in joined cases C-659/13 and C-34/14 Regulation · Grade B
First, Regulation (EU) No 765/2012 (the so-called Fasteners amendment dealing with IT) provided in its Article 2 that it shall apply to all investigations initiated pursuant to Regulation (EC) No 1225/2009 following the entry into force of this Regulation. As the present investigation was initiated prior to that date, the amendments of that Regulation to the basic Regulation do not apply in the present case.
- Commission Implementing Regulation (EU) 2016/1731 of 28 September 2016 reimposing a definitive anti-dumping duty and collecting definitively the provisional duty imposed on imports of certain footwear with uppers of leather originating in the People's Republic of China and Vietnam and produced by General Footwear Ltd (China), Diamond Vietnam Co. Ltd and Ty Hung Footgearmex/Footwear Co. Ltd and implementing the judgment of the Court of Justice in Joined Cases C-659/13 and C-34/14 Regulation · Grade B
First, Regulation (EU) No 765/2012 (the so-called Fasteners amendment dealing with IT) provided in its Article 2 that it shall apply to all investigations initiated pursuant to Regulation (EC) No 1225/2009 following the entry into force of this Regulation. As the present investigation was initiated prior to that date, the amendments of that Regulation to the basic Regulation do not apply in the present case.
- Council Regulation (EU) No 502/2013 of 29 May 2013 amending Implementing Regulation (EU) No 990/2011 imposing a definitive anti-dumping duty on imports of bicycles originating in the People’s Republic of China following an interim review pursuant to Article 11(3) of Regulation (EC) No 1225/2009 Regulation · Grade B
By Regulation (EU) No 765/2012, which entered into force on 6 September 2012, the European Parliament and the Council amended Article 9(5) of the basic Regulation. Article 2 of Regulation (EU) No 765/2012 stipulated that the amendment is only to apply to investigations initiated following its entry into force. Consequently, as the current investigation was initiated on 9 March 2012, the amendment did not apply to the current investigation.
- Judgment of the Court (Fourth Chamber) 5 April 2017 Judgment · Grade B
On the date on which the regulation at issue was adopted, the provisions governing the adoption of anti-dumping measures by the European Union were to be found in Council Regulation (EC) No 1225/2009 of 30 November 2009 on protection against dumped imports from countries not members of the European Community (OJ 2009 L 343 p. 51 and corrigendum OJ 2010 L 7, p. 22), as amended by Regulation (EU) No 765/2012 of the European Parliament and of the Council of 13 June 2012 (OJ 2012 L 237, p. 1) (the basic regulation).
- Opinion of Advocate General Mengozzi delivered on 3 October 2018 Case C‑465/16 P Council of the European Union v Growth Energy, Renewable Fuels Association Opinion · Grade B
First of all, the General Court was wrong to state, in paragraphs 174 to 184 of the judgment under appeal, that Article 9(5) of the basic regulation implemented both Article 9.2 and Article 6.10 of the WTO Anti-Dumping Agreement. It is the provisions of Article 9(6) and Article 17 of the basic regulation, and not those of Article 9(5) thereof, which are intended to implement Article 6.10 of the WTO Anti-Dumping Agreement. The Council points out that the General Court relied, in that regard, in paragraphs 178 and 179 of the judgment under appeal, on the fact that Regulation (EU) No 765/2012 of
- Opinion of Advocate General Mengozzi delivered on 3 October 2018 Case C‑465/16 P Council of the European Union v Growth Energy, Renewable Fuels Association Opinion · Grade B
In the second place, those associations argue that the General Court was fully entitled to state that Article 9(5) of the basic regulation implemented Articles 6.10 and 9.2 of the WTO Anti-Dumping Agreement, in the light of Regulation No 765/2012. If that were not the case, then only an express reference would be acceptable.
- Opinion of Advocate General Mengozzi delivered on 3 October 2018 Case C‑465/16 P Council of the European Union v Growth Energy, Renewable Fuels Association Opinion · Grade B
In the first part of the second ground of appeal, the Council, supported by the Commission, criticises the General Court for stating, in paragraph 180 of the judgment under appeal, that, in adopting the first subparagraph of Article 9(5) of the basic regulation, the EU legislature had intended to implement a particular obligation assumed in the context of the WTO, in this instance in Articles 6.10 and 9.2 of the WTO Anti-Dumping Agreement, as referred to in the judgment in Nakajima (judgment of 7 May 1991, Nakajima v Council, C‑69/89, EU:C:1991:186). In essence, according to the line of reason
- Opinion of Advocate General Mengozzi delivered on 3 October 2018 Case C‑465/16 P Council of the European Union v Growth Energy, Renewable Fuels Association Opinion · Grade B
However, that error does follow, in my view, from the reasoning set out in paragraphs 178 to 183 of the judgment under appeal. It is clear from those paragraphs of the judgment under appeal that the General Court inferred from the amendment to Article 9(5) of the basic regulation made by Regulation No 765/2012, as a result, inter alia, of the adoption of the Report in the fasteners case, that the EU legislature intended to implement the particular obligation contained in Article 9.2 of the WTO Anti-Dumping Agreement by adopting Article 9(5) of the basic regulation, in its original version.
- Judgment of the Court (Ninth Chamber) 26 October 2016 Judgment · Grade B
At the time of the facts underlying the dispute, the provisions governing the adoption of anti-dumping measures by the European Union were set out in Council Regulation (EC) No 1225/2009 of 30 November 2009 on protection against dumped imports from countries not members of the European Community (OJ 2009 L 343, p. 51, and corrigendum OJ 2010 L 7, p. 22), as amended by Council Regulation (EU) No 765/2012 of the European Parliament and of the Council of 13 June 2012 (OJ 2012 L 237, p. 1) (the basic regulation).
- Judgment of the Court (Fourth Chamber) 17 December 2015 Judgment · Grade B
The provisions governing the application of anti-dumping measures by the European Union, in force at the time of the dispute in the main proceedings, were set out in Council Regulation (EC) No 1225/2009 of 30 November 2009 on protection against dumped imports from countries not members of the European Community (OJ 2009 L 343, p. 51, and corrigendum OJ 2010 L 7, p. 22), in its original version and as amended by Regulation (EU) No 765/2012 of the European Parliament and of the Council of 13 June 2012 (OJ 2012 L 237, p. 1) (the basic regulation).
- Judgment of the Court (Second Chamber) 28 April 2022 Judgment · Grade B
On the date of adoption of the contested regulation, the provisions governing the adoption of anti-dumping measures by the European Union were set out in Council Regulation (EC) No 1225/2009 of 30 November 2009 on protection against dumped imports from countries not members of the European Community (OJ 2009 L 343, p. 51, and corrigendum OJ 2010 L 7, p. 22), as amended by Regulation (EU) No 765/2012 of the European Parliament and of the Council of 13 June 2012 (OJ 2012 L 237, p. 1) (the basic regulation).
- Judgment of the Court (Fourth Chamber) 4 February 2016 Judgment · Grade B
However, that provision was amended subsequently by Regulation (EU) No 765/2012 of the European Parliament and of the Council of 13 June 2012 amending Regulation No 1225/2009 (OJ 2012 L 237, p. 1). In accordance with Article 2 thereof, Regulation No 765/2012 entered into force on the third day following that of its publication in the Official Journal of the European Union, which took place on 3 September 2012, and applies only to investigations initiated pursuant to Regulation No 1225/2009 after Regulation No 765/2012 entered into force. The preamble to Regulation No 765/2012 states the follow
- Judgment of the Court (Fourth Chamber) 4 February 2016 Judgment · Grade B
While expressing, in recitals 5 and 6 of Regulation No 765/2012, its inten[tion] to implement those rulings and recommendations of the DSB in a manner that respects its WTO obligations, the EU legislature decided that the amendment of Regulation No 1225/2009 made for that purpose would apply only to investigations initiated pursuant to that regulation after Regulation No 765/2012 entered into force, as is clear from Article 2 of Regulation No 765/2012. Thus, the legislature did not lay down that such an amendment applies to an investigation initiated on the basis of Regulation No 384/96 before
- Judgment of the General Court (Fifth Chamber) 9 June 2016 Judgment · Grade B
In this connection, it must be pointed out that the first subparagraph of Article 9(5) of the basic regulation, in its original version, which is applicable in the present case since the second paragraph of Article 2 of Regulation (EU) No 765/2012 of the European Parliament and of the Council of 13 June 2012 amending the basic regulation (OJ 2012 L 237, p. 1) provides that the amended version of Article 9(5) of the basic regulation is to apply to all investigations initiated following the entry into force of Regulation No 765/2012, states that an anti-dumping duty is to be imposed in the appro
- Judgment of the General Court (Fifth Chamber) 9 June 2016 Judgment · Grade B
As regards the transposition of the WTO Anti-Dumping Agreement by Article 9(5) of the basic regulation, it should be observed that that provision, the original version of which is applicable in the present case, was amended by Regulation No 765/2012 because of the adoption, by the WTO Dispute Settlement Body (the DSB), of the Report of the Appellate Body of 15 July 2011 (WT/DS397/AB/R, the Report of the Appellate Body of 15 July 2011 in the fasteners case) and the Report of the Panel of 3 December 2010 (WT/DS397/R), modified by the Report of the Appellate Body, in the case entitled European Co
- Judgment of the General Court (Fifth Chamber) 9 June 2016 Judgment · Grade B
In the preamble to Regulation No 765/2012, the legislature of the European Union states that, in the WTO Reports, it was found, inter alia, that Article 9(5) of the basic regulation was inconsistent with Articles 6.10, 9.2 and 18.4 of the WTO Anti-Dumping Agreement and Article XVI:4 of the Agreement Establishing the WTO (OJ 1994, L 336, p. 3). The legislature of the European Union confirmed, in recitals 5 and 6 of Regulation No 765/2012, that it had made amendments to Article 9(5) of the basic regulation with the intention of implementing the recommendations and rulings of the DSB in the faste